SMSI

Smith Micro Software, Inc. SMSI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Kimberly Page United States America 0 102383 0 102383 102383 4.2 % 28/06/2023
Richard Abbe United States America 222490 102383 222490 102383 324873 9.99 % 28/06/2023
Iroquois Capital Management L.L.C. Delaware 0 102383 0 102383 102383 4.2 % 28/06/2023
Kimberly Page United States America 0 102383 0 102383 102383 4.2 % 28/06/2023
Iroquois Capital Management L.L.C. Delaware 0 102383 0 102383 102383 4.2 % 28/06/2023
Richard Abbe United States America 222490 102383 222490 102383 324873 9.99 % 28/06/2023
BlackRock, Inc. Delaware 2684615 0 2728014 0 2728014 4.99 % 09/03/2022
William W. Smith, Jr. USA 51195771 0 5119577 0 51195771 9.42 % 14/02/2022
William W. Smith, Jr. USA 51195771 0 5119577 0 51195771 9.42 % 14/02/2022
BlackRock, Inc. Delaware 2736446 0 2779023 0 2779023 5.1 % 04/02/2022
BlackRock, Inc. Delaware 2216864 0 2228076 0 2228076 4.3 % 09/04/2021
William W. Smith, Jr. USA 567649112 0 5676491 0 567649112 13.52 % 16/02/2021
BlackRock, Inc. Delaware 2140749 0 2152476 0 2152476 5.2 % 02/02/2021
William W. Smith, Jr. USA 556358112 0 5563581 0 556358112 14.12 % 14/02/2020
William W. Smith, Jr. USA 556358112 0 5563581 0 556358112 14.12 % 14/02/2020
Sander Gerber United States 0 100 0 100 100 0.01 % 07/02/2020
Hudson Bay Capital Management LP State of Delaware 0 100 0 100 100 0.01 % 07/02/2020
Sander Gerber United States 0 100 0 100 100 0.01 % 07/02/2020
Hudson Bay Capital Management LP State of Delaware 0 100 0 100 100 0.01 % 07/02/2020
ISM CONNECT, LLC Nevada, U.S.A. 404930 404930 404930 1.09584 % 14/08/2019
MAURICE J. GALLAGHER, JR. United States 404930 404930 404930 1.09584 % 14/08/2019
ISM CONNECT, LLC Nevada, U.S.A. 2699531 2699531 2699531 8.72 % 11/03/2019
MAURICE J. GALLAGHER, JR. United States 2699531 2699531 2699531 8.72 % 11/03/2019
William W. Smith, Jr. USA 538602612 0 5386026 0 538602612 16.9 % 14/02/2019
William W. Smith, Jr. USA 538602612 0 5386026 0 538602612 16.9 % 14/02/2019
Iroquois Capital Management L.L.C. Delaware 0 331062 0 331062 331062 4.99 % 14/02/2019
Richard Abbe United States of America 495008 331062 495008 331062 826070 4.99 % 14/02/2019
Sander Gerber United States 0 1826295 0 1826295 1826295 6.07 % 05/02/2019
Hudson Bay Capital Management LP State of Delaware 0 1826295 0 1826295 1826295 6.07 % 05/02/2019
Hudson Bay Capital Management LP Delaware 0 1826295 0 1826295 1826295 6.07 % 05/02/2019
Sander Gerber United States 0 1826295 0 1826295 1826295 6.07 % 05/02/2019
Ryan M. Lane United States 0 544758 0 544758 544758 4.99 % 17/01/2019
Martin D. Hoe United States 0 544758 0 544758 544758 4.99 % 17/01/2019
Empery Asset Management, LP Delaware 0 544758 0 544758 544758 4.99 % 17/01/2019
Ryan M. Lane United States 0 544758 0 544758 544758 4.99 % 17/01/2019
Martin D. Hoe United States 0 544758 0 544758 544758 4.99 % 17/01/2019
Empery Asset Management, LP Delaware 0 544758 0 544758 544758 4.99 % 17/01/2019
Richard Abbe 971512 647714 971512 647714 1619226 9.91 % 22/05/2018
Iroquois Capital Management L.L.C. 647714 647714 647714 4.04 % 22/05/2018
Anson Funds Management LP Texas 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Moez Kassam Canadian Citizen 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Amin Nathoo Canadian Citizen 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Anson Advisors Inc. Ontario, Canada 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Bruce R. Winson United States Citizen 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Anson Management GP LLC Texas 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Anson Funds Management LP Texas 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Moez Kassam Canadian Citizen 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Amin Nathoo Canadian Citizen 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Anson Advisors Inc. Ontario, Canada 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Bruce R. Winson United States Citizen 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Anson Management GP LLC Texas 0 1219124 0 1219124 1219124 5.7 % 14/05/2018
