SPE

Special Opportunities Fund, Inc. SPE

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
CSS, LLC Illinois, USA 647000 0 647000 0 647000 5.678 % 09/02/2024
CSS, LLC Illinois, USA 653120 0 653120 0 653120 5.6741 % 29/12/2023
CSS, LLC Illinois, USA 653120 0 653120 0 653120 5.6741 % 29/12/2023
Special Opportunities Fund, Inc. TIN Maryland 309207 0 309207 0 309207 22.19 % 20/09/2023
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 0 1764253 0 1764253 15.39 % 02/02/2023
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 0 2273415 0 2273415 19.83 % 11/08/2022
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 0 2273415 0 2273415 19.83 % 11/08/2022
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 0 1463533 0 1463533 62.67 % 11/08/2022
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 892250 0 892250 0 892250 7.02 % 14/02/2022
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 892250 0 892250 0 892250 7.02 % 14/02/2022
Sit Investment Associates, Inc. Minnesota 266925 0 266925 0 266925 2.96 % 05/04/2021
Sit Investment Associates, Inc. Minnesota 266925 0 266925 0 266925 2.96 % 05/04/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 191280 0 191280 0 191280 9.89 % 13/02/2020
RIVERNORTH INSTITUTIONAL PARTNERS, L.P. DELAWARE 111750 0 111750 0 111750 5.77 % 13/02/2020
Sit Investment Associates, Inc. Minnesota 558051 0 558051 0 558051 6.56 % 07/02/2020
Shaker Financial Services, LLC United States 188367 0 196730 0 0 2.31 % 07/02/2020
Shaker Financial Services, LLC United States 188367 0 196730 0 0 2.31 % 07/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC 191280 9.89 % 14/02/2019
RIVERNORTH INSTITUTIONAL PARTNERS, L.P. 111750 5.78 % 14/02/2019
Sit Investment Associates, Inc. Minnesota 594325 0 594325 0 594325 6.99 % 05/02/2019
Sit Investment Associates, Inc. Minnesota 462206 0 462206 0 462206 5.44 % 01/02/2018
Sit Investment Associates, Inc. Minnesota 462206 0 462206 0 462206 5.44 % 01/02/2018
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 2498104 0 2489104 0 2498104 23.96 % 10/08/2015
RELATIVE VALUE PARTNERS GROUP, LLC TIN DELAWARE 2498104 0 2489104 0 2498104 23.96 % 10/08/2015
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 104049 104049 104049 1.53 % 10/03/2014
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1040007 1040007 1040007 15.27 % 14/02/2014
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1040007 1040007 1040007 15.27 % 14/02/2014
RELATIVE VALUE PARTNERS, LLC TIN ILLINOIS 1459057 0 1459057 0 1459057 19.58 % 12/02/2014
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 152882 152882 152882 20.8 % 10/02/2014
RELATIVE VALUE PARTNERS, LLC TIN ILLINOIS 0 1416128 0 1416128 20.06 % 17/09/2013
RELATIVE VALUE PARTNERS, LLC TIN ILLINOIS 0 1416128 0 1416128 20.06 % 17/09/2013
RELATIVE VALUE PARTNERS, LLC ILLINOIS 1296864 0 1296864 0 1296864 19.04 % 14/02/2013
RELATIVE VALUE PARTNERS, LLC ILLINOIS 1296864 0 1296864 0 1296864 19.04 % 14/02/2013
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1176260 1176260 1176260 17.62 % 14/02/2013
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1176260 1176260 1176260 17.62 % 14/02/2013
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1047261 0 1047261 0 1047261 15.69 % 14/02/2012
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 798903 0 798903 0 798903 11.97 % 11/10/2011
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 798903 0 798903 0 798903 11.97 % 11/10/2011
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 0 0 0 0 0 0 % 29/01/2010
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1383614 1383614 1383614 6.71 % 14/02/2008
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1034804 1034804 1034804 5.02 % 17/10/2007

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District