TPVG

TriplePoint Venture Growth BDC Corp. TPVG

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
GSAM GenPar, LLC Delaware 0 147479 0 147479 147479 0.6 % 11/02/2020
Goldman Sachs Asset Management, L.P. Delaware 0 1794007 0 1794007 1794007 7.2 % 11/02/2020
Vintage VII Foreign Income Blocker LLC Delaware 0 578068 0 578068 578068 2.3 % 11/02/2020
Vintage VII LP Delaware 0 578068 0 578068 578068 2.3 % 11/02/2020
VF VII Advisors LLC Delaware 0 1097290 0 1097290 1097290 4.4 % 11/02/2020
Vintage VII Offshore Holdings LP Cayman Islands 0 519222 0 519222 519222 2.1 % 11/02/2020
Vintage VII A2 Offshore Holdings LP Cayman Islands 0 230771 0 230771 230771 0.9 % 11/02/2020
VF VII A2 Advisors LLC Delaware 0 230771 0 230771 230771 0.9 % 11/02/2020
Vintage VII Mgr Hlds LP Cayman Islands 0 114760 0 114760 114760 0.5 % 11/02/2020
VF VII Mgr Advisors Inc. Cayman Islands 0 114760 0 114760 114760 0.5 % 11/02/2020
DALPP Series A Foreign Income Blocker LLC Delaware 0 96919 0 96919 96919 0.4 % 11/02/2020
DALPP, L.P. Delaware 0 96919 0 96919 96919 0.4 % 11/02/2020
Goldman Sachs DA LLC Delaware 0 96919 0 96919 96919 0.4 % 11/02/2020
Vintage VII B2 Offshore Corporate Holdings LP Cayman Islands 0 92890 0 92890 92890 0.4 % 11/02/2020
VF VII B2 Advisors LLC Delaware 0 92890 0 92890 92890 0.4 % 11/02/2020
Vintage VII B Offshore Holdings LP Cayman Islands 0 78312 0 78312 78312 0.3 % 11/02/2020
VF VII B Advisors LLC Delaware 0 110817 0 110817 110817 0.4 % 11/02/2020
Vintage VII B Foreign Income Blocker LLC Delaware 0 32505 0 32505 32505 0.1 % 11/02/2020
Vintage VII B LP Delaware 0 32505 0 32505 32505 0.1 % 11/02/2020
FPP Alternative Investments Foreign Income Blocker LLC Delaware 0 17505 0 17505 17505 0.1 % 11/02/2020
FPP Alternative Investments I, LP Delaware 0 17505 0 17505 17505 0.1 % 11/02/2020
Vintage VII Emp Foreign Income Blocker LLC Delaware 0 16866 0 16866 16866 0.1 % 11/02/2020
Vintage VII Emp LP Delaware 0 16866 0 16866 16866 0.1 % 11/02/2020
RA Program Foreign Income Blocker Ltd Cayman Islands 0 16189 0 16189 16189 0.1 % 11/02/2020
RA Program LP Cayman Islands 0 16189 0 16189 16189 0.1 % 11/02/2020
Goldman Sachs TL Program Advisors, Inc. Cayman Islands 0 16189 0 16189 16189 0.1 % 11/02/2020
VF VII B2 Advisors LLC Delaware 0 0 0 0 0 0 % 10/02/2020
GSAM LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Goldman Sachs TL Program Advisors, Inc. Cayman Islands 0 0 0 0 0 0 % 10/02/2020
RA Program LP Cayman Islands 0 0 0 0 0 0 % 10/02/2020
RA Program 2017 Foreign Income Blocker Ltd Cayman Islands 0 0 0 0 0 0 % 10/02/2020
Vintage VII Emp LP Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII Emp Foreign Income Blocker LLC Delaware 0 0 0 0 0 0 % 10/02/2020
FPP Alternative Investments I, LP Delaware 0 0 0 0 0 0 % 10/02/2020
