UNXLQ

Uni-Pixel, Inc. UNXLQ

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
L2 Capital, LLC United States of America, State of Kansas 7247853 0 7247853 0 7247853 9.99 % 18/08/2017
Hudson Bay Capital Management, L.P. Delaware 0 3382065 0 3382065 3382065 9.99 % 08/02/2016
Sander Gerber Delaware 0 3382065 0 3382065 3382065 9.99 % 08/02/2016
Hudson Bay Capital Management, L.P. Delaware 0 3382065 0 3382065 3382065 9.99 % 08/02/2016
2 Delaware, United States of America 0 0 0 0 0 0 % 20/01/2015
Michael Pollack Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Destrier Master Fund, LP Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Michael Pollack Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Destrier Capital Management LLC Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Destrier Capital Partners GP, LLC Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Destrier Capital Management LLC Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Destrier Master Fund, LP Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
Destrier Capital Partners GP, LLC Delaware, United States of America 0 743108 0 743108 743108 6.1 % 17/01/2014
000-00-0000 (self) Connecticut 88000 0 690000 0 690000 5.74 % 11/10/2013
000-00-0000 (self) Connecticut 88000 0 690000 0 690000 5.74 % 11/10/2013
2 United States 0 0 0 0 10 12 % 16/09/2013
2 United States 0 0 0 0 10 12 % 16/09/2013
2 United States 0 0 0 0 10 12 % 16/09/2013
2 United States 0 0 0 0 10 12 % 16/09/2013
2 United States 0 0 0 0 10 12 % 16/09/2013
000-00-0000 (self) Connecticut 88000 0 690000 0 690000 5.74 % 11/06/2013
000-00-0000 (self) Connecticut 88000 0 690000 0 690000 5.74 % 11/06/2013
04-2683227 Massachusetts 0 329500 0 0 460000 3.83 % 10/06/2013
000-00-0000 (self) Connecticut 86000 0 631010 0 631010 5.25 % 17/05/2013
Douglas Family Trust United States 150000 0 0 0 150000 1.6 % 14/02/2013
James Douglas and Jean Douglas Irrevocable Descendants’ Trust United States 375000 0 375000 0 375000 3.9 % 14/02/2013
K&M Douglas Trust United States 0 225000 0 0 225000 2.3 % 14/02/2013
Douglas United States 0 600000 0 0 750000 7.7 % 14/02/2013
Michelle Douglas United States 0 600000 0 0 600000 6.2 % 14/02/2013
04-2683227 Massachusetts 0 497100 0 0 497100 5.14 % 14/02/2013
22-2859704 United States 0 497100 0 0 497100 5.14 % 14/02/2013
22-2859704 United States 0 497100 0 0 497100 5.14 % 14/02/2013
Kevin Douglas United States 0 558400 0 0 698000 7.2 % 10/12/2012
Kevin Douglas California 0 558400 0 0 698000 7.2 % 10/12/2012
Douglas Family Trust California 139600 0 0 0 139600 1.4 % 10/12/2012
Irrevocable Descendants’ Trust California 349000 0 349000 0 349000 3.6 % 10/12/2012
Douglas United States 0 558400 0 0 558400 5.8 % 10/12/2012
K&M Douglas Trust United States 0 209400 0 0 209400 2.2 % 10/12/2012
Douglas Family Trust United States 139600 0 0 0 139600 1.4 % 10/12/2012
Irrevocable Descendants’ Trust United States 349000 0 349000 0 349000 3.6 % 10/12/2012
Douglas California 0 558400 0 0 558400 5.8 % 10/12/2012
K&M Douglas Trust California 0 209400 0 0 209400 2.2 % 10/12/2012
Ltd Bermuda 0 509600 0 0 509600 7.15 % 22/12/2010
Chris Kuchanny Bermuda 0 509600 0 0 509600 7.15 % 22/12/2010
Ltd Bermuda 0 509600 0 0 509600 7.15 % 22/12/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District