Streamline Health Solutions, Inc. STRM
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| GCI Partners Opportunity Fund LP | United States | 3917082 | 0 | 3917082 | 0 | 3917082 | 6.6 % | 27/09/2023 |
| GCI Partners Opportunity Fund LP | United States | 3917082 | 0 | 3917082 | 0 | 3917082 | 6.6 % | 27/09/2023 |
| SS OR | Delaware | 3097380 | 0 | 3097380 | 0 | 3097380 | 5.4 % | 03/02/2023 |
| SS OR | Delaware | 2500000 | 0 | 2500000 | 0 | 2500000 | 5.1 % | 11/07/2022 |
| SS OR | Delaware | 2500000 | 0 | 2500000 | 0 | 2500000 | 5.1 % | 11/07/2022 |
| Niraj A. Gupta | United States of America | 641098 | 2194716 | 641098 | 2194716 | 2835814 | 6 % | 14/04/2022 |
| Niraj A. Gupta | United States of America | 641098 | 2194716 | 641098 | 2194716 | 2835814 | 6 % | 14/04/2022 |
| GCI Partners Opportunity Fund LP | Delaware | 641098 | 2194716 | 641098 | 2194716 | 2835814 | 6 % | 14/04/2022 |
| GCI Partners Opportunity Fund LP | Delaware | 641098 | 2194716 | 641098 | 2194716 | 2835814 | 6 % | 14/04/2022 |
| Nantahala Capital Management, LLC | MA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2022 |
| Daniel Mack | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2022 |
| Wilmot B. Harkey | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2022 |
| Nantahala Capital Management, LLC | MA | 0 | 2753599 | 0 | 2753599 | 2753599 | 8.7 % | 12/02/2021 |
| Nantahala Capital Management, LLC | MA | 0 | 2753599 | 0 | 2753599 | 2753599 | 8.7 % | 12/02/2021 |
| Wilmot B. Harkey | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 8.7 % | 12/02/2021 |
| Daniel Mack | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 8.7 % | 12/02/2021 |
| Daniel Mack | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 8.7 % | 12/02/2021 |
| Wilmot B. Harkey | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 8.7 % | 12/02/2021 |
| Mr. David Kroin | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Great Point Partners, LLC | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Mr. David Kroin | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Great Point Partners, LLC | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Daniel Mack | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 9 % | 13/02/2020 |
| Nantahala Capital Management, LLC | MA | 0 | 2753599 | 0 | 2753599 | 2753599 | 9 % | 13/02/2020 |
| Wilmot B. Harkey | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 9 % | 13/02/2020 |
| Daniel Mack | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 9 % | 13/02/2020 |
| Nantahala Capital Management, LLC | MA | 0 | 2753599 | 0 | 2753599 | 2753599 | 9 % | 13/02/2020 |
| Wilmot B. Harkey | USA | 0 | 2753599 | 0 | 2753599 | 2753599 | 9 % | 13/02/2020 |
| Tamarack Capital GP, LLC | Delaware | 4305882 | 4305882 | 0 | 4305882 | 14.1 % | 08/11/2019 | |
| Tamarack Advisers, LP | Delaware | 4305882 | 4305882 | 0 | 4305882 | 14.1 % | 08/11/2019 | |
| Tamarack Capital Management, LLC | Delaware | 4305882 | 4305882 | 0 | 4305882 | 14.1 % | 08/11/2019 | |
| Tamarack Capital GP, LLC | Delaware | 4305882 | 4305882 | 0 | 4305882 | 14.1 % | 08/11/2019 | |
| Tamarack Global Healthcare Fund, LP | Delaware | 3598334 | 3598334 | 0 | 3598334 | 11.8 % | 08/11/2019 | |
