| Invesco Ltd. |
Bermuda |
0 |
0 |
0 |
0 |
0 |
0 % |
09/09/2024 |
| Shenkman Capital Management, Inc. |
New York |
0 |
893866 |
0 |
893866 |
893866 |
8.61 % |
13/02/2024 |
| Mark R. Shenkman |
United States of America |
0 |
893866 |
0 |
893866 |
893866 |
8.61 % |
13/02/2024 |
| Invesco Ltd. |
Bermuda |
914071 |
0 |
914071 |
0 |
914071 |
9.1 % |
11/04/2022 |
| Ares XLVII CLO Ltd. |
Cayman Islands |
0 |
15423 |
0 |
15423 |
15423 |
0.2 % |
14/02/2022 |
| Ares XLVII CLO Tax Subsidiary Inc. |
Delaware |
0 |
15423 |
0 |
15423 |
15423 |
0.2 % |
14/02/2022 |
| Ares XLVI CLO Ltd. |
Cayman Islands |
0 |
13234 |
0 |
13234 |
13234 |
0.2 % |
14/02/2022 |
| Ares XLVI CLO Tax Subsidiary Inc. |
Delaware |
0 |
13234 |
0 |
13234 |
13234 |
0.2 % |
14/02/2022 |
| Ares XLV CLO Ltd. |
Cayman Islands |
0 |
10143 |
0 |
10143 |
10143 |
0.1 % |
14/02/2022 |
| Ares XLV CLO Issuer Subsidiary Inc. |
Delaware |
0 |
10143 |
0 |
10143 |
10143 |
0.1 % |
14/02/2022 |
| Ares XLIV CLO Ltd. |
Cayman Islands |
0 |
39026 |
0 |
39026 |
39026 |
0.5 % |
14/02/2022 |
| Ares XLIV CLO Tax Subsidiary Inc. |
Delaware |
0 |
39026 |
0 |
39026 |
39026 |
0.5 % |
14/02/2022 |
| Ares XLIII CLO Ltd. |
Cayman Islands |
0 |
15862 |
0 |
15862 |
15862 |
0.2 % |
14/02/2022 |
| Ares XLIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
15862 |
0 |
15862 |
15862 |
0.2 % |
14/02/2022 |
| Ares XLII CLO Ltd. |
Cayman Islands |
0 |
10281 |
0 |
10281 |
10281 |
0.1 % |
14/02/2022 |
| Ares XLII CLO Tax Subsidiary Inc. |
Delaware |
0 |
10281 |
0 |
10281 |
10281 |
0.1 % |
14/02/2022 |
| Ares XLI CLO Ltd. |
Cayman Islands |
0 |
13674 |
0 |
13674 |
13674 |
0.2 % |
14/02/2022 |
| Ares XLI CLO Tax Subsidiary Inc. |
Delaware |
0 |
13674 |
0 |
13674 |
13674 |
0.2 % |
14/02/2022 |
| Ares XL CLO Ltd. |
Cayman Islands |
0 |
15788 |
0 |
15788 |
15788 |
0.2 % |
14/02/2022 |
| Ares XL CLO Tax Subsidiary Inc. |
Delaware |
0 |
15788 |
0 |
15788 |
15788 |
0.2 % |
14/02/2022 |
| Ares XXXIX CLO Ltd. |
Cayman Islands |
0 |
10674 |
0 |
10674 |
10674 |
0.1 % |
14/02/2022 |
| Ares XXXIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
10674 |
0 |
10674 |
10674 |
0.1 % |
14/02/2022 |
| Ares XXXVIII CLO Ltd. |
Cayman Islands |
0 |
9393 |
0 |
9393 |
9393 |
0.1 % |
14/02/2022 |
| Ares XXXVIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
9393 |
0 |
9393 |
9393 |
0.1 % |
14/02/2022 |
| Ares XXXVII CLO Ltd. |
Cayman Islands |
0 |
15406 |
0 |
15406 |
15406 |
0.2 % |
14/02/2022 |
| Ares XXXVII CLO Issuer Subsidiary Inc. |
Delaware |
0 |
15406 |
0 |
15406 |
15406 |
0.2 % |
14/02/2022 |
| Ares XXXVR CLO Ltd. |
Cayman Islands |
0 |
9852 |
0 |
9852 |
9852 |
0.1 % |
14/02/2022 |
| Ares XXXVR CLO Tax Subsidiary Inc. |
Delaware |
0 |
9852 |
0 |
9852 |
9852 |
0.1 % |
14/02/2022 |
| Ares Management Corporation |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares XXXIV CLO Ltd. |
Cayman Islands |
0 |
17109 |
0 |
17109 |
17109 |
0.2 % |
14/02/2022 |
| Ares XXXIV CLO Tax Subsidiary Inc. |
Delaware |
0 |
17109 |
0 |
17109 |
17109 |
0.2 % |
14/02/2022 |
| Ares XLIX CLO Ltd. |