FPP Alternative Investments Foreign Income Blocker LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII B LP Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII B Foreign Income Blocker LLC Delaware 0 0 0 0 0 0 % 10/02/2020
VF VII B Advisors LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Goldman Sachs Asset Management, L.P. Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII Foreign Income Blocker LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII LP Delaware 0 0 0 0 0 0 % 10/02/2020
VF VII Advisors LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII Offshore Holdings LP Cayman Islands 0 0 0 0 0 0 % 10/02/2020
Vintage VII A2 Offshore Holdings LP Cayman Islands 0 0 0 0 0 0 % 10/02/2020
VF VII A2 Advisors LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII Mgr Hlds LP Cayman Islands 0 0 0 0 0 0 % 10/02/2020
VF VII Mgr Advisors Inc. Cayman Islands 0 0 0 0 0 0 % 10/02/2020
DALPP Series A(2) Foreign Income Blocker LLC Delaware 0 0 0 0 0 0 % 10/02/2020
DALPP, L.P. Delaware 0 0 0 0 0 0 % 10/02/2020
Goldman Sachs DA LLC Delaware 0 0 0 0 0 0 % 10/02/2020
Vintage VII B2 Offshore Corporate Holdings LP Cayman Islands 0 0 0 0 0 0 % 10/02/2020
Vintage VII B Offshore Holdings LP Cayman Islands 0 0 0 0 0 0 % 10/02/2020
Clearbridge Investments, LLC010846058 Delaware 1199500 0 1199500 0 1199500 4.85 % 14/02/2019
Goldman Sachs Asset Management, L.P. Delaware 0 1794007 0 1794007 1794007 7.3 % 14/02/2019
Vintage VII Foreign Income Blocker LLC Delaware 0 578068 0 578068 578068 2.3 % 14/02/2019
Vintage VII LP Delaware 0 578068 0 578068 578068 2.3 % 14/02/2019
VF VII Advisors LLC Delaware 0 1097290 0 1097290 1097290 4.4 % 14/02/2019
Vintage VII Offshore Holdings LP Cayman Islands 0 519222 0 519222 519222 2.1 % 14/02/2019
Vintage VII A2 Offshore Holdings LP Cayman Islands 0 230771 0 230771 230771 0.9 % 14/02/2019
VF VII A2 Advisors LLC Delaware 0 230771 0 230771 230771 0.9 % 14/02/2019
Vintage VII Mgr Hlds LP Cayman Islands 0 114760 0 114760 114760 0.5 % 14/02/2019
VF VII Mgr Advisors Inc. Cayman Islands 0 114760 0 114760 114760 0.5 % 14/02/2019
DALPP Series A Foreign Income Blocker LLC Delaware 0 96919 0 96919 96919 0.4 % 14/02/2019
DALPP, L.P. Delaware 0 96919 0 96919 96919 0.4 % 14/02/2019
Goldman Sachs DA LLC Delaware 0 96919 0 96919 96919 0.4 % 14/02/2019
Vintage VII B2 Offshore Corporate Holdings LP Cayman Islands 0 92890 0 92890 92890 0.4 % 14/02/2019
VF VII B2 Advisors LLC Delaware 0 92890 0 92890 92890 0.4 % 14/02/2019
Vintage VII B Offshore Holdings LP Cayman Islands 0 78312 0 78312 78312 0.3 % 14/02/2019
VF VII B Advisors LLC Delaware 0 110817 0 110817 110817 0.4 % 14/02/2019
Vintage VII B Foreign Income Blocker LLC Delaware 0 32505 0 32505 32505 0.1 % 14/02/2019
Vintage VII B LP Delaware 0 32505 0 32505 32505 0.1 % 14/02/2019
FPP Alternative Investments Foreign Income Blocker LLC Delaware 0 17505 0 17505 17505 0.1 % 14/02/2019