| Tamarack Capital Management, LLC | Delaware | 4305882 | 4305882 | 0 | 4305882 | 14.1 % | 08/11/2019 | |
| Tamarack Global Healthcare Fund, LP | Delaware | 3598334 | 3598334 | 0 | 3598334 | 11.8 % | 08/11/2019 | |
| Justin J. Ferayorni | United States | 4342134 | 4342134 | 0 | 4342134 | 14.2 % | 08/11/2019 | |
| Justin J. Ferayorni | United States | 4342134 | 4342134 | 0 | 4342134 | 14.2 % | 08/11/2019 | |
| Tamarack Advisers, LP | Delaware | 4305882 | 4305882 | 0 | 4305882 | 14.1 % | 08/11/2019 | |
| Tamarack Capital Management, LLC | Delaware | 1950000 | 1950000 | 0 | 1950000 | 9.7 % | 14/02/2019 | |
| Justin J. Ferayorni | United States | 1950000 | 1950000 | 0 | 1950000 | 9.7 % | 14/02/2019 | |
| Tamarack Capital GP, LLC | Delaware | 1950000 | 1950000 | 0 | 1950000 | 9.7 % | 14/02/2019 | |
| Tamarack Global Healthcare Fund, LP | Delaware | 1593096 | 1593096 | 0 | 1593096 | 7.9 % | 14/02/2019 | |
| PROVIDE | Delaware | 1950000 | 1950000 | 0 | 1950000 | 9.7 % | 14/02/2019 | |
| 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | USA | 0 | 12316951 | 0 | 12316951 | 12316951 | 5.8 % | 14/02/2019 |
| Dr. Jeffrey R. Jay, M.D. : | USA | 0 | 12316951 | 0 | 12316951 | 12316951 | 5.8 % | 14/02/2019 |
| Mr. David Kroin : | USA | 0 | 12316951 | 0 | 12316951 | 12316951 | 5.8 % | 14/02/2019 |
| Great Point Partners, LLC | USA | 0 | 12316951 | 0 | 12316951 | 12316951 | 5.8 % | 14/02/2019 |
| Mr. David Kroin | USA | 0 | 12316951 | 0 | 12316951 | 12316951 | 5.8 % | 14/02/2019 |
| Great Point Partners, LLC : | USA | 0 | 12316951 | 0 | 12316951 | 12316951 | 5.8 % | 14/02/2019 |
| Mathew P. Arens | United State of America | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| First Light Asset Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2019 |
| Niraj Gupta | United States | 1769890 | 0 | 1769890 | 0 | 1769890 | 8.8 % | 14/02/2019 |
| Daniel Mack | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.7 % | 13/02/2019 |
| Nantahala Capital Management, LLC | MA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.7 % | 13/02/2019 |
| Wilmot B. Harkey | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.7 % | 13/02/2019 |
| Daniel Mack | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.7 % | 13/02/2019 |
| Wilmot B. Harkey | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.7 % | 13/02/2019 |
| Nantahala Capital Management, LLC | MA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.7 % | 13/02/2019 |
| Niraj Gupta | United States | 1566143 | 0 | 1566143 | 0 | 1566143 | 7.8 % | 14/02/2018 |
| Mr. David Kroin : | USA | 0 | 18325481 | 0 | 18325481 | 18325481 | 8.45 % | 14/02/2018 |
| Great Point Partners, LLC : | USA | 0 | 18325481 | 0 | 18325481 | 18325481 | 8.45 % | 14/02/2018 |
| Dr. Jeffrey R. Jay, M.D. : | USA | 0 | 18325481 | 0 | 18325481 | 18325481 | 8.45 % | 14/02/2018 |
| 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | USA | 0 | 18325481 | 0 | 18325481 | 18325481 | 8.45 % | 14/02/2018 |
| Mr. David Kroin | USA | 0 | 18325481 | 0 | 18325481 | 18325481 | 8.45 % | 14/02/2018 |
| Great Point Partners, LLC | USA | 0 | 18325481 | 0 | 18325481 | 18325481 | 8.45 % | 14/02/2018 |
