SRAX

SRAX, Inc. SRAX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Hudson Bay Capital Management LP Delaware 0 909088 0 909088 909088 3.36 % 04/02/2022
Sander Gerber United States 0 909088 0 909088 909088 3.36 % 04/02/2022
Percy Rockdale LLC Michigan 0 81659 0 81659 81659 0 % 08/10/2021
Michael Gorzynski United States 0 1620720 0 1620720 1620720 6.5 % 08/10/2021
Continental General Holdings LLC Michigan 0 1539061 0 1539061 1539061 6.2 % 08/10/2021
Continental Insurance Group, Ltd. Delaware 0 1539061 0 1539061 1539061 6.2 % 08/10/2021
Continental General Insurance Company Texas 0 1539061 0 1539061 1539061 6.2 % 08/10/2021
Percy Rockdale LLC Michigan 0 81659 0 81659 81659 0 % 08/10/2021
Michael Gorzynski United States 0 1620720 0 1620720 1620720 6.5 % 08/10/2021
Continental General Holdings LLC Michigan 0 1539061 0 1539061 1539061 6.2 % 08/10/2021
Continental Insurance Group, Ltd. Delaware 0 1539061 0 1539061 1539061 6.2 % 08/10/2021
Continental General Insurance Company Texas 0 1539061 0 1539061 1539061 6.2 % 08/10/2021
Sander Gerber United States 0 1331528 0 1331528 1331528 7.67 % 10/02/2021
Sander Gerber United States 0 1331528 0 1331528 1331528 7.67 % 10/02/2021
Hudson Bay Capital Management LP State of Delaware 0 1331528 0 1331528 1331528 7.67 % 10/02/2021
Hudson Bay Capital Management LP State of Delaware 0 1331528 0 1331528 1331528 7.67 % 10/02/2021
Anson Funds Management LP Texas 0 1437995 0 1437995 1437995 9.9 % 14/08/2019
Amin Nathoo Canadian Citizen 0 1437995 0 1437995 1437995 9.9 % 14/08/2019
Moez Kassam Canadian Citizen 0 1437995 0 1437995 1437995 9.9 % 14/08/2019
Anson Advisors Inc. Ontario, Canada 0 1437995 0 1437995 1437995 9.9 % 14/08/2019
Bruce R. Winson United States Citizen 0 1437995 0 1437995 1437995 9.9 % 14/08/2019
Anson Management GP LLC Texas 0 1437995 0 1437995 1437995 9.9 % 14/08/2019
Empery Asset Master, Ltd Delaware 0 112772 0 112772 112772 1.24 % 12/01/2018
Empery Asset Management, LP Delaware 0 285715 0 285715 285715 3.07 % 12/01/2018
Ryan M. Lane United States 0 285715 0 285715 285715 3.07 % 12/01/2018
Martin D. Hoe United States 0 285715 0 285715 285715 3.07 % 12/01/2018
Martin A. Sumichrast United States 3000 785500 3000 785500 788500 9.9 % 28/02/2017
Stone Street Partners, LLC North Carolina 0 216750 0 216750 216750 2.7 % 28/02/2017
Carolina Preferred Technology Investments, LLC North Carolina 0 282000 0 282000 282000 3.5 % 28/02/2017
Siskey Capital Opportunity Fund, LLC Delaware 0 30000 0 30000 30000 0.4 % 28/02/2017
Stone Street Partners Opportunity Fund II, LLC North Carolina 0 256750 0 256750 256750 3.8 % 28/02/2017
Empery Asset Management, LP Delaware 0 571430 0 571430 571430 9.99 % 09/01/2017
Empery Asset Master, Ltd Delaware 0 245544 0 245544 245544 6.1 % 09/01/2017
Martin D. Hoe United States 0 571430 0 571430 571430 9.99 % 09/01/2017
Ryan M. Lane United States 0 571430 0 571430 571430 9.99 % 09/01/2017
G. Tyler Runnels United States 1995393 0 1995393 0 1995393 6.7 % 10/03/2016
Siskey Capital, LLC North Carolina 0 1308750 0 1308750 1308750 4.4 % 24/02/2016
Siskey Capital Opportunity Fund II, LLC North Carolina 0 1508750 0 1508750 1508750 5 % 24/02/2016
Siskey Capital Opportunity Fund, LLC Delaware 0 300000 0 300000 300000 1 % 24/02/2016
Carolina Preferred Technology Investments, LLC North Carolina 0 1410000 0 1410000 1410000 4.7 % 24/02/2016
Siskey Industries, LLC North Carolina 0 20000 0 20000 20000 1 % 24/02/2016
Richard C. Siskey United States 90000 3927500 90000 3927500 4617500 15.4 % 24/02/2016
Siskey Capital, LLC North Carolina 0 1025000 0 1025000 1250000 4.4 % 23/12/2015
Siskey Capital Opportunity Fund II, LLC North Carolina 0 1225000 0 1225000 1450000 5.2 % 23/12/2015
Siskey Capital Opportunity Fund, LLC Delaware 0 150000 0 150000 300000 1.1 % 23/12/2015
Carolina Preferred Technology Investments, LLC North Carolina 0 1410000 0 1410000 1410000 5 % 23/12/2015
Siskey Industries, LLC North Carolina 0 20000 0 20000 20000 1 % 23/12/2015
Richard C. Siskey United States 90000 3810000 90000 3810000 4500000 16 % 23/12/2015
Carolina Preferred Technology Investments, LLC North Carolina 0 1410000 0 1410000 1410000 5.4 % 21/11/2014
Siskey Industries, LLC North Carolina 0 20000 0 20000 20000 1 % 21/11/2014
Martin A. Sumichrast United States 0 2860000 0 2860000 4410000 16.7 % 21/11/2014
Richard C. Siskey United States 90000 2860000 90000 2860000 4500000 17 % 21/11/2014
Siskey Capital Opportunity Fund II, LLC North Carolina 0 1000000 0 1000000 1450000 5.6 % 21/11/2014
Siskey Capital, LLC North Carolina 0 450000 0 450000 1250000 4.7 % 21/11/2014
Siskey Capital Opportunity Fund, LLC North Carolina 0 0 0 0 300000 1.2 % 21/11/2014
Siskey Capital, LLC North Carolina 0 150000 0 150000 150000 0.7 % 31/10/2013
Carolina Preferred Technology Investments, LLC North Carolina 0 1466000 0 1466000 1466000 7.3 % 31/10/2013
Todd D. Beddard U.S. 0 1616000 0 1616000 1616000 8 % 31/10/2013

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District