Surface Oncology, Inc. ^SURF

Trading inactive

Individual Beneficiary

Name of reporting person	Citizenship or organization	Sole voting power	Shared voting power	Sole dispositive power	Shared dispositive power	Amount beneficially owned	Percent of class	Accepted date
ADAR1 Capital Management GP, LLC	Texas	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
Daniel Schneeberger	Switzerland	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
ADAR1 Capital Management, LLC	Texas	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
ADAR1 Capital Management GP, LLC	Texas	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
ADAR1 Partners, LP	Delaware	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
ADAR1 Partners, LP	Delaware	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
Daniel Schneeberger	Switzerland	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
ADAR1 Capital Management, LLC	Texas	0	3183242	0	3183242	3183242	5.24 %	20/07/2023
Atlas Venture Associates IX, L.P.	Delaware	0	2945453	0	2945453	2945453	4.87 %	31/01/2023
Atlas Venture Associates IX, LLC	Delaware	0	2945453	0	2945453	2945453	4.87 %	31/01/2023
Atlas Venture Fund IX, L.P.	Delaware	0	2945453	0	2945453	2945453	4.87 %	31/01/2023
ARK Investment Management LLC	Delaware, United States	6323533	0	6323533	0	6323533	11.58 %	09/08/2022
ARK Investment Management LLC	Delaware, United States	6323533	0	6323533	0	6323533	11.58 %	09/08/2022
EcoR1 Capital, LLC	Delaware	0	4653000	0	4653000	4653000	9.9 %	14/03/2022
Oleg Nodelman	United States	0	4653000	0	4653000	4653000	9.9 %	14/03/2022
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	4330082	0	4330082	4330082	9.2 %	14/03/2022
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	4330082	0	4330082	4330082	9.2 %	14/03/2022
Oleg Nodelman	United States	0	4653000	0	4653000	4653000	9.9 %	14/03/2022
EcoR1 Capital, LLC	Delaware	0	4653000	0	4653000	4653000	9.9 %	14/03/2022
BlackRock, Inc.	Delaware	2524323	0	2562685	0	2562685	5.6 %	04/02/2022
Atlas Venture Associates IX, LLC	Delaware	0	2945453	0	2945453	2945453	6.38 %	25/01/2022
Atlas Venture Fund IX, L.P.	Delaware	0	2945453	0	2945453	2945453	6.38 %	25/01/2022
Atlas Venture Associates IX, L.P.	Delaware	0	2945453	0	2945453	2945453	6.38 %	25/01/2022
ARK Investment Management LLC	Delaware, United States	4476420	0	4476420	0	4476420	10.31 %	09/07/2021
ARK Investment Management LLC	Delaware, United States	4476420	0	4476420	0	4476420	10.31 %	09/07/2021
Venrock Healthcare Capital Partners II, L.P.	Delaware	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
VHCP CoInvestment Holdings III, LLC	Delaware	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
Venrock Healthcare Capital Partners III, L.P.	Delaware	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
VHCP CoInvestment Holdings II, LLC	Delaware	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
Koh, Bong	United States	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
Shah, Nimish	United States	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
VHCP Management III, LLC	Delaware	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
VHCP Management II, LLC	Delaware	0	1442895	0	1442895	1442895	3.5 %	16/02/2021
EcoR1 Capital, LLC	Delaware	0	0	0	0	9	0.1 %	16/02/2021
Oleg Nodelman	United States	0	0	0	0	9	0.1 %	16/02/2021
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	0	0	0	9	0.1 %	16/02/2021