Cayman Islands |
0 |
10210 |
0 |
10210 |
10210 |
0.1 % |
14/02/2022 |
| Ares XXXIIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
10674 |
0 |
10674 |
10674 |
0.1 % |
14/02/2022 |
| Ares Voting LLC |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares XXXIR CLO Ltd. |
Cayman Islands |
0 |
20191 |
0 |
20191 |
20191 |
0.3 % |
14/02/2022 |
| Ares XXXIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
20191 |
0 |
20191 |
20191 |
0.3 % |
14/02/2022 |
| Ares XXVII CLO Tax Subsidiary Inc. |
Delaware |
0 |
10989 |
0 |
10989 |
10989 |
0.2 % |
14/02/2022 |
| Ares XXVII CLO Ltd. |
Cayman Islands |
0 |
10989 |
0 |
10989 |
10989 |
0.2 % |
14/02/2022 |
| Ares Partners Holdco LLC |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares XXVIIIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
12163 |
0 |
12163 |
12163 |
0.2 % |
14/02/2022 |
| Ares XXVIIIR CLO Ltd. |
Cayman Islands |
0 |
12163 |
0 |
12163 |
12163 |
0.2 % |
14/02/2022 |
| Ares XXIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2022 |
| Ares XXIX CLO Ltd. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2022 |
| Ares Management GP LLC |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares Holdco LLC |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares Management Holdings L.P. |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares Management LLC |
Delaware |
0 |
271628 |
0 |
271628 |
271628 |
3.8 % |
14/02/2022 |
| Ares XXXIIR CLO Ltd. |
Cayman Islands |
0 |
10674 |
0 |
10674 |
10674 |
0.1 % |
14/02/2022 |
| Ares XLIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
10210 |
0 |
10210 |
10210 |
0.1 % |
14/02/2022 |
| Ares XLVIII CLO Ltd. |
Cayman Islands |
0 |
11536 |
0 |
11536 |
11536 |
0.1 % |
14/02/2022 |
| Ares XLVIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
11536 |
0 |
11536 |
11536 |
0.2 % |
14/02/2022 |
| Centricus Financial Investments GP Limited |
Jersey |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| Dalinc Ariburnu |
Turkey amp United Kingdom |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| CIFC Blocker LLC |
Delaware |
0 |
7525 |
0 |
7525 |
7525 |
0.1 % |
16/02/2021 |
| CIFC 2012IIR Blocker LLC |
Delaware |
0 |
4563 |
0 |
4563 |
4563 |
0.1 % |
16/02/2021 |
| CIFC 2013IIIR Blocker LLC |
Delaware |
0 |
3574 |
0 |
3574 |
3574 |
0.1 % |
16/02/2021 |
| CIFC 2013IV Blocker LLC |
Delaware |
0 |
1876 |
0 |
1876 |
1876 |
0.1 % |
16/02/2021 |
| CIFC 2014III Blocker LLC |
Delaware |
0 |
4146 |
0 |
4146 |
4146 |
0.1 % |
16/02/2021 |
| CIFC 2014IIR Blocker LLC |
Delaware |
0 |
4095 |
0 |
4095 |
4095 |
0.1 % |
16/02/2021 |
| CIFC 2014IVR Blocker LLC |
Delaware |
0 |
3556 |
0 |
3556 |
3556 |
0.1 % |
16/02/2021 |
| CIFC 2014V Blocker LLC |
Delaware |
0 |
7047 |
0 |
7047 |
7047 |
0.1 % |
16/02/2021 |
| CIFC 2015I Blocker LLC |
Delaware |
0 |
7190 |
0 |
7190 |
7190 |
0.1 % |
16/02/2021 |
| CIFC 2015II Blocker LLC |
Delaware |
0 |
5382 |
0 |
5382 |
5382 |
0.1 % |
16/02/2021 |
| CIFC 2015III Blocker LLC |
Delaware |
0 |
3961 |
0 |
3961 |
3961 |
0.1 % |
16/02/2021 |
| CIFC 2015IV Blocker LLC |
