Sinovac Biotech Ltd. SVA
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Prime Success, L.P. | Cayman Islands | 5900000 | 5900000 | 5900000 | 8.5 % | 10/07/2018 | ||
| Green Vision Partners Limited | Cayman Islands | 5900000 | 5900000 | 5900000 | 8.5 % | 10/07/2018 | ||
| Advantech Capital Partners Ltd. | Cayman Islands | 5900000 | 5900000 | 5900000 | 8.5 % | 10/07/2018 | ||
| Wellington Management Group LLP | Massachusetts | 0 | 69098 | 0 | 69098 | 69098 | 0.12 % | 08/02/2018 |
| Wellington Group Holdings LLP | Delaware | 0 | 69098 | 0 | 69098 | 69098 | 0.12 % | 08/02/2018 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 69098 | 0 | 69098 | 69098 | 0.12 % | 08/02/2018 |
| Wellington Group Holdings LLP | Delaware | 0 | 4538067 | 0 | 5521262 | 5521262 | 9.7 % | 09/02/2017 |
| Wellington Management Company LLP | Delaware | 0 | 4354247 | 0 | 5145455 | 5145455 | 9.04 % | 09/02/2017 |
| Wellington Management Group LLP | Massachusetts | 0 | 4538067 | 0 | 5521262 | 5521262 | 9.7 % | 09/02/2017 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 4538067 | 0 | 5521262 | 5521262 | 9.7 % | 09/02/2017 |
| Chiang Li Family | China | 3459763 | 3459763 | 3459763 | 6.08 % | 08/04/2016 | ||
| 1Globe Capital LLC | Delaware, USA | 9353092 | 0 | 9353092 | 0 | 9353092 | 16.44 % | 05/04/2016 |
| OrbiMed Advisors LLC | Delaware | 0 | 1219500 | 0 | 1219500 | 1219500 | 2.19 % | 11/02/2016 |
| Samuel D. Isaly | United States | 0 | 2667500 | 0 | 2667500 | 2667500 | 4.78 % | 11/02/2016 |
| OrbiMed Capital LLC | Delaware | 0 | 1448000 | 0 | 0 | 1448000 | 2.59 % | 11/02/2016 |
| Wellington Management Company LLP | Delaware | 0 | 3948894 | 0 | 4694079 | 4694079 | 8.41 % | 11/02/2016 |
| Wellington Group Holdings LLP | Delaware | 0 | 4325626 | 0 | 5229421 | 5229421 | 9.37 % | 11/02/2016 |
| Wellington Management Group LLP | Massachusetts | 0 | 4325626 | 0 | 5229421 | 5229421 | 9.37 % | 11/02/2016 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 4325626 | 0 | 5229421 | 5229421 | 9.37 % | 11/02/2016 |
| OrbiMed Advisors LLC | Delaware | 0 | 1373500 | 0 | 1373500 | 1373500 | 2.47 % | 17/02/2015 |
| OrbiMed Capital LLC | Delaware | 0 | 1448000 | 0 | 0 | 1448000 | 2.61 % | 17/02/2015 |
| Samuel D. Isaly | United States | 0 | 2821500 | 0 | 2821500 | 2821500 | 5.08 % | 17/02/2015 |
| Wellington Management Group LLP | Massachusetts | 0 | 4114845 | 0 | 4389060 | 4389060 | 7.97 % | 12/02/2015 |
| Wellington Management Company, LLP | Massachusetts | 0 | 3432253 | 0 | 3888473 | 3888473 | 7.06 % | 14/02/2014 |
| 1Globe Capital LLC | Delaware, USA | 3385776 | 0 | 3385776 | 0 | 3385776 | 6.19 % | 08/05/2013 |
| Wellington Management Company, LLP | Massachusetts | 0 | 2274701 | 0 | 2430321 | 2430321 | 4.42 % | 14/02/2013 |
| S Wellington Management Company, LLP | Massachusetts | 0 | 3299387 | 0 | 3464387 | 3464387 | 6.34 % | 14/02/2012 |
| Royce & Associates, LLC | New York | 1749629 | 0 | 1749629 | 0 | 1749629 | 3.2 % | 26/01/2012 |
| SAIF IV GP, L.P. | Cayman Islands | 5511177 | 0 | 5511177 | 0 | 5511177 | 10.19 % | 02/03/2011 |
| SAIF Partners IV L.P. | Cayman Islands | 5511177 | 0 | 5511177 | 0 | 5511177 | 10.19 % | 02/03/2011 |
| SAIF IV GP Capital Ltd. | Cayman Islands | 5511177 | 0 | 5511177 | 0 | 5511177 | 10.19 % | 02/03/2011 |
| Wellington Management Company, LLP | Massachusetts | 0 | 5207510 | 0 | 5396110 | 5396110 | 9.96 % | 14/02/2011 |
| Wellington Management Company, LLP | Massachusetts | 0 | 5355010 | 0 | 5584010 | 5584010 | 10.31 % | 10/02/2011 |
| SAIF IV GP Capital Ltd. | Cayman Islands | 3724215 | 0 | 3724215 | 0 | 3724215 | 6.88 % | 10/02/2011 |
| SAIF Partners IV L.P. | Cayman Islands | 3724215 | 0 | 3724215 | 0 | 3724215 | 6.88 % | 10/02/2011 |
| SAIF IV GP, L.P. | Cayman Islands | 3724215 | 0 | 3724215 | 0 | 3724215 | 6.88 % | 10/02/2011 |
| Royce & Associates, LLC | New York | 3525129 | 3525129 | 6.51 % | 04/02/2011 | |||
| SAIF IV GP Capital Ltd. | Cayman Islands | 3290600 | 0 | 3290600 | 0 | 3290600 | 6.08 % | 15/11/2010 |
| SAIF Partners IV L.P. | Cayman Islands | 3290600 | 0 | 3290600 | 0 | 3290600 | 6.08 % | 15/11/2010 |
| SAIF IV GP, L.P. | Cayman Islands | 3290600 | 0 | 3290600 | 0 | 3290600 | 6.08 % | 15/11/2010 |
| Wellington Management Company, LLP | Massachusetts | 0 | 4929710 | 0 | 5758510 | 5758510 | 10.64 % | 10/11/2010 |
| Morgan Stanley #363145972 | organization is Delaware | 371553 | 7150 | 379503 | 0 | 379503 | 9 % | 12/02/2010 |
| Morgan Stanley Capital Services Inc. #133292567 | organization is Delaware | 128000 | 0 | 128000 | 0 | 128000 | 3 % | 12/02/2010 |