ShockWave Medical, Inc. SWAV
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| FMR LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 10/07/2024 |
| Abigail P. Johnson | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 10/07/2024 |
| The Vanguard Group | Pennsylvania | 0 | 15957 | 3578704 | 55016 | 3633720 | 9.85 % | 13/02/2024 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 2274412 | 0 | 2500594 | 2500594 | 6.78 % | 08/02/2024 |
| Wellington Management Group LLP | Massachusetts | 0 | 2274412 | 0 | 2500594 | 2500594 | 6.78 % | 08/02/2024 |
| Wellington Group Holdings LLP | Delaware | 0 | 2274412 | 0 | 2500594 | 2500594 | 6.78 % | 08/02/2024 |
| Wellington Management Company LLP | Delaware | 0 | 2260495 | 0 | 2437153 | 2437153 | 6.61 % | 08/02/2024 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 203758 | 0 | 1012393 | 0 | 1012393 | 2.8 % | 14/02/2023 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 203758 | 0 | 1012393 | 0 | 1012393 | 2.8 % | 14/02/2023 |
| BlackRock, Inc. | Delaware | 4491409 | 0 | 4572659 | 0 | 4572659 | 12.7 % | 23/01/2023 |
| The Vanguard Group | Pennsylvania | 0 | 60758 | 3598702 | 96229 | 3694931 | 10.22 % | 10/01/2023 |
| The Vanguard Group | Pennsylvania | 0 | 60758 | 3598702 | 96229 | 3694931 | 10.22 % | 10/01/2023 |
| BlackRock, Inc. | Delaware | 4252053 | 0 | 4313553 | 0 | 4313553 | 12.1 % | 08/07/2022 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1349378 | 0 | 0 | 0 | 1349378 | 3.8 % | 14/02/2022 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 537866 | 0 | 3077252 | 0 | 3077252 | 8.7 % | 14/02/2022 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1349378 | 0 | 0 | 0 | 1349378 | 3.8 % | 14/02/2022 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 537866 | 0 | 3077252 | 0 | 3077252 | 8.7 % | 14/02/2022 |
| Gilder, Gagnon, Howe & Co. LLC | New York | 0 | 0 | 0 | 1384358 | 1384358 | 3.9 % | 14/02/2022 |
| Gilder, Gagnon, Howe & Co. LLC | New York | 0 | 0 | 0 | 1384358 | 1384358 | 3.9 % | 14/02/2022 |
| The Vanguard Group | Pennsylvania For | 0 | 64503 | 3150304 | 93464 | 3243768 | 9.19 % | 10/02/2022 |
| BlackRock, Inc. | Delaware | 2640338 | 0 | 2716533 | 0 | 2716533 | 7.7 % | 03/02/2022 |
| Abigail P. Johnson | United States of America | 0 | 0 | 3439788 | 0 | 3439788 | 9.743 % | 10/01/2022 |
| Abigail P. Johnson | United States of America | 0 | 0 | 3439788 | 0 | 3439788 | 9.743 % | 10/01/2022 |
| FMR LLC | Delaware | 1073171 | 0 | 3439788 | 0 | 3439788 | 9.743 % | 10/01/2022 |
| FMR LLC | Delaware | 1073171 | 0 | 3439788 | 0 | 3439788 | 9.743 % | 10/01/2022 |
| JPMORGAN CHASE & | Delaware | 1006585 | 0 | 1207896 | 0 | 1209265 | 3.4 % | 09/11/2021 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1874326 | 0 | 0 | 0 | 1874326 | 5.3 % | 12/04/2021 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1874326 | 0 | 0 | 0 | 1874326 | 5.3 % | 12/04/2021 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 559345 | 0 | 3939017 | 0 | 3939017 | 11.3 % | 12/04/2021 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 559345 | 0 | 3939017 | 0 | 3939017 | 11.3 % | 12/04/2021 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 366024 | 0 | 2480772 | 0 | 2480772 | 7.2 % | 16/02/2021 |
| Gilder, Gagnon, Howe & Co. LLC | New York | 0 | 0 | 0 | 1862229 | 1862229 | 5.44 % | 16/02/2021 |
| Gilder, Gagnon, Howe & Co. LLC | New York | 0 | 0 | 0 | 1862229 | 1862229 | 5.44 % | 16/02/2021 |