Delaware |
0 |
2864 |
0 |
2864 |
2864 |
0.1 % |
16/02/2021 |
| CIFC 2015V Blocker LLC |
Delaware |
0 |
2606 |
0 |
2606 |
2606 |
0.1 % |
16/02/2021 |
| CIFC 2016I Blocker LLC |
Delaware |
0 |
3974 |
0 |
3974 |
3974 |
0.1 % |
16/02/2021 |
| CIFC 2017I Blocker LLC |
Delaware |
0 |
19612 |
0 |
19612 |
19612 |
0.3 % |
16/02/2021 |
| CIFC 2017II Blocker LLC |
Delaware |
0 |
11662 |
0 |
11662 |
11662 |
0.2 % |
16/02/2021 |
| CIFC 2017III Blocker LLC |
Delaware |
0 |
13687 |
0 |
13687 |
13687 |
0.2 % |
16/02/2021 |
| CIFC 2017IV Blocker LLC |
Delaware |
0 |
8422 |
0 |
8422 |
8422 |
0.1 % |
16/02/2021 |
| CIFC 2017V Blocker LLC |
Delaware |
0 |
16330 |
0 |
16330 |
16330 |
0.3 % |
16/02/2021 |
| CIFC 2018I Blocker LLC |
Delaware |
0 |
8621 |
0 |
8621 |
8621 |
0.1 % |
16/02/2021 |
| CIFC 2018III Blocker LLC |
Delaware |
0 |
9398 |
0 |
9398 |
9398 |
0.2 % |
16/02/2021 |
| CIFC 2018V Blocker LLC |
Delaware |
0 |
6444 |
0 |
6444 |
6444 |
0.1 % |
16/02/2021 |
| CIFC 2019I Blocker LLC |
Delaware |
0 |
19692 |
0 |
19692 |
19692 |
0.3 % |
16/02/2021 |
| CIFC 2019II Blocker LLC |
Delaware |
0 |
29091 |
0 |
29091 |
29091 |
0.5 % |
16/02/2021 |
| CIFC 2019III Blocker LLC |
Delaware |
0 |
29952 |
0 |
29952 |
29952 |
0.5 % |
16/02/2021 |
| CIFC 2019IV Blocker LLC |
Delaware |
0 |
11468 |
0 |
11468 |
11468 |
0.2 % |
16/02/2021 |
| CIFC Loan Opportunity Fund Blocker LLC |
Delaware |
0 |
10225 |
0 |
10225 |
10225 |
0.2 % |
16/02/2021 |
| CIFC Loan Opportunity Fund II Blocker LLC |
Delaware |
0 |
7668 |
0 |
7668 |
7668 |
0.1 % |
16/02/2021 |
| JSS Special Investments FCP JSS Senior Loan Fund |
Luxembourg |
0 |
30435 |
0 |
30435 |
30435 |
0.5 % |
16/02/2021 |
| CIFC Funding 2012IIR, Ltd. |
Cayman Islands |
0 |
4563 |
0 |
4563 |
4563 |
0.1 % |
16/02/2021 |
| CIFC Funding 2013IIIR, Ltd. |
Cayman Islands |
0 |
3574 |
0 |
3574 |
3574 |
0.1 % |
16/02/2021 |
| CIFC Funding 2013IV, Ltd. |
Cayman Islands |
0 |
1876 |
0 |
1876 |
1876 |
0.1 % |
16/02/2021 |
| CIFC Funding 2014, Ltd. |
Cayman Islands |
0 |
7525 |
0 |
7525 |
7525 |
0.1 % |
16/02/2021 |
| CIFC Funding 2014III, Ltd. |
Cayman Islands |
0 |
4146 |
0 |
4146 |
4146 |
0.1 % |
16/02/2021 |
| CIFC Funding 2014IIR, Ltd. |
Cayman Islands |
0 |
4095 |
0 |
4095 |
4095 |
0.1 % |
16/02/2021 |
| CIFC Funding 2014IVR, Ltd. |
Cayman Islands |
0 |
3556 |
0 |
3556 |
3556 |
0.1 % |
16/02/2021 |
| CIFC Funding 2014V, Ltd. |
Cayman Islands |
0 |
7047 |
0 |
7047 |
7047 |
0.1 % |
16/02/2021 |
| CIFC Funding 2015I, Ltd. |
Cayman Islands |
0 |
7190 |
0 |
7190 |
7190 |
0.1 % |
16/02/2021 |
| CIFC Funding 2015II, Ltd. |
Cayman Islands |
0 |
5382 |
0 |
5382 |
5382 |
0.1 % |
16/02/2021 |
| CIFC Funding 2015III, Ltd. |
Cayman Islands |
0 |
3961 |
0 |
3961 |
3961 |
0.1 % |
16/02/2021 |
| CIFC Funding 2015IV, Ltd. |
Cayman Islands |
0 |
2864 |
0 |
2864 |
2864 |
0.1 % |
16/02/2021 |
| CIFC Funding 2015V, Ltd. |
Cayman Islands |
0 |
2606 |
0 |
2606 |
2606 |
0.1 % |
16/02/2021 |
| Nizar AlBassam |
Saudi Arabia amp United Kingdom |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| CIFC Funding 2016I, Ltd. |
