Triumph Financial, Inc. TBK
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| STATE STREET CORPORATION | MA | 0 | 130047 | 0 | 1178479 | 1178479 | 5 % | 16/10/2024 |
| Christian Leone | United States | 0 | 1214703 | 0 | 1214703 | 1214703 | 5.2 % | 14/02/2024 |
| Luxor Capital Group, LP | Delaware | 0 | 1214703 | 0 | 1214703 | 1214703 | 5.2 % | 14/02/2024 |
| Luxor Management, LLC | Delaware | 0 | 1214703 | 0 | 1214703 | 1214703 | 5.2 % | 14/02/2024 |
| Jonathan Green | United States | 0 | 1214703 | 0 | 1214703 | 1214703 | 5.2 % | 14/02/2024 |
| Luxor Capital Partners, LP | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| Luxor Capital Partners Offshore Master Fund, LP | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| Luxor Capital Partners Offshore, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| Lugard Road Capital Master Fund, LP | Cayman Islands | 0 | 1214703 | 0 | 1214703 | 1214703 | 5.2 % | 14/02/2024 |
| LCG Holdings, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2024 |
| Lugard Road Capital GP, LLC | Delaware | 0 | 1214703 | 0 | 1214703 | 1214703 | 5.2 % | 14/02/2024 |
| BlackRock, Inc. | Delaware | 3299496 | 0 | 3360208 | 0 | 3360208 | 14.4 % | 23/01/2024 |
| STATE STREET CORPORATION | BOSTON, MASSACHUSETTS | 0 | 130185 | 0 | 1137616 | 1137616 | 4.88 % | 22/01/2024 |
| BlackRock, Inc. | Delaware | 3552919 | 0 | 3592654 | 0 | 3592654 | 14.7 % | 23/01/2023 |
| Luxor Capital Partners Offshore Master Fund, LP | Cayman Islands | 0 | 10303 | 0 | 10303 | 10303 | 1 % | 14/02/2022 |
| Christian Leone | United States | 0 | 1968108 | 0 | 1968108 | 1968108 | 7.83 % | 14/02/2022 |
| Jonathan Green | United States | 0 | 1936784 | 0 | 1936784 | 1936784 | 7.71 % | 14/02/2022 |
| Luxor Management, LLC | Delaware | 0 | 1968108 | 0 | 1968108 | 1968108 | 7.83 % | 14/02/2022 |
| Luxor Capital Group, LP | Delaware | 0 | 1968108 | 0 | 1968108 | 1968108 | 7.83 % | 14/02/2022 |
| Lugard Road Capital GP, LLC | Delaware | 0 | 1936784 | 0 | 1936784 | 1936784 | 7.71 % | 14/02/2022 |
| LCG Holdings, LLC | Delaware | 0 | 30827 | 0 | 30827 | 30827 | 1 % | 14/02/2022 |
| Luxor Gibraltar, LP – Series I | Delaware | 0 | 497 | 0 | 497 | 497 | 1 % | 14/02/2022 |
| Luxor Wavefront, LP | Delaware | 0 | 3564 | 0 | 3564 | 3564 | 1 % | 14/02/2022 |
| Lugard Road Capital Master Fund, LP | Cayman Islands | 0 | 1936784 | 0 | 1936784 | 1936784 | 7.71 % | 14/02/2022 |
| Luxor Capital Partners Offshore, Ltd. | Cayman Islands | 0 | 10303 | 0 | 10303 | 10303 | 1 % | 14/02/2022 |
| Luxor Capital Partners, LP | Delaware | 0 | 16960 | 0 | 16960 | 16960 | 1 % | 14/02/2022 |
| The Vanguard Group | Pennsylvania | 0 | 42984 | 1997909 | 61470 | 2059379 | 8.2 % | 10/02/2022 |
| BlackRock, Inc. | Delaware | 3489389 | 0 | 3516343 | 0 | 3516343 | 14 % | 27/01/2022 |
| BlackRock, Inc. | Delaware | 3492490 | 0 | 3516343 | 0 | 3516343 | 14 % | 26/01/2022 |
| Luxor Management, LLC | Delaware | 0 | 1357798 | 0 | 1357798 | 1357798 | 5.46 % | 16/02/2021 |
| Christian Leone | United States | 0 | 1357798 | 0 | 1357798 | 1357798 | 5.46 % | 16/02/2021 |
| Luxor Capital Partners Offshore, Ltd. | Cayman Islands | 0 | 7718 | 0 | 7718 | 7718 | 0 % | 16/02/2021 |
