STRM

Streamline Health Solutions, Inc. STRM

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
2 United States 3917082 0 3917082 0 3917082 6.6 % 27/09/2023
( 0 0 86323 0 5128308 10.7 % 30/11/2022
Brian L. Pessin 764722 0 764722 11 764722 1.4 % 01/11/2022
Sandra F. Pessin 1283421 0 1283421 11 1283421 2.3 % 01/11/2022
Norman H. Pessin 981284 0 981284 11 981284 1.8 % 01/11/2022
Niraj A. Gupta Delaware 641098 2194716 641098 2194716 2835814 6 % 14/04/2022
☒ Rule CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 641098 2194716 641098 2194716 2835814 6 % 14/04/2022
Daniel Mack USA 0 0 0 0 0 0 % 14/02/2022
Nantahala Capital Management, LLC MA 0 0 0 0 0 0 % 14/02/2022
Wilmot B. Harkey USA 0 0 0 0 0 0 % 14/02/2022
Harbert Discovery Fund GP, LLC 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
Raymond Harbert 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
Harbert Management Corporation 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
Kenan Lucas 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
Jack Bryant 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
Harbert Discovery Fund, LP 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
Harbert Fund Advisors, Inc. 0 3966637 0 3966637 3966637 8.4 % 19/08/2021
( 0 0 86323 0 5036063 12.1 % 22/03/2021
Kenan Lucas 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Raymond Harbert 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Harbert Fund Advisors, Inc. 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Harbert Discovery Fund GP, LLC 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Harbert Discovery Fund, LP 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Harbert Management Corporation 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Jack Bryant 0 3966637 0 3966637 3966637 9.8 % 04/03/2021
Daniel Mack USA 0 2753599 0 0 2753599 8.7 % 12/02/2021
Nantahala Capital Management, LLC MA 0 2753599 0 0 2753599 8.7 % 12/02/2021
Wilmot B. Harkey USA 0 2753599 0 0 2753599 8.7 % 12/02/2021
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 14/02/2020
Great Point Partners, LLC USA 0 0 0 0 0 0 % 14/02/2020
Mr. David Kroin USA 0 0 0 0 0 0 % 14/02/2020
Daniel Mack USA 0 2753599 0 0 2753599 9 % 13/02/2020
Wilmot B. Harkey USA 0 2753599 0 0 2753599 9 % 13/02/2020
Nantahala Capital Management, LLC MA 0 2753599 0 0 2753599 9 % 13/02/2020
Justin J. Ferayorni United States 4342134 0 4342134 0 4342134 14.2 % 08/11/2019
47-4492240 Delaware 4305882 0 4305882 0 4305882 14.1 % 08/11/2019
90-0292676 Delaware 4305882 0 4305882 0 4305882 14.1 % 08/11/2019
20-8297742 Delaware 3598334 0 3598334 0 3598334 11.8 % 08/11/2019
47-4492240 Delaware 4305882 0 4305882 0 4305882 14.1 % 08/11/2019
90-0292676 Delaware 0 1950000 1950000 0 1950000 9.7 % 14/02/2019
Justin J. Ferayorni Delaware 0 0 1950000 0 1950000 9.7 % 14/02/2019
47-4492240 Delaware 1950000 0 1950000 0 1950000 9.7 % 14/02/2019
20-8297742 Delaware 0 0 1593096 0 1593096 7.9 % 14/02/2019
Tamarack Advisers, LP Delaware 1950000 0 1950000 0 1950000 9.7 % 14/02/2019
Mr. David Kroin USA 0 1231695 0 1231695 1231695 5.8 % 14/02/2019
Dr. Jeffrey R. Jay, M.D. USA 0 1231695 0 1231695 1231695 5.8 % 14/02/2019