Cayman Islands |
0 |
3974 |
0 |
3974 |
3974 |
0.1 % |
16/02/2021 |
| CIFC Funding 2017I, Ltd. |
Cayman Islands |
0 |
19612 |
0 |
19612 |
19612 |
0.3 % |
16/02/2021 |
| CIFC Funding 2017II, Ltd. |
Cayman Islands |
0 |
11662 |
0 |
11662 |
11662 |
0.2 % |
16/02/2021 |
| CIFC Funding 2017III, Ltd. |
Cayman Islands |
0 |
13387 |
0 |
13387 |
13387 |
0.2 % |
16/02/2021 |
| CIFC Funding 2017IV, Ltd. |
Cayman Islands |
0 |
8422 |
0 |
8422 |
8422 |
0.1 % |
16/02/2021 |
| CIFC Funding 2017V, Ltd. |
Cayman Islands |
0 |
16330 |
0 |
16330 |
16330 |
0.3 % |
16/02/2021 |
| CIFC Funding 2018I, Ltd. |
Cayman Islands |
0 |
8621 |
0 |
8621 |
8621 |
0.1 % |
16/02/2021 |
| CIFC Funding 2018III, Ltd. |
Cayman Islands |
0 |
9398 |
0 |
9398 |
9398 |
0.2 % |
16/02/2021 |
| CIFC Funding 2018V, Ltd. |
Cayman Islands |
0 |
6444 |
0 |
6444 |
6444 |
0.1 % |
16/02/2021 |
| CIFC Funding 2019I, Ltd. |
Cayman Islands |
0 |
19692 |
0 |
19692 |
19692 |
0.3 % |
16/02/2021 |
| CIFC Funding 2019II, Ltd. |
Cayman Islands |
0 |
29091 |
0 |
29091 |
29091 |
0.5 % |
16/02/2021 |
| CIFC Funding 2019III, Ltd. |
Cayman Islands |
0 |
29952 |
0 |
29952 |
29952 |
0.5 % |
16/02/2021 |
| CIFC Funding 2019IV, Ltd. |
Cayman Islands |
0 |
11468 |
0 |
11468 |
11468 |
0.2 % |
16/02/2021 |
| CIFC Loan Opportunity Fund, Ltd. |
Cayman Islands |
0 |
10225 |
0 |
10225 |
10225 |
0.2 % |
16/02/2021 |
| CIFC Loan Opportunity Fund II, Ltd. |
Cayman Islands |
0 |
7668 |
0 |
7668 |
7668 |
0.1 % |
16/02/2021 |
| CIFC Asset Management LLC |
Delaware |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| CIFC Asset Management Holdings LLC |
Delaware |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| CIFC Corp. |
Delaware |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| CIFC LLC |
Delaware |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| Centricus Holdings I LP |
Delaware |
0 |
295080 |
0 |
295080 |
295080 |
4.9 % |
16/02/2021 |
| Invesco Ltd. |
Bermuda |
914071 |
0 |
914071 |
0 |
914071 |
15 % |
12/02/2021 |
| Ares XXVII CLO Ltd. |
Cayman Islands |
0 |
12189 |
0 |
12189 |
12189 |
0.2 % |
27/11/2020 |
| Ares XXVII CLO Tax Subsidiary Inc. |
Delaware |
0 |
12189 |
0 |
12189 |
12189 |
0.2 % |
27/11/2020 |
| Ares XXVII CLO Ltd. |
Cayman Islands |
0 |
12189 |
0 |
12189 |
12189 |
0.2 % |
27/11/2020 |
| Ares XXVIIIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
13531 |
0 |
13531 |
13531 |
0.2 % |
27/11/2020 |
| Ares XXVIIIR CLO Ltd. |
Cayman Islands |
0 |
13531 |
0 |
13531 |
13531 |
0.2 % |
27/11/2020 |
| Ares XXIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
10615 |
0 |
10615 |
10615 |
0.2 % |
27/11/2020 |
| Ares XXIX CLO Ltd. |
Cayman Islands |
0 |
10615 |
0 |
10615 |
10615 |
0.2 % |
27/11/2020 |
| Ares XXXIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
22374 |
0 |
22374 |
22374 |
0.4 % |
27/11/2020 |
| Ares XXXIR CLO Ltd. |
Cayman Islands |
0 |
22374 |
0 |
22374 |
22374 |
0.4 % |
27/11/2020 |
| Ares XXXIIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XXXIIR CLO Ltd. |