| Lugard Road Capital Master Fund, LP | Cayman Islands | 0 | 1335771 | 0 | 1335771 | 1335771 | 5.37 % | 16/02/2021 |
| Luxor Wavefront, LP | Delaware | 0 | 3130 | 0 | 3130 | 3130 | 0 % | 16/02/2021 |
| Lugard Road Capital GP, LLC | Delaware | 0 | 1335771 | 0 | 1335771 | 1335771 | 5.37 % | 16/02/2021 |
| Luxor Capital Group, LP | Delaware | 0 | 1357798 | 0 | 1357798 | 1357798 | 5.46 % | 16/02/2021 |
| Jonathan Green | United States | 0 | 1335771 | 0 | 1335771 | 1335771 | 5.37 % | 16/02/2021 |
| LCG Holdings, LLC | Delaware | 0 | 22027 | 0 | 22027 | 22027 | 0 % | 16/02/2021 |
| Luxor Capital Partners, LP | Delaware | 0 | 11179 | 0 | 11179 | 11179 | 0 % | 16/02/2021 |
| Luxor Capital Partners Offshore Master Fund, LP | Cayman Islands | 0 | 7718 | 0 | 7718 | 7718 | 0 % | 16/02/2021 |
| The Vanguard Group | Pennsylvania For | 0 | 22567 | 1396961 | 42696 | 1439657 | 5.79 % | 10/02/2021 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 1842937 | 0 | 2149966 | 2149966 | 8.65 % | 04/02/2021 |
| Wellington Management Company LLP | Delaware | 0 | 1831830 | 0 | 2082435 | 2082435 | 8.38 % | 04/02/2021 |
| Wellington Group Holdings LLP | Delaware | 0 | 1842937 | 0 | 2149966 | 2149966 | 8.65 % | 04/02/2021 |
| Wellington Management Group LLP | Massachusetts | 0 | 1842937 | 0 | 2149966 | 2149966 | 8.65 % | 04/02/2021 |
| BlackRock, Inc. | Delaware | 3504813 | 0 | 3555430 | 0 | 3555430 | 14.3 % | 26/01/2021 |
| Lugard Road Capital Master Fund, LP | Cayman Islands | 0 | 1420067 | 0 | 1420067 | 1420067 | 5.71 % | 05/11/2020 |
| Luxor Capital Partners, LP | Delaware | 0 | 12584 | 0 | 12584 | 12584 | 0 % | 05/11/2020 |
| Luxor Capital Partners, LP | Delaware | 0 | 12584 | 0 | 12584 | 12584 | 0 % | 05/11/2020 |
| Luxor Capital Partners Offshore Master Fund, LP | Cayman Islands | 0 | 8684 | 0 | 8684 | 8684 | 0 % | 05/11/2020 |
| Luxor Capital Partners Offshore, Ltd. | Cayman Islands | 0 | 8684 | 0 | 8684 | 8684 | 0 % | 05/11/2020 |
| Lugard Road Capital Master Fund, LP | Cayman Islands | 0 | 1420067 | 0 | 1420067 | 1420067 | 5.71 % | 05/11/2020 |
| Luxor Wavefront, LP | Delaware | 0 | 3498 | 0 | 3498 | 3498 | 0 % | 05/11/2020 |
| LCG Holdings, LLC | Delaware | 0 | 24766 | 0 | 24766 | 24766 | 0 % | 05/11/2020 |
| Lugard Road Capital GP, LLC | Delaware | 0 | 1420067 | 0 | 1420067 | 1420067 | 5.71 % | 05/11/2020 |
| Luxor Capital Group, LP | Delaware | 0 | 1444833 | 0 | 1444833 | 1444833 | 5.81 % | 05/11/2020 |
| Luxor Management, LLC | Delaware | 0 | 1444833 | 0 | 1444833 | 1444833 | 5.81 % | 05/11/2020 |
| Jonathan Green | United States | 0 | 1420067 | 0 | 1420067 | 1420067 | 5.71 % | 05/11/2020 |
| Christian Leone | United States | 0 | 1444833 | 0 | 1444833 | 1444833 | 5.81 % | 05/11/2020 |
| Luxor Capital Partners Offshore Master Fund, LP | Cayman Islands | 0 | 8684 | 0 | 8684 | 8684 | 0 % | 05/11/2020 |
| Luxor Capital Partners Offshore, Ltd. | Cayman Islands | 0 | 8684 | 0 | 8684 | 8684 | 0 % | 05/11/2020 |
| Luxor Wavefront, LP | Delaware | 0 | 3498 | 0 | 3498 | 3498 | 0 % | 05/11/2020 |
| LCG Holdings, LLC | Delaware | 0 | 24766 | 0 | 24766 | 24766 | 0 % | 05/11/2020 |
| Lugard Road Capital GP, LLC | Delaware | 0 | 1420067 | 0 | 1420067 | 1420067 | 5.71 % | 05/11/2020 |
| Luxor Capital Group, LP | Delaware | 0 | 1444833 | 0 | 1444833 | 1444833 | 5.81 % | 05/11/2020 |