Martin D. Hoe United States 0 1204220 0 1204220 1204220 5.63 % 08/05/2018
Ryan M. Lane United States 0 1204220 0 1204220 1204220 5.63 % 08/05/2018
Empery Asset Management, LP Delaware 0 1204220 0 1204220 1204220 5.63 % 08/05/2018
Empery Asset Management, LP Delaware 0 1204220 0 1204220 1204220 5.63 % 08/05/2018
Martin D. Hoe United States 0 1204220 0 1204220 1204220 5.63 % 08/05/2018
Ryan M. Lane United States 0 1204220 0 1204220 1204220 5.63 % 08/05/2018
William W. Smith, Jr. USA 528816612 0 5288166 0 528816612 28.3 % 14/02/2018
William W. Smith, Jr. USA 528816612 0 5288166 0 528816612 28.32 % 14/02/2018
Thomas I. Unterberg Unites States 0 1462317 0 1462317 0 9.99 % 05/02/2018
Unterberg Koller Capital Fund LP Delaware 0 1462317 0 1462317 0 9.99 % 05/02/2018
Unterberg Capital, LLC Delaware 0 1462317 0 1462317 0 9.99 % 05/02/2018
Ross A. Koller United States 0 1462317 0 1462317 1462317 9.99 % 05/02/2018
Thomas I. Unterberg Unites States 0 1462317 0 1462317 1462317 9.99 % 05/02/2018
Unterberg Capital, LLC Delaware 0 1462317 0 1462317 1462317 9.99 % 05/02/2018
Unterberg Koller Capital Fund LP Delaware 0 1462317 0 1462317 1462317 9.99 % 05/02/2018
Ross A. Koller United States 0 1462317 0 1462317 0 9.99 % 05/02/2018
Thomas A. Satterfield, Jr. United States of America 53750 1166450 53750 1166450 1220200 8.5 % 12/01/2018
S.S OR USA 1798509 0 1798509 0 1798509 13.6 % 14/02/2017
Thomas A. Satterfield, Jr. United States of America 35000 992500 35000 992500 1027500 8.3 % 24/01/2017
Thomas A. Satterfield, Jr. United States of America 35000 607500 35000 607500 642500 5.21 % 14/11/2016
S.S OR USA 3448696 0 3448696 0 3448696 7.4 % 03/02/2016
Charles M. Diker U.S.A. 0 0 0 0 0 0 % 03/02/2016
Diker Management, LLC Delaware 0 0 0 0 0 0 % 03/02/2016
Diker GP, LLC Delaware 0 0 0 0 0 0 % 03/02/2016
Mark N. Diker U.S.A. 0 0 0 0 0 0 % 03/02/2016
Unterberg Capital, LLC Delaware 0 4386720 0 4386720 0 9.5 % 14/01/2016
Ross A. Koller United States 0 4386720 0 4386720 0 9.5 % 14/01/2016
Thomas I. Unterberg Unites States 0 4386720 0 4386720 0 9.5 % 14/01/2016
Unterberg Koller Capital Fund LP Delaware 0 4386720 0 4386720 0 9.5 % 14/01/2016
Diker Management, LLC Delaware 0 4386720 0 4386720 0 9.8 % 21/04/2015
Mark N. Diker U.S.A. 0 4386720 0 4386720 0 9.8 % 21/04/2015
Charles M. Diker U.S.A. 0 4386720 0 4386720 0 9.8 % 21/04/2015
Diker GP, LLC Delaware 0 4386720 0 4386720 0 9.8 % 21/04/2015
S.S OR USA 3259955 0 3259955 0 3259955 7.2 % 06/02/2015
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON USA 3044087 0 3044087 0 3044087 8.2 % 07/02/2014
Sophrosyne Capital, LLC Delaware, USA 1827998 0 1827998 0 1827998 4.94 % 22/08/2013
S.S OR USA 2781626 0 2781626 0 2781626 7.8 % 14/02/2013
Royce & Associates, LLC New York 2454703 2454703 6.84 % 18/01/2013
BlackRock, Inc. Delaware 817254 0 817254 0 817254 2.26 % 10/07/2012
Sophrosyne Capital, LLC Delaware 3140845 3140845 3140845 8.82 % 01/05/2012
Sophrosyne Capital, LLC Delaware 2489678 2489678 2489678 7 % 13/04/2012
Sophrosyne Capital, LLC Delaware 2092940 2092940 2092940 5.85 % 24/02/2012
Royce & Associates, LLC New York 3615321 0 3615321 0 3615321 10.11 % 23/01/2012
Royce & Associates, LLC New York 3589377 3589377 10.05 % 05/10/2011
NorthPointe Capital, LLC Delaware 648190 0 794841 0 794841 2.3 % 15/02/2011
William W. Smith, Jr. USA 2482723 0 2482723 0 2482723 7.1 % 11/02/2011
BlackRock, Inc. Delaware 2430935 0 2430935 0 2430935 7.09 % 08/02/2011
NorthPointe Capital, LLC Delaware 1345394 0 1726606 0 1726606 5.2 % 07/04/2010
NorthPointe Capital, LLC Delaware 1703863 0 2325872 0 2325872 7.43 % 06/04/2010
NorthPointe Capital, LLC Delaware 2283730 0 2727490 0 2727490 9.03 % 13/02/2008

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District