Cayman Islands |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XXXIV CLO Tax Subsidiary Inc. |
Delaware |
0 |
18999 |
0 |
18999 |
18999 |
0.3 % |
27/11/2020 |
| Ares XXXIV CLO Ltd. |
Cayman Islands |
0 |
18999 |
0 |
18999 |
18999 |
0.3 % |
27/11/2020 |
| Ares XXXVR CLO Tax Subsidiary Inc. |
Delaware |
0 |
10974 |
0 |
10974 |
10974 |
0.2 % |
27/11/2020 |
| Ares XXXVR CLO Ltd. |
Cayman Islands |
0 |
10974 |
0 |
10974 |
10974 |
0.2 % |
27/11/2020 |
| Ares XXXVII CLO Issuer Subsidiary Inc. |
Delaware |
0 |
17083 |
0 |
17083 |
17083 |
0.3 % |
27/11/2020 |
| Ares XXXVII CLO Ltd. |
Cayman Islands |
0 |
17083 |
0 |
17083 |
17083 |
0.3 % |
27/11/2020 |
| Ares XXXVIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
10408 |
0 |
10408 |
10408 |
0.2 % |
27/11/2020 |
| Ares XXXVIII CLO Ltd. |
Cayman Islands |
0 |
10408 |
0 |
10408 |
10408 |
0.2 % |
27/11/2020 |
| Ares XXXIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XXXIX CLO Ltd. |
Cayman Islands |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XL CLO Tax Subsidiary Inc. |
Delaware |
0 |
17533 |
0 |
17533 |
17533 |
0.3 % |
27/11/2020 |
| Ares XL CLO Ltd. |
Cayman Islands |
0 |
17533 |
0 |
17533 |
17533 |
0.3 % |
27/11/2020 |
| Ares XLI CLO Tax Subsidiary Inc. |
Delaware |
0 |
15166 |
0 |
15166 |
15166 |
0.3 % |
27/11/2020 |
| Ares XLI CLO Ltd. |
Cayman Islands |
0 |
15166 |
0 |
15166 |
15166 |
0.3 % |
27/11/2020 |
| Ares XLII CLO Tax Subsidiary Inc. |
Delaware |
0 |
11403 |
0 |
11403 |
11403 |
0.2 % |
27/11/2020 |
| Ares XLII CLO Ltd. |
Cayman Islands |
0 |
11403 |
0 |
11403 |
11403 |
0.2 % |
27/11/2020 |
| Ares XLIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
17607 |
0 |
17607 |
17607 |
0.3 % |
27/11/2020 |
| Ares XLIII CLO Ltd. |
Cayman Islands |
0 |
17607 |
0 |
17607 |
17607 |
0.3 % |
27/11/2020 |
| Ares XLIV CLO Tax Subsidiary Inc. |
Delaware |
0 |
43316 |
0 |
43316 |
43316 |
0.7 % |
27/11/2020 |
| Ares XLIV CLO Ltd. |
Cayman Islands |
0 |
43316 |
0 |
43316 |
43316 |
0.7 % |
27/11/2020 |
| Ares XLV CLO Issuer Subsidiary Inc. |
Delaware |
0 |
11265 |
0 |
11265 |
11265 |
0.2 % |
27/11/2020 |
| Ares XLV CLO Ltd. |
Cayman Islands |
0 |
11265 |
0 |
11265 |
11265 |
0.2 % |
27/11/2020 |
| Ares XLVI CLO Tax Subsidiary Inc. |
Delaware |
0 |
14657 |
0 |
14657 |
14657 |
0.2 % |
27/11/2020 |
| Ares XLVI CLO Ltd. |
Cayman Islands |
0 |
14657 |
0 |
14657 |
14657 |
0.2 % |
27/11/2020 |
| Ares XLVII CLO Tax Subsidiary Inc. |
Delaware |
0 |
17100 |
0 |
17100 |
17100 |
0.3 % |
27/11/2020 |
| Ares XLVII CLO Ltd. |
Cayman Islands |
0 |
17100 |
0 |
17100 |
17100 |
0.3 % |
27/11/2020 |
| Ares XLVIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
12843 |
0 |
12843 |
12843 |
0.2 % |
27/11/2020 |
| Ares XLVIII CLO Ltd. |
Cayman Islands |
0 |
12843 |
0 |
12843 |
12843 |
0.2 % |
27/11/2020 |
| Ares XLIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
11332 |
0 |
11332 |
11332 |
0.2 % |
27/11/2020 |
| Ares XLIX CLO Ltd. |
Cayman Islands |
0 |
11332 |
0 |
11332 |
11332 |
0.2 % |
27/11/2020 |