| Luxor Management, LLC | Delaware | 0 | 1444833 | 0 | 1444833 | 1444833 | 5.81 % | 05/11/2020 |
| Jonathan Green | United States | 0 | 1420067 | 0 | 1420067 | 1420067 | 5.71 % | 05/11/2020 |
| Christian Leone | United States | 0 | 1444833 | 0 | 1444833 | 1444833 | 5.81 % | 05/11/2020 |
| Wellington Group Holdings LLP | Delaware | 0 | 2086673 | 0 | 2417413 | 2417413 | 10.03 % | 08/05/2020 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 2086673 | 0 | 2417413 | 2417413 | 10.03 % | 08/05/2020 |
| Wellington Group Holdings LLP | Delaware | 0 | 2086673 | 0 | 2417413 | 2417413 | 10.03 % | 08/05/2020 |
| Wellington Management Group LLP | Massachusetts | 0 | 2086673 | 0 | 2417413 | 2417413 | 10.03 % | 08/05/2020 |
| Wellington Management Company LLP | Delaware | 0 | 2086673 | 0 | 2359359 | 2359359 | 9.79 % | 08/05/2020 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 2086673 | 0 | 2417413 | 2417413 | 10.03 % | 08/05/2020 |
| Wellington Management Group LLP | Massachusetts | 0 | 2086673 | 0 | 2417413 | 2417413 | 10.03 % | 08/05/2020 |
| Wellington Management Company LLP | Delaware | 0 | 2086673 | 0 | 2359359 | 2359359 | 9.79 % | 08/05/2020 |
| Mendon Capital Advisors Corp. | Delaware | 0 | 315067 | 0 | 315067 | 315067 | 1.26 % | 14/02/2020 |
| RMB Capital Holdings, LLC | Delaware | 0 | 315067 | 0 | 315067 | 315067 | 1.26 % | 14/02/2020 |
| RMB Capital Management, LLC | Delaware | 0 | 315067 | 0 | 315067 | 315067 | 1.26 % | 14/02/2020 |
| RMB Mendon Managers, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| Iron Road Capital Partners LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2020 |
| The Vanguard Group | Pennsylvania | 34664 | 2000 | 1544982 | 34171 | 1579153 | 6.22 % | 12/02/2020 |
| Wellington Group Holdings LLP | Delaware | 0 | 1777297 | 0 | 2058650 | 2058650 | 8.12 % | 27/01/2020 |
| Wellington Management Company LLP | Delaware | 0 | 1777297 | 0 | 1999398 | 1999398 | 7.88 % | 27/01/2020 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 1777297 | 0 | 2058650 | 2058650 | 8.12 % | 27/01/2020 |
| Wellington Group Holdings LLP | Delaware | 0 | 1777297 | 0 | 2058650 | 2058650 | 8.12 % | 27/01/2020 |
| Wellington Management Group LLP | Massachusetts | 0 | 1777297 | 0 | 2058650 | 2058650 | 8.12 % | 27/01/2020 |
| Wellington Management Company LLP | Delaware | 0 | 1777297 | 0 | 1999398 | 1999398 | 7.88 % | 27/01/2020 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 1777297 | 0 | 2058650 | 2058650 | 8.12 % | 27/01/2020 |
| Wellington Management Group LLP | Massachusetts | 0 | 1777297 | 0 | 2058650 | 2058650 | 8.12 % | 27/01/2020 |
| RMB Capital Management, LLC | Delaware | 0 | 1978251 | 0 | 1978251 | 1978251 | 7.53 % | 14/02/2019 |
| Mendon Capital Advisors Corp. | Delaware | 0 | 1407135 | 0 | 1407135 | 1407135 | 5.35 % | 14/02/2019 |
| RMB Mendon Managers, LLC | Delaware | 0 | 538820 | 0 | 538820 | 538820 | 2.05 % | 14/02/2019 |
| Iron Road Capital Partners LLC | Delaware | 0 | 29446 | 0 | 29446 | 29446 | 0.11 % | 14/02/2019 |
| RMB Capital Holdings, LLC | Delaware | 0 | 1978251 | 0 | 1978251 | 1978251 | 7.53 % | 14/02/2019 |
| The Vanguard Group | Pennsylvania | 49297 | 2000 | 1396917 | 48958 | 1445875 | 5.5 % | 12/02/2019 |
