Universal Stainless & Alloy Products, Inc. USAP
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | Delaware | 543542 | 0 | 553126 | 0 | 553126 | 6 % | 31/10/2024 |
| Scott L. Barbee | United States | 0 | 460575 | 0 | 460575 | 460575 | 5.1 % | 08/02/2024 |
| Aegis Financial Corporation | Delaware | 0 | 460575 | 0 | 460575 | 460575 | 5.1 % | 08/02/2024 |
| Royce & Associates, LP | New York | 316660 | 316660 | 316660 | 3.48 % | 30/01/2024 | ||
| Royce & Associates, LP | New York | 316660 | 316660 | 316660 | 3.48 % | 30/01/2024 | ||
| 22NW Fund, LP | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW GP, Inc. | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| Aron R. English | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW, LP | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW Fund, LP | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW GP, Inc. | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW Fund GP, LLC | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW, LP | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| 22NW Fund GP, LLC | DELAWARE | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| Aron R. English | USA | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2023 |
| Scott L. Barbee | 455103 | 5.1 % | 10/02/2023 | |||||
| Aegis Financial Corporation | 455103 | 5.1 % | 10/02/2023 | |||||
| Royce & Associates, LP | New York | 515587 | 515587 | 515587 | 5.74 % | 24/01/2023 | ||
| Royce & Associates, LP | New York | 515587 | 515587 | 515587 | 5.74 % | 24/01/2023 | ||
| 22NW Fund GP, LLC | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 22NW, LP | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| Aron R. English | USA | 595208 | 0 | 595208 | 0 | 595208 | 6.7 % | 14/02/2022 |
| Aron R. English | USA | 595208 | 0 | 595208 | 0 | 595208 | 6.7 % | 14/02/2022 |
| 22NW, LP | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 22NW Fund, LP | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 22NW GP, Inc. | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 22NW Fund GP, LLC | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 22NW GP, Inc. | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 22NW Fund, LP | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| Columbia Management Investment Advisers, LLC S.S. or | Minnesota | 0 | 457994 | 0 | 457994 | 457994 | 5.13 % | 14/02/2022 |
| Ameriprise Financial, Inc. S.S. or | Delaware | 0 | 457994 | 0 | 457994 | 457994 | 5.13 % | 14/02/2022 |
| Royce & Associates, LP | New York | 547240 | 547240 | 547240 | 6.13 % | 25/01/2022 | ||
| Royce & Associates, LP | New York | 547240 | 547240 | 547240 | 6.13 % | 25/01/2022 | ||
| 22NW, LP | Delaware | 593018 | 0 | 593018 | 0 | 593018 | 6.72 % | 12/02/2021 |
| 22NW, LP | Delaware | 593018 | 0 | 593018 | 0 | 593018 | 6.72 % | 12/02/2021 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 216692 | 0 | 216692 | 216692 | 2.45 % | 10/02/2021 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 216692 | 0 | 216692 | 216692 | 2.45 % | 10/02/2021 |
| Royce & Associates, LP | New York | 842239 | 842239 | 842239 | 9.54 % | 27/01/2021 | ||
| Royce & Associates, LP | New York | 842239 | 842239 | 842239 | 9.54 % | 27/01/2021 | ||
| Royce & Associates, LP | New York | 932188 | 932188 | 10.59 % | 08/07/2020 | |||
| Royce & Associates, LP | New York | 932188 | 932188 | 10.59 % | 08/07/2020 | |||
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 432559 | 0 | 711174 | 711174 | 8.1 % | 10/02/2020 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 432559 | 0 | 711174 | 711174 | 8.1 % | 10/02/2020 |
| Royce & Associates, LP | New York | 759811 | 759811 | 8.65 % | 29/01/2020 | |||
| Royce & Associates, LP | New York | 759811 | 759811 | 8.65 % | 29/01/2020 | |||
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 289892 | 158597 | 289892 | 158597 | 448489 | 5.1 % | 16/09/2019 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 289892 | 158597 | 289892 | 158597 | 448489 | 5.1 % | 16/09/2019 |
| BlackRock, Inc. | Delaware | 120679 | 0 | 120679 | 0 | 120679 | 1.4 % | 10/07/2019 |
| Pennant Capital Management, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2019 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2019 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 11/02/2019 |
| BlackRock, Inc. | Delaware | 558568 | 0 | 578544 | 0 | 578544 | 6.6 % | 07/02/2019 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 711624 | 0 | 1027711 | 1027711 | 11.8 % | 30/01/2019 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 711624 | 0 | 1027711 | 1027711 | 11.8 % | 30/01/2019 |
| Royce & Associates, LP | New York | 487949 | 487949 | 487949 | 5.59 % | 16/01/2019 | ||