| Tamarack Advisers, LP | Delaware | 1050000 | 0 | 1050000 | 0 | 1050000 | 5.3 % | 14/02/2018 |
| Tamarack Capital GP, LLC | Delaware | 1050000 | 0 | 1050000 | 0 | 1050000 | 5.3 % | 14/02/2018 |
| Justin J. Ferayorni | United States | 1050000 | 0 | 1050000 | 0 | 1050000 | 5.3 % | 14/02/2018 |
| Mathew P. Arens | United State of America | 45500 | 1375044 | 45500 | 1375044 | 1420544 | 7.1 % | 14/02/2018 |
| First Light Asset Management, LLC | Delaware | 0 | 1375044 | 0 | 1375044 | 1375044 | 6.88 % | 14/02/2018 |
| Nantahala Capital Management, LLC | MA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.8 % | 14/02/2018 |
| Nantahala Capital Management, LLC | MA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.8 % | 14/02/2018 |
| Wilmot B. Harkey | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.8 % | 14/02/2018 |
| Daniel Mack | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.8 % | 14/02/2018 |
| Daniel Mack | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.8 % | 14/02/2018 |
| Wilmot B. Harkey | USA | 0 | 1760297 | 0 | 1760297 | 1760297 | 8.8 % | 14/02/2018 |
| Niraj Gupta | United States | 1363480 | 0 | 1363480 | 0 | 1363480 | 6.92 % | 18/05/2017 |
| AWM Investment Company, Inc. | Delaware, United States | 379204 | 0 | 379204 | 0 | 379204 | 1.9 % | 09/05/2017 |
| AWM Investment Company, Inc. | Delaware, United States | 379204 | 0 | 379204 | 0 | 379204 | 1.9 % | 09/05/2017 |
| Nantahala Capital Management, LLC | MA | 0 | 1470063 | 0 | 1470063 | 1470063 | 7.5 % | 14/02/2017 |
| Wilmot B. Harkey | USA | 0 | 1470063 | 0 | 1470063 | 1470063 | 7.5 % | 14/02/2017 |
| Daniel Mack | USA | 0 | 1470063 | 0 | 1470063 | 1470063 | 7.5 % | 14/02/2017 |
| Nantahala Capital Management, LLC | MA | 0 | 1470063 | 0 | 1470063 | 1470063 | 7.5 % | 14/02/2017 |
| Wilmot B. Harkey | USA | 0 | 1470063 | 0 | 1470063 | 1470063 | 7.5 % | 14/02/2017 |
| Daniel Mack | USA | 0 | 1470063 | 0 | 1470063 | 1470063 | 7.5 % | 14/02/2017 |
| Mathew P. Arens | United State of America | 45500 | 1625975 | 45500 | 1625975 | 1671475 | 8.5 % | 14/02/2017 |
| First Light Asset Management, LLC | Delaware | 0 | 1625975 | 0 | 1625975 | 1625975 | 8.3 % | 14/02/2017 |
| Great Point Partners, LLC | USA | 0 | 21349401 | 0 | 21349401 | 21349401 | 9.85 % | 14/02/2017 |
| Mr. David Kroin : | USA | 0 | 21349401 | 0 | 21349401 | 21349401 | 9.85 % | 14/02/2017 |
| Great Point Partners, LLC : | USA | 0 | 21349401 | 0 | 21349401 | 21349401 | 9.85 % | 14/02/2017 |
| Dr. Jeffrey R. Jay, M.D. : | USA | 0 | 21349401 | 0 | 21349401 | 21349401 | 9.85 % | 14/02/2017 |
| Mr. David Kroin | USA | 0 | 21349401 | 0 | 21349401 | 21349401 | 9.85 % | 14/02/2017 |
| 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | USA | 0 | 21349401 | 0 | 21349401 | 21349401 | 9.85 % | 14/02/2017 |
| Strand Advisors XVI, Inc. | Delaware | 0 | 471459 | 0 | 471459 | 471459 | 2.4 % | 10/02/2017 |
| Highland Capital Management Fund Advisors, L.P. | Delaware | 0 | 471459 | 0 | 471459 | 471459 | 2.4 % | 10/02/2017 |
| Highland Long/Short Healthcare Fund | Delaware | 471459 | 0 | 471459 | 0 | 471459 | 2.4 % | 10/02/2017 |