Steven E. Hall, Ph.D.	United States	0	0	0	0	0	0 %	10/02/2021
LV Management Group, LLC	Delaware	0	0	0	0	0	0 %	10/02/2021
S. Edward Torres	United States	0	0	0	0	0	0 %	10/02/2021
Armen B. Shanafelt, Ph.D.	United States	56173	0	56173	0	56173	0.1 %	10/02/2021
Novartis AG	Switzerland	0	3948482	0	3948482	3948482	9.71 %	08/02/2021
Novartis AG	Switzerland	0	3948482	0	3948482	3948482	9.71 %	08/02/2021
Novartis Institutes for BioMedical Research, Inc.	Delaware	0	3948482	0	3948482	3948482	9.71 %	08/02/2021
Novartis Institutes for BioMedical Research, Inc.	Delaware	0	3948482	0	3948482	3948482	9.71 %	08/02/2021
Atlas Venture Associates IX, L.P.	Delaware	0	2945453	0	2945453	2945453	7.24 %	02/02/2021
Atlas Venture Associates IX, LLC	Delaware	0	2945453	0	2945453	2945453	7.24 %	02/02/2021
Atlas Venture Fund IX, L.P.	Delaware	0	2945453	0	2945453	2945453	7.24 %	02/02/2021
Abigail P. Johnson	United States of America	0	0	2048321	0	2048321	5.035 %	10/12/2020
Abigail P. Johnson	United States of America	0	0	2048321	0	2048321	5.035 %	10/12/2020
FMR LLC	Delaware	1163056	0	2048321	0	2048321	5.035 %	10/12/2020
FMR LLC	Delaware	1163056	0	2048321	0	2048321	5.035 %	10/12/2020
BVF Inc.	Delaware	0	2125650	0	2125650	2125650	5.8 %	29/05/2020
Biotechnology Value Fund, L.P.	Delaware	0	1112895	0	1112895	1112895	3.1 %	29/05/2020
Mark N. Lampert	United States	0	2125650	0	2125650	2125650	5.8 %	29/05/2020
BVF I GP LLC	Delaware	0	1112895	0	1112895	1112895	3.1 %	29/05/2020
Biotechnology Value Fund II, L.P.	Delaware	0	829367	0	829367	829367	2.3 %	29/05/2020
BVF II GP LLC	Delaware	0	829367	0	829367	829367	2.3 %	29/05/2020
Biotechnology Value Trading Fund OS LP	Cayman Islands	0	144025	0	144025	144025	0 %	29/05/2020
BVF Partners OS Ltd.	Cayman Islands	0	144025	0	144025	144025	0 %	29/05/2020
BVF GP HOLDINGS LLC	Delaware	0	1942262	0	1942262	1942262	5.3 %	29/05/2020
BVF Partners L.P.	Delaware	0	2125650	0	2125650	2125650	5.8 %	29/05/2020
BVF Inc.	Delaware	0	2125650	0	2125650	2125650	5.8 %	29/05/2020
Mark N. Lampert	United States	0	2125650	0	2125650	2125650	5.8 %	29/05/2020
Biotechnology Value Fund, L.P.	Delaware	0	1112895	0	1112895	1112895	3.1 %	29/05/2020
BVF I GP LLC	Delaware	0	1112895	0	1112895	1112895	3.1 %	29/05/2020
Biotechnology Value Fund II, L.P.	Delaware	0	829367	0	829367	829367	2.3 %	29/05/2020
BVF II GP LLC	Delaware	0	829367	0	829367	829367	2.3 %	29/05/2020
Biotechnology Value Trading Fund OS LP	Cayman Islands	0	144025	0	144025	144025	0 %	29/05/2020
BVF Partners OS Ltd.	Cayman Islands	0	144025	0	144025	144025	0 %	29/05/2020
BVF GP HOLDINGS LLC	Delaware	0	1942262	0	1942262	1942262	5.3 %	29/05/2020
BVF Partners L.P.	Delaware	0	2125650	0	2125650	2125650	5.8 %	29/05/2020
Oleg Nodelman	United States	0	5033861	0	5033861	5033861	12.8 %	29/05/2020
EcoR1 Capital, LLC	Delaware	0	5033861	0	5033861	5033861	12.8 %	29/05/2020
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	4262806	0	4262806	4262806	10.9 %	29/05/2020
EcoR1 Capital, LLC	Delaware	0	5033861	0	5033861	5033861	12.8 %	29/05/2020
Oleg Nodelman	United States	0	5033861	0	5033861	5033861	12.8 %	29/05/2020
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	4262806	0	4262806	4262806	10.9 %	29/05/2020