| Royce & Associates, LP | New York | 487949 | 487949 | 487949 | 5.59 % | 16/01/2019 | ||
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 239666 | 141897 | 239666 | 141897 | 381563 | 4.4 % | 30/07/2018 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 239666 | 141897 | 239666 | 141897 | 381563 | 4.4 % | 30/07/2018 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 396084 | 0 | 396084 | 396084 | 5.48 % | 14/02/2018 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 396084 | 0 | 396084 | 396084 | 5.48 % | 14/02/2018 |
| Pennant Capital Management, LLC | Delaware | 0 | 396084 | 0 | 396084 | 396084 | 5.48 % | 14/02/2018 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 717273 | 0 | 943644 | 943644 | 13.1 % | 12/02/2018 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 717273 | 0 | 943644 | 943644 | 13.1 % | 12/02/2018 |
| Royce & Associates, LP | New York | 434907 | 0 | 434907 | 0 | 434907 | 6.02 % | 24/01/2018 |
| Royce & Associates, LP | New York | 434907 | 0 | 434907 | 0 | 434907 | 6.02 % | 24/01/2018 |
| RUTABAGA CAPITAL MANAGEMENT | Massachusetts | 0 | 0 | 0 | 0 | 0 | 0 % | 15/02/2017 |
| RUTABAGA CAPITAL MANAGEMENT | Massachusetts | 0 | 0 | 0 | 0 | 0 | 0 % | 15/02/2017 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 682194 | 0 | 682194 | 682194 | 9.47 % | 14/02/2017 |
| Pennant Capital Management, LLC | Delaware | 0 | 682194 | 0 | 682194 | 682194 | 9.47 % | 14/02/2017 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 682194 | 0 | 682194 | 682194 | 9.47 % | 14/02/2017 |
| Aegis Financial Corporation | Delaware | 0 | 329996 | 0 | 329996 | 329996 | 4.58 % | 13/02/2017 |
| SCOTT L. BARBEE N/A | United States | 0 | 329996 | 0 | 329996 | 329996 | 4.58 % | 13/02/2017 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 857041 | 0 | 966082 | 966082 | 13.4 % | 10/02/2017 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 857041 | 0 | 966082 | 966082 | 13.4 % | 10/02/2017 |
| No. | Minnesota | 0 | 401328 | 0 | 401328 | 401328 | 5.57 % | 10/02/2017 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 239265 | 148897 | 239265 | 148897 | 388162 | 5.4 % | 08/02/2017 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Pennant Capital Management, LLC | Delaware | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Pennant Capital Management, LLC | Delaware | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| SCOTT L. BARBEE N/A | United States | 0 | 378957 | 0 | 378957 | 378957 | 5.34 % | 12/02/2016 |
| Aegis Financial Corporation | Delaware | 0 | 378957 | 0 | 378957 | 378957 | 5.34 % | 12/02/2016 |
| RUTABAGA CAPITAL MANAGEMENT No.: | Massachusetts | 388233 | 103837 | 492070 | 0 | 492070 | 6.93 % | 11/02/2016 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 889334 | 0 | 1005577 | 1005557 | 14.2 % | 10/02/2016 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 889334 | 0 | 1005577 | 1005557 | 14.2 % | 10/02/2016 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 229453 | 144767 | 229453 | 144767 | 374220 | 5.3 % | 05/02/2016 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 229453 | 144767 | 229453 | 144767 | 374220 | 5.3 % | 05/02/2016 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | Delaware | 253000 | 0 | 253000 | 0 | 10 | 3.56 % | 29/01/2016 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | Delaware | 253000 | 0 | 253000 | 0 | 10 | 3.56 % | 29/01/2016 |
| Royce & Associates, LLC | New York | 89609 | 89609 | 1.26 % | 04/11/2015 | |||
| Royce & Associates, LLC | New York | 89609 | 89609 | 1.26 % | 04/11/2015 | |||
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 21/10/2015 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 21/10/2015 |
| Pennant Capital Management, LLC | Delaware | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 21/10/2015 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 436212 | 0 | 436212 | 436212 | 6.1 % | 21/10/2015 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 436212 | 0 | 436212 | 436212 | 6.1 % | 21/10/2015 |
| Pennant Capital Management, LLC | Delaware | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 21/10/2015 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 436212 | 0 | 436212 | 436212 | 6.17 % | 17/02/2015 |
| Pennant Capital Management, LLC | Delaware | 0 | 1143021 | 0 | 1143021 | 1143021 | 16.16 % | 17/02/2015 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 1143021 | 0 | 1143021 | 1143021 | 16.16 % | 17/02/2015 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 706809 | 0 | 706809 | 706809 | 9.99 % | 17/02/2015 |
| Broadway Gate Offshore Fund, Ltd. | Cayman Islands | 0 | 425446 | 0 | 425446 | 425446 | 6.02 % | 17/02/2015 |