| Ares Management LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Management Holdings L.P. |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Holdco LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Holdings Inc. |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Management Corporation |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Voting LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Management GP LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Partners Holdco LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares XXVII CLO Tax Subsidiary Inc. |
Delaware |
0 |
12189 |
0 |
12189 |
12189 |
0.2 % |
27/11/2020 |
| Ares XXVIIIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
13531 |
0 |
13531 |
13531 |
0.2 % |
27/11/2020 |
| Ares XXVIIIR CLO Ltd. |
Cayman Islands |
0 |
13531 |
0 |
13531 |
13531 |
0.2 % |
27/11/2020 |
| Ares XXIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
10615 |
0 |
10615 |
10615 |
0.2 % |
27/11/2020 |
| Ares XXIX CLO Ltd. |
Cayman Islands |
0 |
10615 |
0 |
10615 |
10615 |
0.2 % |
27/11/2020 |
| Ares XXXIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
22374 |
0 |
22374 |
22374 |
0.4 % |
27/11/2020 |
| Ares XXXIR CLO Ltd. |
Cayman Islands |
0 |
22374 |
0 |
22374 |
22374 |
0.4 % |
27/11/2020 |
| Ares XXXIIR CLO Tax Subsidiary Inc. |
Delaware |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XXXIIR CLO Ltd. |
Cayman Islands |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XXXIV CLO Tax Subsidiary Inc. |
Delaware |
0 |
18999 |
0 |
18999 |
18999 |
0.3 % |
27/11/2020 |
| Ares XXXIV CLO Ltd. |
Cayman Islands |
0 |
18999 |
0 |
18999 |
18999 |
0.3 % |
27/11/2020 |
| Ares XXXVR CLO Tax Subsidiary Inc. |
Delaware |
0 |
10974 |
0 |
10974 |
10974 |
0.2 % |
27/11/2020 |
| Ares XXXVR CLO Ltd. |
Cayman Islands |
0 |
10974 |
0 |
10974 |
10974 |
0.2 % |
27/11/2020 |
| Ares XXXVII CLO Issuer Subsidiary Inc. |
Delaware |
0 |
17083 |
0 |
17083 |
17083 |
0.3 % |
27/11/2020 |
| Ares XXXVII CLO Ltd. |
Cayman Islands |
0 |
17083 |
0 |
17083 |
17083 |
0.3 % |
27/11/2020 |
| Ares XXXVIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
10408 |
0 |
10408 |
10408 |
0.2 % |
27/11/2020 |
| Ares XXXVIII CLO Ltd. |
Cayman Islands |
0 |
10408 |
0 |
10408 |
10408 |
0.2 % |
27/11/2020 |
| Ares XXXIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XXXIX CLO Ltd. |
Cayman Islands |
0 |
11874 |
0 |
11874 |
11874 |
0.2 % |
27/11/2020 |
| Ares XL CLO Tax Subsidiary Inc. |
Delaware |
0 |
17533 |
0 |
17533 |
17533 |
0.3 % |
27/11/2020 |
| Ares XL CLO Ltd. |
Cayman Islands |
0 |
17533 |
0 |
17533 |
17533 |
0.3 % |
27/11/2020 |
| Ares XLI CLO Tax Subsidiary Inc. |
Delaware |
0 |
15166 |
0 |
15166 |
15166 |
0.3 % |
27/11/2020 |
| Ares XLI CLO Ltd. |
Cayman Islands |
0 |
15166 |
0 |
15166 |
15166 |
0.3 % |
27/11/2020 |
| Ares XLII CLO Tax Subsidiary Inc. |
Delaware |
0 |
11403 |
0 |
11403 |
11403 |
0.2 % |
27/11/2020 |
| Ares XLII CLO Ltd. |
Cayman Islands |
0 |
11403 |
0 |
11403 |
11403 |
0.2 % |
27/11/2020 |
| Ares XLIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
17607 |
0 |
17607 |
17607 |
0.3 % |
27/11/2020 |
