UPLD

Upland Software, Inc. UPLD

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Weitman Capital LLC Cayman Islands 0 1382060 0 1382060 1382060 5.1 % 08/08/2024
CastleKnight Master Fund LP Cayman Islands 0 1382060 0 1382060 1382060 5.1 % 08/08/2024
CastleKnight Fund GP LLC Cayman Islands 0 1382060 0 1382060 1382060 5.1 % 08/08/2024
CastleKnight Management LP Cayman Islands 0 1382060 0 1382060 1382060 5.1 % 08/08/2024
CastleKnight Management GP LLC Cayman Islands 0 1382060 0 1382060 1382060 5.1 % 08/08/2024
Aaron Weitman Cayman Islands 0 1382060 0 1382060 1382060 5.1 % 08/08/2024
Ulysses Aggregator, LP Delaware 0 6571428 0 6571428 6571428 17.2 % 25/08/2022
HGGC Fund IV GP, Ltd. Cayman Islands 0 6823155 0 6823155 6823155 17.86 % 25/08/2022
CDAM (UK) Limited United Kingdom 0 0 0 0 0 0 % 08/02/2022
(1) BlackRock, Inc. Delaware 1800324 0 1857864 0 1857864 6.1 % 03/02/2022
2. 0 0 0 0 2811151 12 % 28/01/2022
ESW Capital, LLC DELAWARE 1443344 0 1443344 0 1443344 4.8 % 09/07/2021
ESW Capital, LLC DELAWARE 1803574 0 1803574 0 1803574 6 % 26/05/2021
Joseph A. Liemandt DELAWARE 1803574 0 1803574 0 1803574 6 % 26/05/2021
DevFactory FZ-LLC DELAWARE 1803574 0 1803574 0 1803574 6 % 26/05/2021
CDAM (UK) Limited United Kingdom 1559164 0 1559164 0 1559164 5.3 % 11/02/2021
(1) BlackRock, Inc. Delaware 1794937 0 1820921 0 1820921 6.2 % 01/02/2021
Portolan Capital Management, LLC Delaware 996565 0 996565 0 996565 3.95 % 14/02/2020
George McCabe Delaware 996565 0 996565 0 996565 3.95 % 14/02/2020
(1) BlackRock, Inc. Delaware 1527450 0 1564331 0 1564331 6.2 % 07/02/2020
(1) BlackRock, Inc. Delaware 1047337 0 1081794 0 1081794 4.4 % 07/06/2019
Park West Asset Management LLC Citizenship or Place of Organization 0 0 0 0 0 0 % 14/02/2019
Peter S. Park Citizenship or Place of Organization 0 0 0 0 0 0 % 14/02/2019
Park West Investors Master Fund, Limited Citizenship or Place of Organization 0 0 0 0 0 0 % 14/02/2019
(1) BlackRock, Inc. Delaware 1085273 0 1131682 0 1131682 5.2 % 07/02/2019
Park West Asset Management LLC Delaware 0 2040520 0 0 2040520 9.8 % 14/02/2018
Park West Investors Master Fund, Limited Delaware 0 1819162 0 0 1819162 8.8 % 14/02/2018
Peter S. Park Delaware 0 2040520 0 0 2040520 9.8 % 14/02/2018
Park West Investors Master Fund, Limited Delaware 0 1819162 0 0 1819162 8.8 % 26/12/2017
Park West Asset Management LLC Delaware 0 2040520 0 0 2040520 9.8 % 26/12/2017
Peter S. Park Delaware 0 2040520 0 0 2040520 9.8 % 26/12/2017
MJBW Investments, LP Texas 0 192708 0 0 192708 1.3 % 25/11/2015
Global Undervalued Securities Master Fund, L.P. Delaware 0 1351159 0 0 1351159 8.9 % 25/11/2015
Kleinheinz Capital Partners, Inc. Texas 0 1351159 0 0 1351159 8.9 % 25/11/2015
John Kleinheinz United States 0 1543867 0 0 1543867 10.1 % 25/11/2015
MJBW Genpar, LLC Texas 0 192708 0 0 192708 1.3 % 25/11/2015
19.0% (2) Delaware 2889466 0 2889466 0 2889466 19 % 26/01/2015
Global Undervalued Securities Master Fund, L.P. Delaware 0 831634 0 0 831634 5.7 % 12/12/2014
Kleinheinz Capital Partners, Inc. Texas 0 831634 0 0 831634 5.7 % 12/12/2014
John Kleinheinz United States 0 831634 0 0 831634 5.7 % 12/12/2014
AV Partners IX, L.P. Delaware 873034 0 873034 10 873034 6 % 14/11/2014
Joseph C. Aragona U.S. Citizen 0 2182584 0 10 2182584 14.9 % 14/11/2014
John D. Thornton U.S. Citizen 0 2182584 0 10 2182584 14.9 % 14/11/2014
AV Partners X, L.P. Delaware 1309550 0 1309550 10 1309550 8.9 % 14/11/2014
Philip S. Siegel U.S. Citizen 0 2182584 0 10 2182584 14.9 % 14/11/2014
Austin Ventures IX, L.P. (“AV IX”) Delaware 873034 0 873034 10 873034 6 % 14/11/2014
Christopher A. Pacitti U.S. Citizen 0 2182584 0 10 2182584 14.9 % 14/11/2014
Kenneth P. DeAngelis U.S. Citizen 0 2182584 0 10 2182584 14.9 % 14/11/2014
AV Partners X, L.L.C. Delaware 1309550 0 1309550 10 1309550 8.9 % 14/11/2014
Austin Ventures X, L.P. (“AV X”) Delaware 1309550 0 1309550 10 1309550 8.9 % 14/11/2014
AV Partners IX, L.L.C. Delaware 873034 0 873034 10 873034 6 % 14/11/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District
Greg Gianforte 2020-04-02 2020-04-14 Purchase $50,001 - $100,000 MT00
Greg Gianforte 2020-04-08 2020-04-14 Purchase $15,001 - $50,000 MT00
Greg Gianforte 2020-04-06 2020-04-14 Purchase $15,001 - $50,000 MT00