| Highland Capital Management Services, Inc. | Delaware | 0 | 17616 | 0 | 17616 | 17616 | 0.1 % | 10/02/2017 |
| Highland Capital Management Services, Inc. | Delaware | 0 | 17616 | 0 | 17616 | 17616 | 0.1 % | 10/02/2017 |
| Highland Capital Healthcare Advisors, L.P. | Delaware | 0 | 17616 | 0 | 17616 | 17616 | 0.1 % | 10/02/2017 |
| James D. Dondero | United States | 0 | 489075 | 0 | 489075 | 489075 | 2.5 % | 10/02/2017 |
| Strand Advisors XVI, Inc. | Delaware | 0 | 471459 | 0 | 471459 | 471459 | 2.4 % | 10/02/2017 |
| Highland Capital Management Fund Advisors, L.P. | Delaware | 0 | 471459 | 0 | 471459 | 471459 | 2.4 % | 10/02/2017 |
| Highland Long/Short Healthcare Fund | Delaware | 471459 | 0 | 471459 | 0 | 471459 | 2.4 % | 10/02/2017 |
| Highland Capital Healthcare Advisors GP, LLC | Delaware | 0 | 17616 | 0 | 17616 | 17616 | 0.1 % | 10/02/2017 |
| Highland Capital Healthcare Advisors GP, LLC | Delaware | 0 | 17616 | 0 | 17616 | 17616 | 0.1 % | 10/02/2017 |
| James D. Dondero | United States | 0 | 489075 | 0 | 489075 | 489075 | 2.5 % | 10/02/2017 |
| Highland Capital Healthcare Advisors, L.P. | Delaware | 0 | 17616 | 0 | 17616 | 17616 | 0.1 % | 10/02/2017 |
| AWM Investment Company, Inc. | Delaware, United States | 1126739 | 0 | 1126739 | 0 | 1126739 | 5.7 % | 10/02/2017 |
| Cortina Asset Management, LLC | Wisconsin | 452924 | 0 | 725700 | 0 | 725700 | 3.75 % | 06/05/2016 |
| Cortina Asset Management, LLC | Wisconsin | 452924 | 0 | 725700 | 0 | 725700 | 3.75 % | 06/05/2016 |
| Cortina Asset Management, LLC | Wisconsin | 633891 | 0 | 1004408 | 0 | 1004408 | 5.35 % | 16/02/2016 |
| Cortina Asset Management, LLC | Wisconsin | 633891 | 0 | 1004408 | 0 | 1004408 | 5.35 % | 16/02/2016 |
| Great Point Partners, LLC | USA | 0 | 20667641 | 0 | 20667641 | 20667641 | 9.985 % | 16/02/2016 |
| Mr. David Kroin | USA | 0 | 20667641 | 0 | 20667641 | 20667641 | 9.985 % | 16/02/2016 |
| Great Point Partners, LLC | USA | 0 | 20667641 | 0 | 20667641 | 20667641 | 9.985 % | 16/02/2016 |
| 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | USA | 0 | 20667641 | 0 | 20667641 | 20667641 | 9.985 % | 16/02/2016 |
| Mr. David Kroin | USA | 0 | 20667641 | 0 | 20667641 | 20667641 | 9.985 % | 16/02/2016 |
| 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | USA | 0 | 20667641 | 0 | 20667641 | 20667641 | 9.985 % | 16/02/2016 |
| Mathew P. Arens | United State of America | 49500 | 1582457 | 49500 | 1582457 | 1631957 | 8.7 % | 12/02/2016 |
| First Light Asset Management, LLC | Delaware | 0 | 1582457 | 0 | 1582457 | 1582457 | 8.4 % | 12/02/2016 |
| AWM Investment Company, Inc. | Delaware, United States | 1563734 | 0 | 1563734 | 0 | 1563734 | 8.3 % | 12/02/2016 |
| Justin J. Ferayorni | United States | 1138000 | 1138000 | 0 | 1138000 | 6.1 % | 11/02/2016 | |
| Tamarack Capital GP, LLC | Delaware | 1138000 | 1138000 | 0 | 1138000 | 6.1 % | 11/02/2016 | |
| Tamarack Advisers, LP | Delaware | 1138000 | 1138000 | 0 | 1138000 | 6.1 % | 11/02/2016 | |
| Highland Capital Management Fund Advisors, L.P. | Delaware | 0 | 1084267 | 0 | 1084267 | 1084267 | 5.8 % | 11/02/2016 |
| James D. Dondero | United States | 0 | 1107482 | 0 | 1107482 | 1107482 | 5.9 % | 11/02/2016 |
