Transphorm, Inc. TGAN
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Yaskawa Electric Corporation | Japan | 4420000 | 0 | 4420000 | 0 | 4420000 | 7.05 % | 13/02/2024 |
| Orin Hirschman | United States | 118750 | 12632821 | 12632821 | 2 % | 25/01/2024 | ||
| AIGH Capital Management, LLC | Maryland | 0 | 0 | 9960951 | 9960951 | 1.6 % | 25/01/2024 | |
| AIGH Capital Management, LLC | Maryland | 0 | 0 | 9960951 | 9960951 | 1.6 % | 25/01/2024 | |
| Orin Hirschman | United States | 118750 | 12632821 | 12632821 | 2 % | 25/01/2024 | ||
| AIGH Investment Partners, L.L.C. | Delaware | 118750 | 2671871 | 2671871 | 0 % | 25/01/2024 | ||
| AIGH Investment Partners, L.L.C. | Delaware | 118750 | 2671871 | 2671871 | 0 % | 25/01/2024 | ||
| Orin Hchman . | United States | 4179346 | 0 | 50949721 | 0 | 50949721 | 8.8 % | 15/02/2023 |
| AIGH Capital Management, LLC . | Maryland | 3609346 | 0 | 44062221 | 0 | 44062221 | 7.7 % | 15/02/2023 |
| AIGH Investment Partners, L.L.C. . | Delaware | 570000 | 0 | 6887501 | 0 | 6887501 | 1.2 % | 15/02/2023 |
| AIGH Capital Management, LLC . | Maryland | 3609346 | 0 | 44062221 | 0 | 44062221 | 7.7 % | 15/02/2023 |
| AIGH Investment Partners, L.L.C. . | Delaware | 570000 | 0 | 6887501 | 0 | 6887501 | 1.2 % | 15/02/2023 |
| Orin Hchman . | United States | 4179346 | 0 | 50949721 | 0 | 50949721 | 8.8 % | 15/02/2023 |
| 2. Check the Appropriate Box if a Member of a Group | United States | 2.972455 | 53530801 | 53530801 | 9.7 % | 11/02/2022 | ||
| 2. Check the Appropriate Box if a Member of a Group | United States | 2.972455 | 53530801 | 53530801 | 9.7 % | 11/02/2022 | ||
| AIGH Capital Management, LLC | Maryland | 2592455 | 0 | 46643301 | 46643301 | 8.5 % | 11/02/2022 | |
| AIGH Capital Management, LLC | Maryland | 2592455 | 0 | 46643301 | 46643301 | 8.5 % | 11/02/2022 | |
| SAS Capital Co., Ltd. | Taiwan (R.O.C.) | 4834000 | 0 | 4834000 | 0 | 4834000 | 9.08 % | 08/12/2021 |
| AIGH Capital Management, LLC | Maryland | 2550000 | 0 | 46218751 | 46218751 | 8.6 % | 17/11/2021 | |
| 2. Check the Appropriate Box if a Member of a Group | United States | 2930000 | 53106251 | 53106251 | 9.9 % | 17/11/2021 | ||
| 2. Check the Appropriate Box if a Member of a Group | United States | 2930000 | 53106251 | 53106251 | 9.9 % | 17/11/2021 | ||
| AIGH Capital Management, LLC | Maryland | 2550000 | 0 | 46218751 | 46218751 | 8.6 % | 17/11/2021 | |
| Yaskawa Electric Corporation | Japan | 3770000 | 0 | 3770000 | 0 | 3770000 | 8.5 % | 07/10/2021 |
| No. | Massachusetts | 3000000 | 0 | 0 | 3000000 | 3000000 | 7.4 % | 30/06/2021 |