Great Point Partners, LLC USA 0 1231695 0 1231695 1231695 5.8 % 14/02/2019
First Light Asset Management, LLC limited liability company 0 0 0 0 0 0 % 14/02/2019
Mathew P. Arens State of America 0 0 0 0 0 0 % 14/02/2019
Niraj Gupta United States 1769890 0 1769890 0 1769890 8.8 % 14/02/2019
Wilmot B. Harkey USA 0 1760297 0 0 1760297 8.7 % 13/02/2019
Nantahala Capital Management, LLC MA 0 1760297 0 0 1760297 8.7 % 13/02/2019
Daniel Mack USA 0 1760297 0 0 1760297 8.7 % 13/02/2019
Niraj Gupta United States 1566143 0 1566143 0 1566143 7.8 % 14/02/2018
Mr. David Kroin USA 0 1832548 0 1832548 1832548 8.45 % 14/02/2018
Great Point Partners, LLC USA 0 1832548 0 1832548 1832548 8.45 % 14/02/2018
Dr. Jeffrey R. Jay, M.D. USA 0 1832548 0 1832548 1832548 8.45 % 14/02/2018
47-4492240 Delaware 1050000 0 1050000 0 1050000 5.3 % 14/02/2018
Justin J. Ferayorni United States 1050000 0 1050000 0 1050000 5.3 % 14/02/2018
47-4492240 Delaware 1050000 0 1050000 0 1050000 5.3 % 14/02/2018
( United State of America 45500 1375044 45500 0 1420544 7.1 % 14/02/2018
46-3521994 Delaware limited liability company 0 1375044 0 0 1375044 6.88 % 14/02/2018
Nantahala Capital Management, LLC MA 0 1760297 0 0 1760297 8.8 % 14/02/2018
Daniel Mack USA 0 1760297 0 0 1760297 8.8 % 14/02/2018
Wilmot B. Harkey USA 0 1760297 0 0 1760297 8.8 % 14/02/2018
Niraj Gupta United States 1363480 0 1363480 0 1363480 6.92 % 18/05/2017
Nantahala Capital Management, LLC MA 0 1470063 0 0 1470063 7.5 % 14/02/2017
Daniel Mack USA 0 1470063 0 0 1470063 7.5 % 14/02/2017
Wilmot B. Harkey USA 0 1470063 0 0 1470063 7.5 % 14/02/2017
First Light Asset Management, LLC limited liability company 0 1625975 0 0 1625975 8.3 % 14/02/2017
Mathew P. Arens State of America 45500 1625975 45500 0 1671475 8.5 % 14/02/2017
Great Point Partners, LLC USA 0 2134940 0 2134940 2134940 9.85 % 14/02/2017
Dr. Jeffrey R. Jay, M.D. USA 0 2134940 0 2134940 2134940 9.85 % 14/02/2017
Mr. David Kroin USA 0 2134940 0 2134940 2134940 9.85 % 14/02/2017
of 12 Delaware 0 13 0 471459 471459 2.4 % 10/02/2017
of 12 Delaware 0 13 0 471459 471459 2.4 % 10/02/2017
of 12 Delaware 0 13 0 17616 17616 0.1 % 10/02/2017
of 12 Delaware 0 13 0 17616 17616 0.1 % 10/02/2017
of 12 Delaware 0 13 471459 0 471459 2.4 % 10/02/2017
of 12 Delaware 0 13 0 17616 17616 0.1 % 10/02/2017
56-2450074 Wisconsin 0 0 725700 0 725700 3.75 % 06/05/2016
56-2450074 Wisconsin 0 0 0 1004408 1004408 5.35 % 16/02/2016
Dr. Jeffrey R. Jay, M.D. USA 0 2066764 0 2066764 2066764 9.985 % 16/02/2016
Great Point Partners, LLC USA 0 2066764 0 2066764 2066764 9.985 % 16/02/2016
Mr. David Kroin USA 0 2066764 0 2066764 2066764 9.985 % 16/02/2016
Mathew P. Arens United State of America 49500 1582457 49500 1582457 1631957 8.7 % 12/02/2016
of 15 Massachusetts 0 1107482 0 1107482 1107482 5.9 % 11/02/2016
of 15 Massachusetts 0 23215 0 23215 23215 0.1 % 11/02/2016
of 15 Massachusetts 0 23215 0 23215 23215 0.1 % 11/02/2016
of 15 Massachusetts 1084267 0 1084267 0 1084267 5.8 % 11/02/2016
Page 3 of 15 Massachusetts 0 1084267 0 1084267 1084267 5.8 % 11/02/2016
of 15 Massachusetts 0 1084267 0 1084267 1084267 5.8 % 11/02/2016
of 15 Massachusetts 0 23215 0 23215 23215 0.1 % 11/02/2016
