Sientra, Inc. SIEN
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Wells Fargo & Company | Delaware | 80 | 0 | 1057547 | 0 | 1057547 | 8.8 % | 06/02/2024 |
| Page 4 of 9 Pages | ONTARIO, CANADA | 0 | 394700 | 0 | 394700 | 394700 | 11 % | 15/02/2023 |
| Page 5 of 9 Pages | CAYMAN ISLANDS | 0 | 394700 | 0 | 394700 | 394700 | 11 % | 15/02/2023 |
| Page 3 of 9 Pages | ONTARIO, CANADA | 0 | 394700 | 0 | 394700 | 394700 | 11 % | 15/02/2023 |
| Page 2 of 9 Pages | ONTARIO, CANADA | 0 | 0 | 0 | 394700 | 509274 | 11 % | 15/02/2023 |
| Norman H. Pessin | 5670923 | 0 | 5670923 | 11 | 5670923 | 5.6 % | 15/11/2022 | |
| Brian L. Pessin | 875000 | 0 | 875000 | 11 | 875000 | 0.9 % | 15/11/2022 | |
| (1)Names of reporting persons. BlackRock, Inc. | Delaware | 1103966 | 0 | 1125864 | 0 | 1125864 | 1.8 % | 08/07/2022 |
| Senvest Management, LLC | Delaware | 0 | 3081039 | 0 | 0 | 3081039 | 5.3 % | 11/02/2022 |
| Richard Mashaal | Delaware | 0 | 3081039 | 0 | 0 | 3081039 | 5.3 % | 11/02/2022 |
| Morgan Stanley | Delaware. | 13 | 3187468 | 0 | 13 | 3412477 | 5.9 % | 11/02/2022 |
| Morgan Stanley & Co. LLC | Delaware. | 13 | 3052768 | 0 | 13 | 3052768 | 5.3 % | 11/02/2022 |
| The Vanguard Group - 23-1945930 | Pennsylvania For | 0 | 91686 | 2629300 | 112915 | 2742215 | 4.72 % | 10/02/2022 |
| Millennium International Management LP | 0 | 705797 | 0 | 705797 | 705797 | 1.4 % | 16/02/2021 | |
| Millennium Group Management LLC | 0 | 1270456 | 0 | 1270456 | 1270456 | 2.5 % | 16/02/2021 | |
| Integrated Assets II LLC | 0 | 705797 | 0 | 705797 | 705797 | 1.4 % | 16/02/2021 | |
| Israel A. Englander | 0 | 1270456 | 0 | 1270456 | 1270456 | 2.5 % | 16/02/2021 | |
| Integrated Core Strategies (US) LLC | 0 | 564659 | 0 | 564659 | 564659 | 1.1 % | 16/02/2021 | |
| Integrated Assets, Ltd. | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 | |
| Millennium Management LLC | 0 | 1270456 | 0 | 1270456 | 1270456 | 2.5 % | 16/02/2021 | |
| The Vanguard Group - 23-1945930 | Pennsylvania For | 0 | 80422 | 2525690 | 92152 | 2617842 | 5.19 % | 10/02/2021 |
| (1) BlackRock, Inc. | Delaware | 3235304 | 0 | 3257468 | 0 | 3257468 | 6.5 % | 01/02/2021 |
| Granite Point Capital Master Fund, L.P. | Cayman Islands | 0 | 1368392 | 0 | 0 | 1368392 | 2.7 % | 07/10/2020 |
| Granite Point Capital Management, L.P. | Cayman Islands | 0 | 2986581 | 0 | 0 | 2986581 | 5.9 % | 07/10/2020 |
| Granite Point Capital Panacea Global Healthcare Fund | Cayman Islands | 0 | 819168 | 0 | 0 | 819168 | 1.6 % | 07/10/2020 |
| Granite Point Capital Scorpion Focused Ideas Fund | Cayman Islands | 0 | 799021 | 0 | 0 | 799021 | 1.6 % | 07/10/2020 |
| Granite Point Capital L.L.C. | Cayman Islands | 0 | 2986581 | 0 | 0 | 2986581 | 5.9 % | 07/10/2020 |
| Warren B. Lammert, III | Cayman Islands | 0 | 2986581 | 0 | 0 | 2986581 | 5.9 % | 07/10/2020 |
| (1) BlackRock, Inc. | Delaware | 2724982 | 0 | 2765230 | 0 | 2765230 | 5.6 % | 07/02/2020 |