FPP Alternative Investments I, LP Delaware 0 17505 0 17505 17505 0.1 % 14/02/2019
Vintage VII Emp Foreign Income Blocker LLC Delaware 0 16866 0 16866 16866 0.1 % 14/02/2019
Vintage VII Emp LP Delaware 0 16866 0 16866 16866 0.1 % 14/02/2019
RA Program Foreign Income Blocker Ltd Cayman Islands 0 16189 0 16189 16189 0.1 % 14/02/2019
RA Program LP Cayman Islands 0 16189 0 16189 16189 0.1 % 14/02/2019
GSAM GenPar, LLC Delaware 0 147479 0 147479 147479 0.6 % 14/02/2019
Goldman Sachs TL Program Advisors, Inc. Cayman Islands 0 16189 0 16189 16189 0.1 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND 244476 8.18 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 372745 12.47 % 14/02/2019
RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND 244476 8.18 % 14/02/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC 372745 12.47 % 14/02/2019
Clearbridge Investments, LLC010846058 Delaware 1191771 0 1191771 0 1191771 6.73 % 14/02/2018
Vintage VII LP Delaware 0 513624 0 513624 513624 2.9 % 06/11/2017
VF VII B2 Advisors LLC Delaware 0 82534 0 82534 82534 0.5 % 06/11/2017
Vintage VII B2 Offshore Corporate Holdings LP Cayman Islands 0 82534 0 82534 82534 0.5 % 06/11/2017
Goldman Sachs DA LLC Delaware 0 86114 0 86114 86114 0.5 % 06/11/2017
DALPP, L.P. Delaware 0 86114 0 86114 86114 0.5 % 06/11/2017
DALPP Series A(2) Foreign Income Blocker LLC Delaware 0 86114 0 86114 86114 0.5 % 06/11/2017
VF VII Mgr Advisors Inc. Cayman Islands 0 101966 0 101966 101966 0.6 % 06/11/2017
Vintage VII Mgr Hlds LP Cayman Islands 0 101966 0 101966 101966 0.6 % 06/11/2017
VF VII A2 Advisors LLC Delaware 0 205044 0 205044 205044 1.2 % 06/11/2017
Vintage VII A2 Offshore Holdings LP Cayman Islands 0 205044 0 205044 205044 1.2 % 06/11/2017
Vintage VII Offshore Holdings LP Cayman Islands 0 461388 0 461388 461388 2.6 % 06/11/2017
VF VII Advisors LLC Delaware 0 974962 0 974962 974962 5.5 % 06/11/2017
Vintage VII Foreign Income Blocker LLC Delaware 0 513624 0 513624 513624 2.9 % 06/11/2017
Goldman Sachs Asset Management, L.P. Delaware 0 1594007 0 1594007 1594007 9 % 06/11/2017
GSAM LLC Delaware 0 131038 0 131038 131038 0.7 % 06/11/2017
Goldman Sachs TL Program Advisors, Inc. Cayman Islands 0 14384 0 14384 14384 0.1 % 06/11/2017
RA Program LP Cayman Islands 0 14384 0 14384 14384 0.1 % 06/11/2017
RA Program 2017 Foreign Income Blocker Ltd Cayman Islands 0 14384 0 14384 14384 0.1 % 06/11/2017
Vintage VII Emp LP Delaware 0 14986 0 14986 14986 0.1 % 06/11/2017
Vintage VII Emp Foreign Income Blocker LLC Delaware 0 14986 0 14986 14986 0.1 % 06/11/2017
FPP Alternative Investments I, LP Delaware 0 15554 0 15554 15554 0.1 % 06/11/2017
FPP Alternative Investments Foreign Income Blocker LLC Delaware 0 15554 0 15554 15554 0.1 % 06/11/2017
Vintage VII B LP Delaware 0 28881 0 28881 28881 0.2 % 06/11/2017