47-4492240 Delaware 1138000 1138000 0 1138000 6.1 % 11/02/2016
90-0292676 Delaware 0 0 0 0 0 0 % 11/02/2016
James E. Flynn United States 0 662971 0 0 662971 3.53 % 22/12/2015
Deerfield Special Situations Fund, L.P. Delaware 0 662971 0 0 662971 3.53 % 22/12/2015
Deerfield Management Company, L.P. Delaware 0 662971 0 0 662971 3.53 % 22/12/2015
Deerfield Mgmt, L.P. Delaware 0 662971 0 0 662971 3.53 % 22/12/2015
Deerfield Mgmt, L.P. Delaware 0 2272759 0 0 2272759 12.18 % 13/07/2015
Deerfield Management Company, L.P. Delaware 0 2272759 0 0 2272759 12.18 % 13/07/2015
Deerfield Special Situations Fund, L.P. Delaware 0 2272759 0 0 2272759 12.18 % 13/07/2015
James E. Flynn United States 0 2272759 0 0 2272759 12.18 % 13/07/2015
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 0 0 0 0 0 % 13/07/2015
First Light Asset Management, LLC limited liability company 0 903732 0 0 903732 4.89 % 26/06/2015
Mathew P. Arens State of America 49500 903732 49500 0 953232 5.16 % 26/06/2015
Pembroke Management, LTD Canada 0 0 0 0 0 0 % 13/04/2015
Dr. Jeffrey R. Jay, M.D. USA 0 2031889 0 2031889 2031889 9.985 % 17/02/2015
Mr. David Kroin USA 0 2031889 0 2031889 2031889 9.985 % 17/02/2015
Great Point Partners, LLC USA 0 2031889 0 2031889 2031889 9.985 % 17/02/2015
Deerfield Mgmt, L.P. Delaware 0 1822759 0 0 1822759 9.87 % 17/02/2015
Deerfield Management Company, L.P. Delaware 0 1822759 0 0 1822759 9.87 % 17/02/2015
Deerfield Special Situations Fund, L.P. Delaware 0 995226 0 0 995226 5.39 % 17/02/2015
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 827533 0 0 827533 4.48 % 17/02/2015
James E. Flynn United States 0 1822759 0 0 1822759 9.87 % 17/02/2015
56-2450074 Wisconsin 0 0 1158965 0 1158965 6.28 % 04/02/2015
Pembroke Management, LTD Canada 1526400 0 1526400 0 1526400 8.26 % 30/01/2015
First Bank System Inc. A DELAWARE NORWALK CT 0 726024 1378820 0 0 0 % 29/01/2015
Pembroke Management, LTD Canada 1757900 0 1757900 0 1757900 10.12 % 07/05/2014
Deerfield Special Situations Fund, L.P. Delaware 0 629336 0 0 629336 3.62 % 04/04/2014
Deerfield Mgmt, L.P. Delaware 0 1140100 0 0 1140100 6.56 % 04/04/2014
Deerfield Management Company, L.P. Delaware 0 1140100 0 0 1140100 6.56 % 04/04/2014
James E. Flynn United States 0 1140100 0 0 1140100 6.56 % 04/04/2014
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 510764 0 0 510764 2.94 % 04/04/2014
Pembroke Management, LTD Canada 1621600 0 1621600 0 1621600 9.32 % 10/01/2014
56-2450074 Wisconsin 737008 0 1022009 0 1022009 5.88 % 09/01/2014
Pembroke Management, LTD Canada 1415700 0 1415700 0 1415700 10.27 % 12/09/2013
Mr. David Kroin USA 0 1385611 0 1385611 1385611 9.985 % 27/08/2012
Dr. Jeffrey R. Jay, M.D. USA 0 1385611 0 1385611 1385611 9.985 % 27/08/2012
Great Point Partners, LLC USA 0 1385611 0 1385611 1385611 9.985 % 27/08/2012
Sharon Brightman United States of America 0 0 0 0 663634 6.6 % 10/02/2012
Sharon Brightman : 0 0 0 0 835109 8.5 % 14/02/2011
Sharon Brightman : 0 0 0 0 1023800 10.86 % 16/02/2010
Sharon B. Patsy : 0 0 0 0 1089350 11.8 % 13/02/2007
Sharon B. Patsy : 0 0 0 0 1139600 12.4 % 12/04/2006

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District