SURF

Surface Oncology, Inc. SURF

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
ADAR1 Capital Management, LLC Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
Daniel Schneeberger Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
ADAR1 Capital Management GP, LLC Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
Daniel Schneeberger Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
ADAR1 Capital Management, LLC Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
ADAR1 Partners, LP Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
ADAR1 Capital Management GP, LLC Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
ADAR1 Partners, LP Delaware 0 3183242 0 3183242 3183242 5.24 % 20/07/2023
ARK Investment Management LLC Delaware, United States 6323533 0 6323533 0 6323533 11.58 % 09/08/2022
(1) BlackRock, Inc. Delaware 2448000 0 2502271 0 2502271 4.6 % 09/05/2022
Oleg Nodelman Delaware 0 4653000 0 4653000 4653000 11 % 14/03/2022
Oleg Nodelman Delaware 0 4653000 0 4653000 4653000 11 % 14/03/2022
EcoR1 Capital, LLC Delaware 0 4653000 0 4653000 4653000 11 % 14/03/2022
EcoR1 Capital Fund Qualified, L.P. Delaware 0 4330082 0 4330082 4330082 11 % 14/03/2022
EcoR1 Capital Fund Qualified, L.P. Delaware 0 4330082 0 4330082 4330082 11 % 14/03/2022
EcoR1 Capital, LLC Delaware 0 4653000 0 4653000 4653000 11 % 14/03/2022
Lilly Ventures Fund I LLC 0 1593997 0 1593997 1593997 3.5 % 10/02/2022
Eli Lilly and Company 0 1593997 0 1593997 1593997 3.5 % 10/02/2022
(1) BlackRock, Inc. Delaware 2524323 0 2562685 0 2562685 5.6 % 04/02/2022
ARK Investment Management LLC 2542391 0 2542391 0 2542391 6.25 % 16/02/2021
Lilly Ventures Fund I LLC 0 3447817 0 3447817 3447817 8.5 % 12/02/2021
Eli Lilly and Company 0 3447817 0 3447817 3447817 8.5 % 12/02/2021
Novartis AG Delaware 0 3948482 0 0 3948482 9.71 % 08/02/2021
Novartis Institutes for BioMedical Research, Inc. Delaware 0 3948482 0 0 3948482 9.71 % 08/02/2021
FMR LLC Delaware 1163056 0 2048321 0 2048321 5.035 % 10/12/2020
BVF Partners L.P. Delaware 0 0 0 2125650 2125650 5.8 % 29/05/2020
Mark N. Lampert Delaware 0 0 0 2125650 2125650 5.8 % 29/05/2020
Biotechnology Value Fund II, L.P. Delaware 0 0 0 829367 829367 2.3 % 29/05/2020
Biotechnology Value Fund, L.P. Delaware 0 0 0 1112895 1112895 3.1 % 29/05/2020
BVF I GP LLC Delaware 0 0 0 1112895 1112895 3.1 % 29/05/2020
Biotechnology Value Fund, L.P. Delaware 0 0 0 1112895 1112895 3.1 % 29/05/2020
BVF II GP LLC Delaware 0 0 0 829367 829367 2.3 % 29/05/2020
BVF GP HOLDINGS LLC Delaware 0 0 0 1942262 1942262 5.3 % 29/05/2020
BVF Partners L.P. Delaware 0 0 0 2125650 2125650 5.8 % 29/05/2020
BVF Inc. Delaware 0 0 0 2125650 2125650 5.8 % 29/05/2020
Mark N. Lampert Delaware 0 0 0 2125650 2125650 5.8 % 29/05/2020
Biotechnology Value Trading Fund OS LP Delaware 0 0 0 144025 144025 1 % 29/05/2020
BVF Partners OS Ltd. Delaware 0 0 0 144025 144025 1 % 29/05/2020
BVF I GP LLC Delaware 0 0 0 1112895 1112895 3.1 % 29/05/2020
Biotechnology Value Fund II, L.P. Delaware 0 0 0 829367 829367 2.3 % 29/05/2020
BVF II GP LLC Delaware 0 0 0 829367 829367 2.3 % 29/05/2020
Biotechnology Value Trading Fund OS LP Delaware 0 0 0 144025 144025 1 % 29/05/2020
BVF Partners OS Ltd. Delaware 0 0 0 144025 144025 1 % 29/05/2020
BVF GP HOLDINGS LLC Delaware 0 0 0 1942262 1942262 5.3 % 29/05/2020