| BlackRock, Inc. | Delaware | 3326195 | 0 | 3374386 | 0 | 3374386 | 12.8 % | 07/09/2018 |
| Mendon Capital Advisors Corp. | Delaware | 0 | 1267839 | 0 | 1267839 | 1267839 | 6.1 % | 13/02/2018 |
| RMB Mendon Managers, LLC | Delaware | 0 | 531764 | 0 | 531764 | 531764 | 2.6 % | 13/02/2018 |
| Iron Road Capital Partners LLC | Delaware | 0 | 31492 | 0 | 31492 | 31492 | 2 % | 13/02/2018 |
| RMB Capital Management, LLC | Delaware | 0 | 1831095 | 0 | 1831095 | 1831095 | 8.8 % | 13/02/2018 |
| RMB Capital Holdings, LLC | Delaware | 0 | 1831095 | 0 | 1831095 | 1831095 | 8.8 % | 13/02/2018 |
| Matthew Lindenbaum | United States | 0 | 10331 | 0 | 10331 | 10331 | 0.1 % | 09/02/2018 |
| Bennett Lindenbaum | United States | 0 | 10331 | 0 | 10331 | 10331 | 0.1 % | 09/02/2018 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 10331 | 0 | 10331 | 10331 | 0.1 % | 09/02/2018 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 1534938 | 0 | 1852783 | 1852783 | 8.9 % | 08/02/2018 |
| Wellington Management Group LLP | Massachusetts | 0 | 1534938 | 0 | 1852783 | 1852783 | 8.9 % | 08/02/2018 |
| Wellington Management Company LLP | Delaware | 0 | 1533423 | 0 | 1820683 | 1820683 | 8.74 % | 08/02/2018 |
| Wellington Group Holdings LLP | Delaware | 0 | 1534938 | 0 | 1852783 | 1852783 | 8.9 % | 08/02/2018 |
| Triumph Consolidated Cos., LLC | Texas | 1064067 | 0 | 1064067 | 0 | 1064067 | 5.8 % | 13/02/2017 |
| Triumph Consolidated Cos., LLC | Texas | 1064067 | 0 | 1064067 | 0 | 1064067 | 5.8 % | 13/02/2017 |
| RMB Capital Management, LLC | Delaware | 0 | 1270743 | 0 | 1270743 | 1270743 | 7 % | 13/02/2017 |
| RMB Capital Holdings, LLC | Delaware | 0 | 1270743 | 0 | 1270743 | 1270743 | 7 % | 13/02/2017 |
| Mendon Capital Advisors Corp. | Delaware | 0 | 864539 | 0 | 864539 | 864539 | 4.8 % | 13/02/2017 |
| RMB Mendon Managers, LLC | Delaware | 0 | 368708 | 0 | 368708 | 368708 | 2 % | 13/02/2017 |
| Iron Road Capital Partners L.L.C. | Delaware | 0 | 37496 | 0 | 37496 | 37496 | 2 % | 13/02/2017 |
| Bennett Lindenbaum | United States | 0 | 912517 | 0 | 912517 | 912517 | 5 % | 08/02/2017 |
| Bennett Lindenbaum | United States | 0 | 912517 | 0 | 912517 | 912517 | 5 % | 08/02/2017 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 912517 | 0 | 912517 | 912517 | 5 % | 08/02/2017 |
| Matthew Lindenbaum | United States | 0 | 912517 | 0 | 912517 | 912517 | 5 % | 08/02/2017 |
| Matthew Lindenbaum | United States | 0 | 912517 | 0 | 912517 | 912517 | 5 % | 08/02/2017 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 912517 | 0 | 912517 | 912517 | 5 % | 08/02/2017 |
| Triumph Consolidated Cos., LLC | Texas | 1416067 | 0 | 1416067 | 0 | 1416067 | 7.7 % | 12/02/2016 |
| Matthew Lindenbaum | United States | 0 | 1045355 | 0 | 1045355 | 1045355 | 5.8 % | 11/02/2016 |
| Bennett Lindenbaum | United States | 0 | 1045355 | 0 | 1045355 | 1045355 | 5.8 % | 11/02/2016 |
| Basswood Capital Management, L.L.C. | Delaware | 0 | 1045355 | 0 | 1045355 | 1045355 | 5.8 % | 11/02/2016 |
| Triumph Consolidated Cos., LLC | Texas | 1509067 | 0 | 1509067 | 0 | 1509067 | 8.28 % | 17/02/2015 |
| Triumph Consolidated Cos., LLC | Texas | 1509067 | 0 | 1509067 | 0 | 1509067 | 8.28 % | 17/02/2015 |