Venrock Healthcare Capital Partners II, L.P.	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Koh, Bong	United States	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Shah, Nimish	United States	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Koh, Bong	United States	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP CoInvestment Holdings II, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Shah, Nimish	United States	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP Management III, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP Management II, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP CoInvestment Holdings III, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Venrock Healthcare Capital Partners III, L.P.	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Venrock Healthcare Capital Partners II, L.P.	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP CoInvestment Holdings II, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Venrock Healthcare Capital Partners III, L.P.	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP CoInvestment Holdings III, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP Management II, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
VHCP Management III, LLC	Delaware	0	3877895	0	3877895	3877895	9.9 %	29/05/2020
Atlas Venture Associates IX, LLC	Delaware	0	4654453	0	4654453	4654453	16.69 %	04/02/2020
Atlas Venture Associates IX, L.P.	Delaware	0	4654453	0	4654453	4654453	16.69 %	04/02/2020
Atlas Venture Fund IX, L.P.	Delaware	0	4654453	0	4654453	4654453	16.69 %	04/02/2020
Atlas Venture Associates IX, LLC 2. ¨	Delaware	0	4654453	0	4654453	4654453	16.81 %	08/02/2019
Atlas Venture Fund IX, L.P. 2. ¨	Delaware	0	4654453	0	4654453	4654453	16.81 %	08/02/2019
Atlas Venture Associates IX, L.P. 2. ¨	Delaware	0	4654453	0	4654453	4654453	16.81 %	08/02/2019
Abigail P. Johnson	United States of America	0	0	1752984	0	1752984	6.332 %	20/12/2018
FMR LLC	Delaware	1647865	0	1752984	0	1752984	6.332 %	20/12/2018
FMR LLC	Delaware	1647865	0	1752984	0	1752984	6.332 %	20/12/2018
Abigail P. Johnson	United States of America	0	0	1752984	0	1752984	6.332 %	20/12/2018
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	1469186	0	1469186	1469186	5.3 %	13/11/2018
EcoR1 Capital, LLC	Delaware	0	1747657	0	1747657	1747657	6.3 %	13/11/2018
Oleg Nodelman	United States	0	1747657	0	1747657	1747657	6.3 %	13/11/2018
EcoR1 Capital Fund Qualified, L.P.	Delaware	0	1469186	0	1469186	1469186	5.3 %	13/11/2018
Oleg Nodelman	United States	0	1747657	0	1747657	1747657	6.3 %	13/11/2018
EcoR1 Capital, LLC	Delaware	0	1747657	0	1747657	1747657	6.3 %	13/11/2018
FMR LLC	Delaware	848996	0	3138986	0	3138986	11.374 %	25/04/2018
FMR LLC	Delaware	848996	0	3138986	0	3138986	11.374 %	25/04/2018
Abigail P. Johnson	United States of America	0	0	3138986	0	3138986	11.374 %	25/04/2018
Abigail P. Johnson	United States of America	0	0	3138986	0	3138986	11.374 %	25/04/2018
Novartis Institutes for BioMedical Research, Inc.						3948482	14.3 %	23/04/2018
Novartis AG						3948482	14.3 %	23/04/2018
Novartis Institutes for BioMedical Research, Inc.						3948482	14.3 %	23/04/2018
Novartis AG						3948482	14.3 %	23/04/2018

Senat trading

Bureau	Date de la transaction	Date de réception	Type	Amount	Commentaire

Senat Divulgation

Représentant	Date de la transaction	Date de divulgation	Type	Amount	District

Surface Oncology, Inc. SURF

Individual Beneficiary

Senat trading

Senat Divulgation

Surface Oncology, Inc. ^SURF