| (1) BlackRock, Inc. | Delaware | 1738773 | 0 | 1777741 | 0 | 1777741 | 3.8 % | 10/07/2019 |
| Abingworth LLP 98-051-8585 | England | 0 | 0 | 0 | 0 | 2435542 | 4.9 % | 17/06/2019 |
| Integrated Assets, Ltd. | Delaware | 0 | 6514 | 0 | 6514 | 6514 | 0 % | 18/03/2019 |
| Millennium International Management LP | Delaware | 0 | 6514 | 0 | 6514 | 6514 | 0 % | 18/03/2019 |
| Millennium Management LLC | Delaware | 0 | 1531402 | 0 | 1531402 | 1531402 | 5.2 % | 18/03/2019 |
| Millennium Group Management LLC | Delaware | 0 | 1531402 | 0 | 1531402 | 1531402 | 5.2 % | 18/03/2019 |
| Integrated Core Strategies (US) LLC | Delaware | 0 | 952062 | 0 | 952062 | 952062 | 3.3 % | 18/03/2019 |
| Integrated Assets II LLC | Delaware | 0 | 572826 | 0 | 572826 | 572826 | 2 % | 18/03/2019 |
| Israel A. Englander | Delaware | 0 | 1531402 | 0 | 1531402 | 1531402 | 5.2 % | 18/03/2019 |
| LLC | New York | 65273 | 0 | 65273 | 1170925 | 1236198 | 4.32 % | 14/02/2019 |
| 94-3366999 | Wyoming, USA | 0 | 40793 | 0 | 0 | 40793 | 0.1 % | 14/02/2019 |
| J. Carlo Cannell | USA | 0 | 40793 | 0 | 0 | 40793 | 0.1 % | 14/02/2019 |
| Ivy Investment Management Company Tax ID No. 03-0481447 | Delaware | 2291094 | 0 | 0 | 0 | 2291094 | 11 % | 14/02/2019 |
| Waddell & Reed Financial, Inc. Tax ID No. 51-0261715 | Delaware | 0 | 0 | 2291094 | 0 | 2291094 | 11 % | 14/02/2019 |
| LLC | New York | 65273 | 0 | 65273 | 1170925 | 1236198 | 4.32 % | 13/02/2019 |
| First Trust Portfolios L.P., First Trust Advisors L.P., The Charger Corporation | Jersey Channel Islands | 0 | 1449447 | 0 | 1449447 | 1774212 | 7.79 % | 12/02/2019 |
| Deerfield Partners, L.P. | Delaware | 0 | 1283701 | 0 | 0 | 1283701 | 4.49 % | 12/02/2019 |
| James E. Flynn | United States | 0 | 1572891 | 0 | 0 | 1572891 | 5.5 % | 12/02/2019 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1572891 | 0 | 0 | 1572891 | 5.5 % | 12/02/2019 |
| Situations Fund, L.P. | Delaware | 0 | 289190 | 0 | 0 | 289190 | 1.01 % | 12/02/2019 |
| Company, L.P. | Delaware | 0 | 1572891 | 0 | 0 | 1572891 | 5.5 % | 12/02/2019 |
| (1) BlackRock, Inc. | Delaware | 1567007 | 0 | 1616583 | 0 | 1616583 | 5.7 % | 07/02/2019 |
| Situations Fund, L.P. | Delaware | 0 | 289190 | 0 | 0 | 289190 | 1.01 % | 26/12/2018 |
| Company, L.P. | Delaware | 0 | 1572891 | 0 | 0 | 1572891 | 5.5 % | 26/12/2018 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1572891 | 0 | 0 | 1572891 | 5.5 % | 26/12/2018 |
| Deerfield Partners, L.P. | Delaware | 0 | 1283701 | 0 | 0 | 1283701 | 4.49 % | 26/12/2018 |
| James E. Flynn | Delaware | 0 | 1572891 | 0 | 0 | 1572891 | 5.5 % | 26/12/2018 |
| Abingworth Bioventures V, LP 98-051-8587 | England | 0 | 0 | 0 | 0 | 1278830 | 4.5 % | 09/05/2018 |
| Abingworth Bioventures V Co-Inv | England | 0 | 0 | 0 | 0 | 1278830 | 4.5 % | 09/05/2018 |
| Abingworth LLP 98-051-8585 | England | 0 | 0 | 0 | 0 | 2519077 | 8.9 % | 09/05/2018 |