BVF Inc. Delaware 0 0 0 2125650 2125650 5.8 % 29/05/2020
EcoR1 Capital, LLC Delaware 0 5033861 0 5033861 5033861 11 % 29/05/2020
Oleg Nodelman Delaware 0 5033861 0 5033861 5033861 11 % 29/05/2020
Oleg Nodelman Delaware 0 5033861 0 5033861 5033861 11 % 29/05/2020
EcoR1 Capital Fund Qualified, L.P. Delaware 0 4262806 0 4262806 4262806 11 % 29/05/2020
EcoR1 Capital Fund Qualified, L.P. Delaware 0 4262806 0 4262806 4262806 11 % 29/05/2020
EcoR1 Capital, LLC Delaware 0 5033861 0 5033861 5033861 11 % 29/05/2020
MERRILL LYNCH & CO., INC. (MERRILL LYNCH) Delaware 0 3877895 0 3877895 0 0 % 29/05/2020
Venrock Healthcare Capital Partners II, L.P. Delaware 0 3877895 0 3877895 3877895 9.9 % 29/05/2020
Peter W. Sonsini 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
Anthony A. Florence, Jr. 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
Patrick J. Kerins 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
New Enterprise Associates 14, L.P. 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
NEA Partners 14, L.P. 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
NEA 14 GP, LTD 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
Forest Baskett 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
Scott D. Sandell 0 3312877 0 3312877 3312877 11.9 % 13/02/2020
S. Edward Torres United States 0 3453877 0 3453877 3453877 12.5 % 14/02/2019
Lilly Ventures Fund I, LLC Delaware 0 3447817 0 3447817 3447817 12.5 % 14/02/2019
Armen B. Shanafelt, Ph.D. United States 0 3453877 0 3453877 3453877 12.5 % 14/02/2019
Steven E. Hall, Ph.D. United States 0 3453877 0 3453877 3453877 12.5 % 14/02/2019
LV Management Group, LLC Delaware 0 3453877 0 3453877 3453877 12.5 % 14/02/2019
Oleg Nodelman United States 0 2261328 0 2261328 2261328 11 % 14/02/2019
EcoR1 Capital Fund Qualified, L.P. Delaware 0 1874064 0 1874064 1874064 11 % 14/02/2019
EcoR1 Capital, LLC Delaware 0 2261328 0 2261328 2261328 11 % 14/02/2019
Atlas Venture Fund IX, L.P. Delaware 0 4654453 0 0 4654453 16.81 % 08/02/2019
Atlas Venture Associates IX, LLC Delaware 0 4654453 0 0 4654453 16.81 % 08/02/2019
Atlas Venture Associates IX, LLC Delaware 0 4654453 0 0 4654453 16.81 % 08/02/2019
Atlas Venture Associates IX, L.P. Delaware 0 4654453 0 0 4654453 16.81 % 08/02/2019
Atlas Venture Associates IX, L.P. Delaware 0 4654453 0 0 4654453 16.81 % 08/02/2019
Atlas Venture Fund IX, L.P. Delaware 0 4654453 0 0 4654453 16.81 % 08/02/2019
EcoR1 Capital Fund Qualified, L.P. Delaware 0 1469186 0 1469186 1469186 11 % 13/11/2018
Oleg Nodelman Delaware 0 0 1747657 1747657 1747657 11 % 13/11/2018
EcoR1 Capital, LLC Delaware 0 0 1747657 1747657 1747657 11 % 13/11/2018
EcoR1 Capital, LLC Delaware 0 0 1747657 1747657 1747657 11 % 13/11/2018
EcoR1 Capital Fund Qualified, L.P. Delaware 0 1469186 0 1469186 1469186 11 % 13/11/2018
Oleg Nodelman Delaware 0 0 1747657 1747657 1747657 11 % 13/11/2018
FMR LLC Delaware 848996 0 3138986 0 3138986 11.374 % 25/04/2018
FMR LLC Delaware 848996 0 3138986 0 3138986 11.374 % 25/04/2018
Novartis Institutes for BioMedical Research, Inc. Delaware 0 3948482 0 0 3948482 14.3 % 23/04/2018
Novartis AG Switzerland 0 3948482 0 0 3948482 14.3 % 23/04/2018

Senat trading

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Senat Divulgation

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