| Highland Capital Management Services, Inc. | Delaware | 0 | 23215 | 0 | 23215 | 23215 | 0.1 % | 11/02/2016 |
| Highland Capital Healthcare Advisors GP, LLC | Delaware | 0 | 23215 | 0 | 23215 | 23215 | 0.1 % | 11/02/2016 |
| Highland Capital Healthcare Advisors, L.P. | Delaware | 0 | 23215 | 0 | 23215 | 23215 | 0.1 % | 11/02/2016 |
| Strand Advisors XVI, Inc. | Delaware | 0 | 1084267 | 0 | 1084267 | 1084267 | 5.8 % | 11/02/2016 |
| Highland Long/Short Healthcare Fund | Massachusetts | 1084267 | 0 | 1084267 | 0 | 1084267 | 5.8 % | 11/02/2016 |
| Tamarack Advisers, LP | Delaware | 1138000 | 1138000 | 0 | 1138000 | 6.1 % | 11/02/2016 | |
| Justin J. Ferayorni | United States | 1138000 | 1138000 | 0 | 1138000 | 6.1 % | 11/02/2016 | |
| Need | Delaware | 1138000 | 1138000 | 0 | 1138000 | 6.1 % | 11/02/2016 | |
| Tamarack Capital Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2016 |
| Pembroke Management, LTD | Canada | 0 | 0 | 0 | 0 | 9 | 0 % | 08/02/2016 |
| Pembroke Management, LTD | Canada | 0 | 0 | 0 | 0 | 9 | 0 % | 08/02/2016 |
| S.S. IDENTIFICATION NO. OF PERSON THOMSON HORSTMANN & BRYANT, INC. | A DELAWARE NORWALK CT | 0 | 0 | 0 | 0 | 0 | 0 % | 21/01/2016 |
| S.S. IDENTIFICATION NO. OF PERSON THOMSON HORSTMANN & BRYANT, INC. | A DELAWARE NORWALK CT | 0 | 0 | 0 | 0 | 0 | 0 % | 21/01/2016 |
| Deerfield Management Company, L.P. | Delaware | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| James E. Flynn | United States | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| Deerfield Management Company, L.P. | Delaware | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| James E. Flynn | United States | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 662971 | 0 | 662971 | 662971 | 3.53 % | 22/12/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| James E. Flynn | United States | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 13/07/2015 |
| Deerfield Management Company, L.P. | Delaware | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| James E. Flynn | United States | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 13/07/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2272759 | 0 | 2272759 | 2272759 | 12.18 % | 13/07/2015 |
| Mathew P. Arens | United State of America | 49500 | 903732 | 49500 | 903732 | 953232 | 5.16 % | 26/06/2015 |
| First Light Asset Management, LLC | Delaware | 0 | 903732 | 0 | 903732 | 903732 | 4.89 % | 26/06/2015 |
| Mathew P. Arens | United State of America | 49500 | 903732 | 49500 | 903732 | 953232 | 5.16 % | 26/06/2015 |
| First Light Asset Management, LLC | Delaware | 0 | 903732 | 0 | 903732 | 903732 | 4.89 % | 26/06/2015 |
| Pembroke Management, LTD | Canada | 0 | 0 | 0 | 0 | 0 | 0 % | 13/04/2015 |
| Pembroke Management, LTD | Canada | 0 | 0 | 0 | 0 | 0 | 0 % | 13/04/2015 |
| Mr. David Kroin | USA | 0 | 20318891 | 0 | 20318891 | 20318891 | 9.985 % | 17/02/2015 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 20318891 | 0 | 20318891 | 20318891 | 9.985 % | 17/02/2015 |
| Great Point Partners, LLC | USA | 0 | 20318891 | 0 | 20318891 | 20318891 | 9.985 % | 17/02/2015 |