Vintage VII B Foreign Income Blocker LLC Delaware 0 28881 0 28881 28881 0.2 % 06/11/2017
VF VII B Advisors LLC Delaware 0 98463 0 98463 98463 0.6 % 06/11/2017
Vintage VII B Offshore Holdings LP Cayman Islands 0 69582 0 69582 69582 0.4 % 06/11/2017
VF VII B2 Advisors LLC Delaware 0 82534 0 82534 82534 0.5 % 06/11/2017
Vintage VII B2 Offshore Corporate Holdings LP Cayman Islands 0 82534 0 82534 82534 0.5 % 06/11/2017
Goldman Sachs DA LLC Delaware 0 86114 0 86114 86114 0.5 % 06/11/2017
DALPP, L.P. Delaware 0 86114 0 86114 86114 0.5 % 06/11/2017
DALPP Series A(2) Foreign Income Blocker LLC Delaware 0 86114 0 86114 86114 0.5 % 06/11/2017
VF VII Mgr Advisors Inc. Cayman Islands 0 101966 0 101966 101966 0.6 % 06/11/2017
Vintage VII Mgr Hlds LP Cayman Islands 0 101966 0 101966 101966 0.6 % 06/11/2017
VF VII A2 Advisors LLC Delaware 0 205044 0 205044 205044 1.2 % 06/11/2017
Vintage VII A2 Offshore Holdings LP Cayman Islands 0 205044 0 205044 205044 1.2 % 06/11/2017
Vintage VII Offshore Holdings LP Cayman Islands 0 461388 0 461388 461388 2.6 % 06/11/2017
VF VII Advisors LLC Delaware 0 974962 0 974962 974962 5.5 % 06/11/2017
Vintage VII LP Delaware 0 513624 0 513624 513624 2.9 % 06/11/2017
Vintage VII Foreign Income Blocker LLC Delaware 0 513624 0 513624 513624 2.9 % 06/11/2017
Goldman Sachs Asset Management, L.P. Delaware 0 1594007 0 1594007 1594007 9 % 06/11/2017
GSAM LLC Delaware 0 131038 0 131038 131038 0.7 % 06/11/2017
Goldman Sachs TL Program Advisors, Inc. Cayman Islands 0 14384 0 14384 14384 0.1 % 06/11/2017
RA Program LP Cayman Islands 0 14384 0 14384 14384 0.1 % 06/11/2017
RA Program 2017 Foreign Income Blocker Ltd Cayman Islands 0 14384 0 14384 14384 0.1 % 06/11/2017
Vintage VII Emp LP Delaware 0 14986 0 14986 14986 0.1 % 06/11/2017
Vintage VII Emp Foreign Income Blocker LLC Delaware 0 14986 0 14986 14986 0.1 % 06/11/2017
FPP Alternative Investments I, LP Delaware 0 15554 0 15554 15554 0.1 % 06/11/2017
FPP Alternative Investments Foreign Income Blocker LLC Delaware 0 15554 0 15554 15554 0.1 % 06/11/2017
Vintage VII B LP Delaware 0 28881 0 28881 28881 0.2 % 06/11/2017
Vintage VII B Foreign Income Blocker LLC Delaware 0 28881 0 28881 28881 0.2 % 06/11/2017
VF VII B Advisors LLC Delaware 0 98463 0 98463 98463 0.6 % 06/11/2017
Vintage VII B Offshore Holdings LP Cayman Islands 0 69582 0 69582 69582 0.4 % 06/11/2017
Advisors Asset Management, Inc. Delaware USA 780775 0 780775 0 780775 4.886 % 10/04/2017
Advisors Asset Management, Inc. Delaware USA 780775 0 780775 0 780775 4.886 % 10/04/2017
Clearbridge Investments, LLC010846058 Delaware 1322590 0 1322590 0 1322590 8.29 % 14/02/2017
Boathouse Row Offshore Ltd. Cayman Islands 0 0 0 0 0 0 % 14/02/2017
Boathouse Row II, L.P. Delaware 0 0 0 0 0 0 % 14/02/2017
Philadelphia Financial Management of San Francisco, LLC California 0 0 0 0 0 0 % 14/02/2017
Boathouse Row I, L.P. Delaware 0 0 0 0 0 0 % 14/02/2017
