SWAV

ShockWave Medical, Inc. SWAV

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Wellington Management Group LLP Massachusetts 0 2274412 0 0 2500594 6.78 % 08/02/2024
Wellington Group Holdings LLP Massachusetts 0 2274412 0 0 2500594 6.78 % 08/02/2024
Wellington Group Holdings LLP Massachusetts 0 2274412 0 0 2500594 6.78 % 08/02/2024
Wellington Investment Advisors Holdings LLP Massachusetts 0 2274412 0 0 2500594 6.78 % 08/02/2024
Wellington Management Company LLP Massachusetts 0 2260495 0 0 2437153 6.61 % 08/02/2024
Wellington Investment Advisors Holdings LLP Massachusetts 0 2274412 0 0 2500594 6.78 % 08/02/2024
Wellington Management Company LLP Massachusetts 0 2260495 0 0 2437153 6.61 % 08/02/2024
Wellington Management Group LLP Massachusetts 0 2274412 0 0 2500594 6.78 % 08/02/2024
(1) BlackRock, Inc. Delaware 4252053 0 4313553 0 4313553 12.1 % 08/07/2022
52-0556948 Maryland 537866 0 3077252 0 3077252 8.7 % 14/02/2022
52-0556948 Maryland 537866 0 3077252 0 3077252 8.7 % 14/02/2022
Gilder, Gagnon, Howe & Co. LLC New York 0 0 0 1384358 1384358 3.9 % 14/02/2022
Gilder, Gagnon, Howe & Co. LLC New York 0 0 0 1384358 1384358 3.9 % 14/02/2022
The Vanguard Group - 23-1945930 Pennsylvania For 0 64503 3150304 93464 3243768 9.19 % 10/02/2022
(1) BlackRock, Inc. Delaware 2640338 0 2716533 0 2716533 7.7 % 03/02/2022
FMR LLC United States of America 0 0 3439788 0 3439788 9.743 % 10/01/2022
JPMORGAN CHASE & CO.13-2624428 Delaware 1006585 0 1207896 0 1209265 3.4 % 09/11/2021
52-0556948 Maryland 559345 0 3939017 0 3939017 11.3 % 12/04/2021
Gilder, Gagnon, Howe & Co. LLC New York 0 0 0 0 1862229 5.44 % 16/02/2021
Gilder, Gagnon, Howe & Co. LLC New York 0 0 0 0 1862229 5.44 % 16/02/2021
(1) BlackRock, Inc. Delaware 2351249 0 2397680 0 2397680 7 % 02/02/2021
JPMORGAN CHASE & CO.13-2624428 Delaware 1457760 0 1749124 0 1749324 5.1 % 15/01/2021
Gagnon, Howe & Co. LLC New York 0 0 0 2044692 2044692 6.57 % 14/02/2020
Gagnon, Howe & Co. LLC New York 0 0 0 2044692 2044692 6.57 % 14/02/2020
The Vanguard Group - 23-1945930 Pennsylvania 47930 954 1657478 47654 1705132 5.48 % 11/02/2020
52-0556948 Maryland 517683 0 3612197 0 3612197 12.8 % 10/10/2019
52-0556948 Maryland 517683 0 3612197 0 3612197 12.8 % 10/10/2019
FMR LLC Delaware 625331 0 3712811 0 3712811 13.373 % 10/04/2019
Deerfield Private Design Fund III, L.P. Delaware 0 166073 0 0 166073 0.62 % 11/03/2019
Deerfield Mgmt III, L.P. Delaware 0 166073 0 0 166073 0.62 % 11/03/2019
Deerfield Mgmt III, L.P. Delaware 0 166073 0 0 166073 0.62 % 11/03/2019
Company, L.P. Delaware 0 342146 0 0 342146 1.27 % 11/03/2019
Deerfield Mgmt, L.P. Delaware 0 176073 0 0 176073 0.65 % 11/03/2019
James E. Flynn Delaware 0 342146 0 0 342146 1.27 % 11/03/2019
Fund, L.P. Delaware 0 166073 0 0 166073 0.62 % 11/03/2019
Fund, L.P. Delaware 0 166073 0 0 166073 0.62 % 11/03/2019
Company, L.P. Delaware 0 342146 0 0 342146 1.27 % 11/03/2019
Deerfield Private Design Fund III, L.P. Delaware 0 166073 0 0 166073 0.62 % 11/03/2019
James E. Flynn United States 0 342146 0 0 342146 1.27 % 11/03/2019
Deerfield Mgmt, L.P. Delaware 0 176073 0 0 176073 0.65 % 11/03/2019

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Daniel Goldman 2023-01-31 2023-02-24 Sale $1,001 - $15,000 NY10