| Great Point Partners, LLC | USA | 0 | 20318891 | 0 | 20318891 | 20318891 | 9.985 % | 17/02/2015 |
| 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | USA | 0 | 20318891 | 0 | 20318891 | 20318891 | 9.985 % | 17/02/2015 |
| Mr. David Kroin | USA | 0 | 20318891 | 0 | 20318891 | 20318891 | 9.985 % | 17/02/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1822759 | 0 | 1822759 | 1822759 | 9.87 % | 17/02/2015 |
| Deerfield Management Company, L.P. | Delaware | 0 | 1822759 | 0 | 1822759 | 1822759 | 9.87 % | 17/02/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 995226 | 0 | 995226 | 995226 | 5.39 % | 17/02/2015 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 827533 | 0 | 827533 | 827533 | 4.48 % | 17/02/2015 |
| James E. Flynn | United States | 0 | 1822759 | 0 | 1822759 | 1822759 | 9.87 % | 17/02/2015 |
| James E. Flynn | United States | 0 | 1822759 | 0 | 1822759 | 1822759 | 9.87 % | 17/02/2015 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 827533 | 0 | 827533 | 827533 | 4.48 % | 17/02/2015 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 995226 | 0 | 995226 | 995226 | 5.39 % | 17/02/2015 |
| Deerfield Management Company, L.P. | Delaware | 0 | 1822759 | 0 | 1822759 | 1822759 | 9.87 % | 17/02/2015 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1822759 | 0 | 1822759 | 1822759 | 9.87 % | 17/02/2015 |
| Cortina Asset Management, LLC | Wisconsin | 769250 | 0 | 1158965 | 0 | 1158965 | 6.28 % | 04/02/2015 |
| Cortina Asset Management, LLC | Wisconsin | 769250 | 0 | 1158965 | 0 | 1158965 | 6.28 % | 04/02/2015 |
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS | Canada | 1526400 | 1526400 | 1526400 | 8.26 % | 30/01/2015 | ||
| Pembroke Management, LTD | Canada | 1526400 | 0 | 1526400 | 0 | 1526400 | 8.26 % | 30/01/2015 |
| S.S. IDENTIFICATION NO. OF PERSON THOMSON HORSTMANN & BRYANT, INC. | A DELAWARE NORWALK CT | 0 | 726024 | 1378820 | 0 | 1378820 | 7.47 % | 29/01/2015 |
| S.S. IDENTIFICATION NO. OF PERSON THOMSON HORSTMANN & BRYANT, INC. | A DELAWARE NORWALK CT | 0 | 726024 | 1378820 | 0 | 1378820 | 7.47 % | 29/01/2015 |
| Tamarack Capital Management, LLC | Delaware | 1138000 | 1138000 | 0 | 1138000 | 6.2 % | 27/01/2015 | |
| Justin J. Ferayorni | United States | 1138000 | 1138000 | 0 | 1138000 | 6.2 % | 27/01/2015 | |
| Justin J. Ferayorni | United States | 1138000 | 1138000 | 0 | 1138000 | 6.2 % | 27/01/2015 | |
| Tamarack Capital Management, LLC | Delaware | 1138000 | 1138000 | 0 | 1138000 | 6.2 % | 27/01/2015 | |
| Pembroke Management, LTD | Canada | 1757900 | 0 | 1757900 | 0 | 1757900 | 10.12 % | 07/05/2014 |
| Pembroke Management, LTD | Canada | 1757900 | 0 | 1757900 | 0 | 1757900 | 10.12 % | 07/05/2014 |
| James E. Flynn | United States | 0 | 1140100 | 0 | 1140100 | 1140100 | 6.56 % | 04/04/2014 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 510764 | 0 | 510764 | 510764 | 2.94 % | 04/04/2014 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 629336 | 0 | 629336 | 629336 | 3.62 % | 04/04/2014 |
| Deerfield Management Company, L.P. | Delaware | 0 | 1140100 | 0 | 1140100 | 1140100 | 6.56 % | 04/04/2014 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1140100 | 0 | 1140100 | 1140100 | 6.56 % | 04/04/2014 |