| Park West Investors Master Fund, Limited | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2018 |
| Park West Asset Management LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2018 |
| Peter S. Park | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2018 |
| 94-3366999 | Wyoming, USA | 0 | 1000427 | 0 | 0 | 1000427 | 5.2 % | 14/02/2018 |
| J. Carlo Cannell | USA | 0 | 1000427 | 0 | 0 | 1000427 | 5.2 % | 14/02/2018 |
| LLC | New York | 72441 | 0 | 72441 | 0 | 1067310 | 5.5 % | 13/02/2018 |
| 94-3366999 | Wyoming, USA | 0 | 1113571 | 0 | 0 | 1113571 | 6 % | 15/02/2017 |
| J. Carlo Cannell | USA | 0 | 1113571 | 0 | 0 | 1113571 | 6 % | 15/02/2017 |
| OrbiMed Advisors LLC | Delaware | 0 | 742574 | 0 | 0 | 742574 | 3.99 % | 13/02/2017 |
| OrbiMed Capital GP III LLC | Delaware | 0 | 736575 | 0 | 0 | 736575 | 3.96 % | 13/02/2017 |
| Samuel D. Isaly | United States | 0 | 742574 | 0 | 0 | 742574 | 3.99 % | 13/02/2017 |
| Clarus Lifesciences I, L.P. | Delaware | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Robert Liptak | United States Citizen | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Nicholas Galakatos | United States Citizen | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Dennis Henner | United States Citizen | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Nicholas Simon | citizen | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Michael Steinmetz | Federal Republic of Germany Citizen | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Kurt Wheeler | Citizen | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Clarus Ventures I, LLC | Delaware | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Clarus Ventures I Management, L.P. | Delaware | 0 | 2730765 | 0 | 0 | 2730765 | 18.31 % | 09/02/2016 |
| Peter S. Park | United States of America | 904600 | 0 | 904600 | 0 | 904600 | 5 % | 22/01/2016 |
| Park West Asset Management LLC | Delaware | 904600 | 0 | 904600 | 0 | 904600 | 5 % | 22/01/2016 |
| OrbiMed Advisors LLC | Delaware | 0 | 3185308 | 0 | 0 | 3185308 | 21.36 % | 17/02/2015 |
| OrbiMed Capital GP III LLC | Delaware | 0 | 3155260 | 0 | 0 | 3155260 | 21.16 % | 17/02/2015 |
| Samuel D. Isaly | United States | 0 | 3185308 | 0 | 0 | 3185308 | 21.36 % | 17/02/2015 |
| L.P. | Delaware | 13 | 783002 | 0 | 783002 | 783002 | 5.3 % | 17/02/2015 |
| Abingworth Bioventures V, LP 98-051-8587 | England | 0 | 0 | 0 | 0 | 1099506 | 7.8 % | 07/11/2014 |
| Abingworth LLP 98-051-8585 | England | 0 | 0 | 0 | 0 | 2199012 | 15.5 % | 07/11/2014 |
| Abingworth Bioventures V Co-Invest Growth Equity Fund, LP 98-057-9772 | England | 0 | 0 | 0 | 0 | 1099506 | 7.8 % | 07/11/2014 |
| 2 | Cayman Islands | 0 | 1475000 | 0 | 1475000 | 1475000 | 9.9 % | 07/11/2014 |
| 2 | Cayman Islands | 0 | 1475000 | 0 | 1475000 | 1475000 | 9.9 % | 07/11/2014 |
| 2 | Cayman Islands | 0 | 1475000 | 0 | 1475000 | 1475000 | 9.9 % | 07/11/2014 |
| 2 | Cayman Islands | 0 | 1475000 | 0 | 1475000 | 1475000 | 9.9 % | 07/11/2014 |