| Ares XLIII CLO Ltd. |
Cayman Islands |
0 |
17607 |
0 |
17607 |
17607 |
0.3 % |
27/11/2020 |
| Ares XLIV CLO Tax Subsidiary Inc. |
Delaware |
0 |
43316 |
0 |
43316 |
43316 |
0.7 % |
27/11/2020 |
| Ares XLIV CLO Ltd. |
Cayman Islands |
0 |
43316 |
0 |
43316 |
43316 |
0.7 % |
27/11/2020 |
| Ares XLV CLO Issuer Subsidiary Inc. |
Delaware |
0 |
11265 |
0 |
11265 |
11265 |
0.2 % |
27/11/2020 |
| Ares XLV CLO Ltd. |
Cayman Islands |
0 |
11265 |
0 |
11265 |
11265 |
0.2 % |
27/11/2020 |
| Ares XLVI CLO Tax Subsidiary Inc. |
Delaware |
0 |
14657 |
0 |
14657 |
14657 |
0.2 % |
27/11/2020 |
| Ares XLVI CLO Ltd. |
Cayman Islands |
0 |
14657 |
0 |
14657 |
14657 |
0.2 % |
27/11/2020 |
| Ares XLVII CLO Tax Subsidiary Inc. |
Delaware |
0 |
17100 |
0 |
17100 |
17100 |
0.3 % |
27/11/2020 |
| Ares XLVII CLO Ltd. |
Cayman Islands |
0 |
17100 |
0 |
17100 |
17100 |
0.3 % |
27/11/2020 |
| Ares XLVIII CLO Tax Subsidiary Inc. |
Delaware |
0 |
12843 |
0 |
12843 |
12843 |
0.2 % |
27/11/2020 |
| Ares XLVIII CLO Ltd. |
Cayman Islands |
0 |
12843 |
0 |
12843 |
12843 |
0.2 % |
27/11/2020 |
| Ares XLIX CLO Tax Subsidiary Inc. |
Delaware |
0 |
11332 |
0 |
11332 |
11332 |
0.2 % |
27/11/2020 |
| Ares XLIX CLO Ltd. |
Cayman Islands |
0 |
11332 |
0 |
11332 |
11332 |
0.2 % |
27/11/2020 |
| Ares Management LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Management Holdings L.P. |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Holdco LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Holdings Inc. |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Management Corporation |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Voting LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Management GP LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Ares Partners Holdco LLC |
Delaware |
0 |
312143 |
0 |
312143 |
312143 |
5.1 % |
27/11/2020 |
| Invesco Ltd. |
Bermuda |
13906836 |
0 |
13906836 |
0 |
13906836 |
24.9 % |
10/09/2020 |
| Invesco Ltd. |
Bermuda |
13906836 |
0 |
13906836 |
0 |
13906836 |
14.9 % |
07/02/2020 |
| Invesco Ltd. |
Bermuda |
13949110 |
0 |
13949110 |
0 |
13949110 |
16.9 % |
10/06/2019 |
| Piper Jaffray Companies |
Delaware |
0 |
279950 |
0 |
279950 |
279950 |
0.4 % |
13/02/2019 |
| Advisory Research Inc. |
Delaware |
279950 |
0 |
279950 |
0 |
279950 |
0.4 % |
13/02/2019 |
| HMI Capital, LLC |
Delaware |
0 |
2076087 |
0 |
2076087 |
2076087 |
2.8 % |
12/02/2019 |
| HMI Capital Partners, L.P. |
Delaware |
0 |
1853906 |
0 |
1853906 |
1853906 |
2.5 % |
12/02/2019 |
| OppenheimerFunds, Inc. |
Colorado |
0 |
13478864 |
0 |
13478864 |
13478864 |
18.37 % |
24/01/2019 |
| OppenheimerFunds, Inc. |
Colorado |
0 |
12177409 |
0 |
12177409 |
12177409 |
16.6 % |
09/11/2018 |
| HMI Capital, LLC |
Delaware |
0 |
5806686 |
0 |
5806686 |
5806686 |
7.9 % |
12/02/2018 |
| HMI Capital Partners, L.P. |
Delaware |
0 |
5067483 |
0 |
5067483 |
5067483 |
6.9 % |
12/02/2018 |
| Summit Midstream Partners, LLC |
|
|
|
|
|
25854581 |
35.9 % |
07/03/2017 |
| Summit Midstream Partners Holdings, LLC |
|
|
|
|
|
25854581 |
35.9 % |
07/03/2017 |
