SWZ

Total Return Securities, Inc. SWZ

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
incorporated under the laws of England and Wales England and Wales 638993 0 638993 0 638993 4.8 % 10/08/2022
incorporated under the laws of England and Wales England and Wales 638993 0 638993 0 638993 4.8 % 10/08/2022
Lazard Asset Management LLC Delaware 795629 0 802950 0 802950 11 % 10/02/2022
Allspring Global Investments Holdings, LLC Delaware 1091935 0 1167304 0 1167304 8.84 % 19/01/2022
Allspring Funds Management, LLC Delaware 0 0 0 0 0 0 % 19/01/2022
Allspring Funds Management, LLC Delaware 0 0 0 0 0 0 % 19/01/2022
Allspring Global Investments Holdings, LLC Delaware 1091935 0 1167304 0 1167304 8.84 % 19/01/2022
Allspring Global Investments, LLC Delaware 1091935 0 1167304 0 1167304 8.84 % 19/01/2022
Allspring Global Investments, LLC Delaware 1091935 0 1167304 0 1167304 8.84 % 19/01/2022
incorporated under the laws of England and Wales England and Wales 688009 0 688009 0 688009 5.2 % 12/02/2021
Wells Fargo & Company Delaware 1 972301 1 1174321 1174322 8.89 % 12/02/2021
Lazard Asset Management LLC Delaware 833862 0 841183 0 841183 11 % 09/02/2021
Lazard Asset Management LLC Delaware 833862 0 841183 0 841183 11 % 09/02/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC 881134 0 881134 0 881134 6.64 % 13/02/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC DELAWARE 881134 0 881134 0 881134 6.64 % 13/02/2020
Wells Fargo & Company Delaware 0 648882 0 0 721981 5.44 % 04/02/2020
Wells Capital Management Incorporated Delaware 0 602369 0 0 671831 5.06 % 04/02/2020
1607 Capital Partners, LLC Virginia, United States 245969 0 245969 0 245969 1.85 % 10/12/2018
Lazard Asset Management LLC Delaware 150837 0 150837 0 150837 11 % 07/12/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 990752 0 990752 0 990752 3.54 % 14/02/2018
1607 Capital Partners, LLC Virginia, United States 2812496 0 2812496 0 2812496 11.1 % 14/02/2018
Lazard Asset Management LLC Delaware 2274574 0 2274574 0 2274574 11 % 08/02/2018
Lazard Asset Management LLC Delaware 2274574 0 2274574 0 2274574 11 % 08/02/2018
Lazard Asset Management LLC Delaware 2417555 0 2417555 0 2417555 11 % 10/02/2017
1607 Capital Partners, LLC Virginia, United States 3718902 0 3718902 0 3718902 13.3 % 16/02/2016
Lazard Asset Management LLC Delaware 3311671 0 3311671 0 3311671 11 % 11/02/2016
1607 Capital Partners, LLC Virginia, United States 3333391 0 3333391 0 3333391 12.6 % 17/02/2015
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 1453562 0 1453562 0 1453562 5.47 % 13/02/2015
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 1453562 0 0 0 1453562 5.47 % 13/02/2015
Lazard Asset Management LLC Delaware 3486101 0 3486101 0 3486101 11 % 10/02/2015
Wells Fargo & Company Delaware 33 1549754 33 0 2228887 8.39 % 10/02/2015
Wells Capital Management Incorporated California 0 1541871 0 0 2220971 8.36 % 10/02/2015
Lazard Asset Management LLC Delaware 3160199 0 3510905 0 3510905 11 % 09/07/2014
Wells Fargo & Company Delaware 15 799845 15 0 1458807 4.78 % 10/04/2014
Lazard Asset Management LLC Delaware 5255458 0 5715558 0 5715558 11 % 14/02/2014
Wells Capital Management Incorporated Delaware 0 1000081 0 0 1629897 5.26 % 27/01/2014
Wells Fargo & Company Delaware 92010 1028381 92010 0 1750207 5.65 % 27/01/2014
Lazard Asset Management LLC Delaware 4607387 0 4607387 0 4607387 11 % 08/02/2012
(Formerly named First Union Corporation) North Carolina 1061164 0 1039903 0 1061164 3.19 % 12/05/2008
(Formerly named First Union Corporation) North Carolina 3215672 0 3193311 0 3215672 9.99 % 04/02/2008
(Formerly named First Union Corporation) North Carolina 2986489 0 2962824 0 2986489 12.24 % 10/08/2007
Lazard Asset Management LLC Delaware 1360500 0 1366890 0 1366890 11 % 08/02/2007
(Formerly named First Union Corporation) North Carolina 2130009 0 2106444 0 2130009 8.59 % 06/02/2007
(Formerly named First Union Corporation) North Carolina 2439025 0 2418794 0 2442367 10.14 % 10/04/2006
(Formerly named First Union Corporation) North Carolina 2275630 0 2256887 0 2280365 9.33 % 13/02/2006
Lazard Asset Management LLC Delaware 1310290 0 1310290 0 1310290 11 % 03/02/2006
(Formerly named First Union Corporation) North Carolina 1604470 0 1614828 0 1616679 6.71 % 03/02/2005
Lazard Asset Management LLC Delaware 1314600 0 1314600 0 1314600 11 % 17/02/2004
(Formerly named First Union Corporation) North Carolina 1571012 0 1571095 0 1572246 6.5 % 11/02/2004
Lazard Freres & Co. LLC New York 1314600 0 1314600 0 1314600 11 % 21/02/2003
(Formerly named First Union Corporation) North Carolina 1519518 0 1518113 0 1539686 0.0648252639549068 % 12/02/2003
Lazard Freres & Co. LLC New York 1314600 0 1314600 0 1314600 11 % 19/02/2002
President and Fellows of Harvard College Massachusetts 825401 0 825401 0 825401 3.4 % 14/02/2002
Lazard Freres & Co. LLC New York 1531100 0 1536300 0 1536300 6.23 % 16/02/1999
Lazard Freres & Co. LLC New York 1531100 0 1536300 0 1536300 6.23 % 16/02/1999
Lazard Freres & Co. LLC New York 1474100 0 1479300 0 1479300 6 % 10/11/1998
Lazard Freres & Co. LLC New York 1474100 0 1479300 0 1479300 6 % 10/11/1998
Lazard Freres & Co. LLC New York 1474100 0 1479300 0 1479300 12 % 06/11/1998
Lazard Freres & Co. LLC New York 1474100 0 1479300 0 1479300 12 % 06/11/1998

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District