| The Vanguard Group | Pennsylvania For | 0 | 64833 | 2706462 | 86427 | 2792889 | 8.15 % | 10/02/2021 |
| BlackRock, Inc. | Delaware | 2351249 | 0 | 2397680 | 0 | 2397680 | 7 % | 02/02/2021 |
| JPMORGAN CHASE & | Delaware | 1457760 | 0 | 1749124 | 0 | 1749324 | 5.1 % | 15/01/2021 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 402766 | 0 | 2573846 | 0 | 2573846 | 7.6 % | 10/07/2020 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 402766 | 0 | 2573846 | 0 | 2573846 | 7.6 % | 10/07/2020 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1069811 | 0 | 0 | 0 | 1069811 | 3.1 % | 10/07/2020 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1069811 | 0 | 0 | 0 | 1069811 | 3.1 % | 10/07/2020 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 627703 | 0 | 4030210 | 0 | 4030210 | 12.9 % | 14/02/2020 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 2153611 | 0 | 0 | 0 | 2153611 | 6.9 % | 14/02/2020 |
| Gilder, Gagnon, Howe & Co. LLC | New York | 0 | 0 | 0 | 2044692 | 2044692 | 6.57 % | 14/02/2020 |
| The Vanguard Group | Pennsylvania | 47930 | 954 | 1657478 | 47654 | 1705132 | 5.48 % | 11/02/2020 |
| FMR LLC | Delaware | 905463 | 0 | 4666443 | 0 | 4666443 | 14.999 % | 07/02/2020 |
| Abigail P. Johnson | United States of America | 0 | 0 | 4666443 | 0 | 4666443 | 14.999 % | 07/02/2020 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 517683 | 0 | 3612197 | 0 | 3612197 | 12.8 % | 10/10/2019 |
| T. ROWE PRICE ASSOCIATES, INC. | Maryland | 517683 | 0 | 3612197 | 0 | 3612197 | 12.8 % | 10/10/2019 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1769161 | 0 | 0 | 0 | 1769161 | 6.3 % | 10/10/2019 |
| T. ROWE PRICE NEW HORIZONS FUND, INC. | Maryland | 1769161 | 0 | 0 | 0 | 1769161 | 6.3 % | 10/10/2019 |
| Abigail P. Johnson | United States of America | 0 | 0 | 3712811 | 0 | 3712811 | 13.373 % | 10/04/2019 |
| FMR LLC | Delaware | 625331 | 0 | 3712811 | 0 | 3712811 | 13.373 % | 10/04/2019 |
| Abigail P. Johnson | United States of America | 0 | 0 | 3712811 | 0 | 3712811 | 13.373 % | 10/04/2019 |
| FMR LLC | Delaware | 625331 | 0 | 3712811 | 0 | 3712811 | 13.373 % | 10/04/2019 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 166073 | 0 | 166073 | 166073 | 0.62 % | 11/03/2019 |
| Deerfield Management Company, L.P. | Delaware | 0 | 342146 | 0 | 342146 | 342146 | 1.27 % | 11/03/2019 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 176073 | 0 | 176073 | 176073 | 0.65 % | 11/03/2019 |
| James E. Flynn | United States | 0 | 342146 | 0 | 342146 | 342146 | 1.27 % | 11/03/2019 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 166073 | 0 | 166073 | 166073 | 0.62 % | 11/03/2019 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 166073 | 0 | 166073 | 166073 | 0.62 % | 11/03/2019 |
| James E. Flynn | United States | 0 | 342146 | 0 | 342146 | 342146 | 1.27 % | 11/03/2019 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 176073 | 0 | 176073 | 176073 | 0.65 % | 11/03/2019 |
| Deerfield Management Company, L.P. | Delaware | 0 | 342146 | 0 | 342146 | 342146 | 1.27 % | 11/03/2019 |
| Deerfield Special Situations Fund, L.P. | Delaware | 0 | 166073 | 0 | 166073 | 166073 | 0.62 % | 11/03/2019 |
| Deerfield Mgmt III, L.P. | Delaware | 0 | 166073 | 0 | 166073 | 166073 | 0.62 % | 11/03/2019 |
| Deerfield Private Design Fund III, L.P. | Delaware | 0 | 166073 | 0 | 166073 | 166073 | 0.62 % | 11/03/2019 |