| James E. Flynn | United States | 0 | 1140100 | 0 | 1140100 | 1140100 | 6.56 % | 04/04/2014 |
| Deerfield Special Situations International Master Fund, L.P. | British Virgin Islands | 0 | 510764 | 0 | 510764 | 510764 | 2.94 % | 04/04/2014 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 629336 | 0 | 629336 | 629336 | 3.62 % | 04/04/2014 |
| Deerfield Management Company, L.P. | Delaware | 0 | 1140100 | 0 | 1140100 | 1140100 | 6.56 % | 04/04/2014 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 1140100 | 0 | 1140100 | 1140100 | 6.56 % | 04/04/2014 |
| Mr. David Kroin | USA | 0 | 19292731 | 0 | 19292731 | 19292731 | 9.9851 % | 14/02/2014 |
| Mr. David Kroin | USA | 0 | 19292731 | 0 | 19292731 | 19292731 | 9.9851 % | 14/02/2014 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 19292731 | 0 | 19292731 | 19292731 | 9.9851 % | 14/02/2014 |
| Great Point Partners, LLC | USA | 0 | 19292731 | 0 | 19292731 | 19292731 | 9.9851 % | 14/02/2014 |
| Dr. Jeffrey R. Jay, M.D. | USA | 0 | 19292731 | 0 | 19292731 | 19292731 | 9.9851 % | 14/02/2014 |
| Great Point Partners, LLC | USA | 0 | 19292731 | 0 | 19292731 | 19292731 | 9.9851 % | 14/02/2014 |
| Pembroke Management, LTD | Canada | 1621600 | 0 | 1621600 | 0 | 1621600 | 9.32 % | 10/01/2014 |
| Pembroke Management, LTD | Canada | 1621600 | 0 | 1621600 | 0 | 1621600 | 9.32 % | 10/01/2014 |
| Cortina Asset Management, LLC | Wisconsin | 737008 | 0 | 1022009 | 0 | 1022009 | 5.88 % | 09/01/2014 |
| Cortina Asset Management, LLC | Wisconsin | 737008 | 0 | 1022009 | 0 | 1022009 | 5.88 % | 09/01/2014 |
| Pembroke Management, LTD | Canada | 1415700 | 0 | 1415700 | 0 | 1415700 | 10.27 % | 12/09/2013 |
| Pembroke Management, LTD | Canada | 1415700 | 0 | 1415700 | 0 | 1415700 | 10.27 % | 12/09/2013 |
| W. Ray Cross | United States of America | 0 | 989477 | 0 | 989477 | 989477 | 7.83 % | 18/04/2013 |
| IPP Holding Company, LLC | Georgia | 0 | 989477 | 0 | 989477 | 989477 | 7.83 % | 18/04/2013 |
| Great Point Partners, LLC | USA | 0 | 14021021 | 0 | 14021021 | 14021021 | 9.9851 % | 14/02/2013 |
| Mr. David Kroin | USA | 0 | 14021021 | 0 | 14021021 | 14021021 | 9.9851 % | 14/02/2013 |
| Dr. Jeffrey R. Jay, M.D. | USA | 1 | 14021021 | 1 | 14021021 | 14021021 | 9.9851 % | 14/02/2013 |
| Great Point Partners, LLC | USA | 0 | 13856111 | 0 | 13856111 | 13856111 | 9.985 % | 27/08/2012 |
| Great Point Partners, LLC | USA | 0 | 13856111 | 0 | 13856111 | 13856111 | 9.985 % | 27/08/2012 |
| Dr. Jeffrey R. Jay, M.D. | USA | 1 | 13856111 | 1 | 13856111 | 13856111 | 9.985 % | 27/08/2012 |
| Mr. David Kroin | USA | 0 | 13856111 | 0 | 13856111 | 13856111 | 9.985 % | 27/08/2012 |
| Dr. Jeffrey R. Jay, M.D. | USA | 1 | 13856111 | 1 | 13856111 | 13856111 | 9.985 % | 27/08/2012 |
| Mr. David Kroin | USA | 0 | 13856111 | 0 | 13856111 | 13856111 | 9.985 % | 27/08/2012 |
| Sharon Brightman | United States of America | 663634 | 0 | 663634 | 0 | 663634 | 6.6 % | 10/02/2012 |
| Sharon Brightman | United States of America | 835109 | 0 | 835109 | 0 | 835109 | 8.5 % | 14/02/2011 |
| Sharon Brightman | United States of America | 1023800 | 0 | 1023800 | 0 | 1023800 | 10.86 % | 16/02/2010 |