Jordan Hymowitz US 0 0 0 0 10 0 % 14/02/2017
OC Offshore Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 14/02/2017
Advisors Asset Management, Inc. Delaware USA 953443 0 953443 0 953443 5.975 % 13/02/2017
T. ROWE PRICE ASSOCIATES, INC. Maryland 0 0 213955 0 213955 1.3 % 07/02/2017
Clearbridge Investments, LLC010846058 Delaware 1348090 0 1348090 0 1348090 8.08 % 16/02/2016
Boathouse Row Offshore Ltd. Cayman Islands 0 516681 0 516681 516681 3.1 % 16/02/2016
Philadelphia Financial Management of San Francisco, LLC California 0 1474124 0 1474124 1474124 8.8 % 16/02/2016
Boathouse Row I, L.P. Delaware 0 514278 0 514278 514278 3.1 % 16/02/2016
Boathouse Row II, L.P. Delaware 0 186471 0 186471 186471 1.1 % 16/02/2016
OC Offshore Fund, Ltd. Cayman Islands 0 256694 0 256694 256694 1.5 % 16/02/2016
Jordan Hymowitz US 0 1474124 0 1474124 1474124 8.8 % 16/02/2016
Neuberger Berman Group LLC Delaware 0 170387 0 173887 173887 1.047 % 09/07/2015
Neuberger Berman LLC Delaware 0 170387 0 173887 173887 1.047 % 09/07/2015
Neuberger Berman Group LLC Delaware 0 170387 0 173887 173887 1.047 % 09/07/2015
Neuberger Berman LLC Delaware 0 170387 0 173887 173887 1.047 % 09/07/2015
Clearbridge Investments, LLC010846058 Delaware 897850 0 897850 0 897850 9.08 % 17/02/2015
Boathouse Row Offshore Ltd. Cayman Islands 0 473764 0 473764 473764 4.8 % 17/02/2015
Boathouse Row Offshore Regatta Ltd. Cayman Islands 0 128096 0 128096 128096 1.3 % 17/02/2015
Boathouse Row II, L.P. Delaware 0 90 0 90334 90334 1 % 17/02/2015
Philadelphia Financial Management of San Francisco, LLC California 0 969768 0 969768 969768 9.8 % 17/02/2015
Boathouse Row I, L.P. Delaware 0 277574 0 277574 277574 2.8 % 17/02/2015
Jordan Hymowitz US 0 969768 0 969768 969768 9.8 % 17/02/2015
Boathouse Row II, L.P. Delaware 0 91176 0 91176 91176 0 % 16/07/2014
Jordan Hymowitz US Citizen 0 979768 0 979768 979768 9.9 % 16/07/2014
Boathouse Row Offshore Regatta Ltd. Cayman Islands 0 128096 0 128096 128096 1.3 % 16/07/2014
Boathouse Row Offshore Ltd. Cayman Islands 0 481232 0 481232 481232 4.9 % 16/07/2014
Boathouse Row I, L.P. Delaware 0 279264 0 279264 279264 2.8 % 16/07/2014
Boathouse Row II, L.P. Delaware 0 91176 0 91176 91176 0 % 16/07/2014
Boathouse Row Offshore Ltd. Cayman Islands 0 481232 0 481232 481232 4.9 % 16/07/2014
Boathouse Row Offshore Regatta Ltd. Cayman Islands 0 128096 0 128096 128096 1.3 % 16/07/2014
Jordan Hymowitz US Citizen 0 979768 0 979768 979768 9.9 % 16/07/2014
Philadelphia Financial Management of San Francisco, LLC California 0 979768 0 979768 979768 9.9 % 16/07/2014
Philadelphia Financial Management of San Francisco, LLC California 0 979768 0 979768 979768 9.9 % 16/07/2014
Boathouse Row I, L.P. Delaware 0 279264 0 279264 279264 2.8 % 16/07/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District