| Harvest Fund Advisors LLC |
Delaware |
|
|
|
|
0 |
0 % |
10/02/2017 |
| HMI Capital, LLC |
Delaware |
0 |
4479516 |
0 |
4479516 |
4479516 |
6.2 % |
07/02/2017 |
| HMI Capital Partners, L.P. |
Delaware |
0 |
3814421 |
0 |
3814421 |
3814421 |
5.3 % |
07/02/2017 |
| OppenheimerFunds, Inc. |
Colorado |
0 |
7870134 |
0 |
7870134 |
7870134 |
10.92 % |
31/01/2017 |
| Oppenheimer SteelPath MLP Income Fund |
Delaware |
0 |
5618169 |
0 |
5618169 |
5618169 |
7.79 % |
31/01/2017 |
| Oppenheimer SteelPath MLP Income Fund |
Delaware |
0 |
5020030 |
0 |
5020030 |
5020030 |
6.96 % |
25/01/2017 |
| OppenheimerFunds, Inc. |
Colorado |
0 |
7261795 |
0 |
7261795 |
7261795 |
10.07 % |
25/01/2017 |
| Summit Midstream Partners Holdings, LLC |
|
|
|
|
|
29703421 |
44.7 % |
16/02/2016 |
| Summit Midstream Partners, LLC |
|
|
|
|
|
29854581 |
44.9 % |
16/02/2016 |
| Piper Jaffray Companies |
Delaware |
0 |
2396008 |
0 |
2434948 |
2434948 |
5.8 % |
16/02/2016 |
| Advisory Research Inc. |
Delaware |
2396008 |
0 |
2434948 |
0 |
2434948 |
5.8 % |
16/02/2016 |
| Goldman Sachs Asset Management (Goldman Sachs Asset Management, L.P., together with GS Investment Strategies, LLC, "Goldman Sachs Asset Management") |
Delaware |
0 |
2111066 |
0 |
2111066 |
2111066 |
5 % |
09/02/2016 |
| Harvest Fund Advisors LLC |
Delaware |
3078008 |
|
3078008 |
|
3078008 |
7.3 % |
05/02/2016 |
| OppenheimerFunds, Inc. Identification No: |
Colorado |
0 |
3526742 |
0 |
3526742 |
3526742 |
8.38 % |
05/02/2016 |
| Salient Capital Advisors, LLC: |
Texas USA |
3893380 |
0 |
3893380 |
0 |
3893380 |
5.86 % |
12/01/2016 |
| HMI Capital Partners, L.P. |
Delaware |
2159774 |
0 |
2159774 |
0 |
2159774 |
5.2 % |
15/12/2015 |
| HMI Capital, LLC |
Delaware |
2639500 |
0 |
2639500 |
0 |
2639500 |
6.3 % |
15/12/2015 |
| Goldman Sachs Asset Management (Goldman Sachs Asset Management, L.P., together with GS Investment Strategies, LLC, "Goldman Sachs Asset Management") |
Delaware |
0 |
2727159 |
0 |
2727159 |
2727159 |
6.5 % |
10/09/2015 |
| OppenheimerFunds, Inc. No. |
Colorado |
0 |
2702254 |
0 |
2702254 |
2702254 |
7.85 % |
09/02/2015 |
| Salient Capital Advisors, LLC: |
Texas USA |
3292593 |
0 |
3292593 |
0 |
3292593 |
9.56 % |
23/01/2015 |
| Goldman Sachs Asset Management |
Delaware |
0 |
4651097 |
0 |
4651097 |
4651097 |
13.5 % |
10/10/2014 |
| Summit Midstream Partners, LLC |
Delaware |
39101247 |
|
39101247 |
|
39101247 |
73.1 % |
12/02/2014 |
| Summit Midstream Partners Holdings, LLC |
Delaware |
|
39101247 |
|
39101247 |
39101247 |
73.1 % |
12/02/2014 |
| Energy Capital Partners II, LLC |
Delaware |
|
39101247 |
|
39101247 |
39101247 |
73.1 % |
12/02/2014 |
| OppenheimerFunds, Inc. No. |
Colorado |
0 |
2196977 |
0 |
2196977 |
2196977 |
7.56 % |
07/02/2014 |
| KAYNE ANDERSON CAPITAL ADVISORS, L.P. RICHARD A. KAYNE |
IS A CALIFORNIA |
0 |
2513366 |
0 |
2513366 |
2513366 |
10.3 % |
09/05/2013 |
| Summit Midstream Partners LLC |
|
|
|
|
|
34439700 |
70.5 % |
19/02/2013 |
| Energy Capital Partners II, LLC |
|
|
|
|
|
34439700 |
70.5 % |
19/02/2013 |