| Broadway Gate Offshore Fund, Ltd. | Cayman Islands | 0 | 425446 | 0 | 425446 | 425446 | 6.02 % | 17/02/2015 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 436212 | 0 | 436212 | 436212 | 6.17 % | 17/02/2015 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 706809 | 0 | 706809 | 706809 | 9.99 % | 17/02/2015 |
| Pennant Capital Management, LLC | Delaware | 0 | 1143021 | 0 | 1143021 | 1143021 | 16.16 % | 17/02/2015 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 1143021 | 0 | 1143021 | 1143021 | 16.16 % | 17/02/2015 |
| RUTABAGA CAPITAL MANAGEMENT No.: | Massachusetts | 424474 | 78637 | 503111 | 0 | 503111 | 7.11 % | 13/02/2015 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 0 | 638020 | 0 | 1059498 | 1059498 | 15 % | 04/02/2015 |
| RBC Global Asset Management Inc. | Minnesota | 0 | 638020 | 0 | 1059498 | 1059498 | 15 % | 04/02/2015 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | Delaware | 492800 | 492800 | 0 | 6.97 % | 30/01/2015 | ||
| Royce & Associates, LLC | New York | 526908 | 0 | 526908 | 0 | 526908 | 7.45 % | 29/01/2015 |
| Royce & Associates, LLC | New York | 526908 | 0 | 526908 | 0 | 526908 | 7.45 % | 29/01/2015 |
| Broadway Gate Offshore Fund, Ltd. | Cayman Islands | 0 | 423148 | 0 | 423148 | 423148 | 6.07 % | 14/02/2014 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 1143021 | 0 | 1143021 | 1143021 | 16.41 % | 14/02/2014 |
| Pennant Capital Management, LLC | Delaware | 0 | 1143021 | 0 | 1143021 | 1143021 | 16.41 % | 14/02/2014 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 706809 | 0 | 706809 | 706809 | 10.15 % | 14/02/2014 |
| Pennant Master Fund, LP | Cayman Islands | 0 | 436212 | 0 | 436212 | 436212 | 6.26 % | 14/02/2014 |
| Wellington Management Company, LLP | Massachusetts | 0 | 146471 | 0 | 192952 | 192952 | 2.77 % | 14/02/2014 |
| I.R.S. Identification Nos. of above persons (entities only). | Minnesota | 80 | 523456 | 80 | 910653 | 910733 | 13.1 % | 10/02/2014 |
| I.R.S. Identification Nos. of above persons (entities only). | Minnesota | 80 | 523456 | 80 | 910653 | 910733 | 13.1 % | 10/02/2014 |
| Royce & Associates, LLC | New York | 585208 | 585208 | 8.4 % | 16/01/2014 | |||
| Royce & Associates, LLC | New York | 585208 | 585208 | 8.4 % | 16/01/2014 | |||
| Wellington Management Company, LLP | Massachusetts | 0 | 258368 | 0 | 356769 | 356769 | 5.1 % | 07/08/2013 |
| Wellington Management Company, LLP | Massachusetts | 0 | 258368 | 0 | 356769 | 356769 | 5.1 % | 07/08/2013 |
| Pennant Capital Management, LLC | Delaware | 0 | 1112768 | 0 | 1112768 | 1112768 | 16.12 % | 12/03/2013 |
| Broadway Gate Offshore Fund, Ltd. | Cayman Islands | 0 | 408921 | 0 | 408921 | 408921 | 5.93 % | 12/03/2013 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 422612 | 0 | 422612 | 422612 | 6.12 % | 12/03/2013 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 1112768 | 0 | 1112768 | 1112768 | 16.12 % | 12/03/2013 |
| Broadway Gate Offshore Fund, Ltd. | Cayman Islands | 0 | 408921 | 0 | 408921 | 408921 | 5.93 % | 12/03/2013 |
| Pennant Capital Management, LLC | Delaware | 0 | 1112768 | 0 | 1112768 | 1112768 | 16.12 % | 12/03/2013 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 690156 | 0 | 690156 | 690156 | 10 % | 12/03/2013 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 422612 | 0 | 422612 | 422612 | 6.12 % | 12/03/2013 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 690156 | 0 | 690156 | 690156 | 10 % | 12/03/2013 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 1112768 | 0 | 1112768 | 1112768 | 16.12 % | 12/03/2013 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 422512 | 0 | 422512 | 422512 | 6.12 % | 14/02/2013 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 1052668 | 0 | 1052668 | 1052668 | 15.25 % | 14/02/2013 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 1052668 | 0 | 1052668 | 1052668 | 15.25 % | 14/02/2013 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 630156 | 0 | 630156 | 630156 | 9.13 % | 14/02/2013 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 140 | 406702 | 140 | 776899 | 777039 | 11.3 % | 08/02/2013 |
| Keeley Asset Management Corp. | Illinois | 0 | 0 | 0 | 0 | 0 | 0 % | 07/02/2013 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 0 | 0 % | 07/02/2013 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 0 | 0 % | 07/02/2013 |
| Keeley Asset Management Corp. | Illinois | 0 | 0 | 0 | 0 | 0 | 0 % | 07/02/2013 |
| TOCQUEVILLE ASSET MANAGEMENT LP | Delaware | 545400 | 0 | 545400 | 0 | 0 | 7.9 % | 31/01/2013 |
| Royce & Associates, LLC | New York | 569908 | 569908 | 8.26 % | 24/01/2013 | |||
| Royce & Associates, LLC | New York | 569908 | 569908 | 8.26 % | 24/01/2013 | |||
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 140 | 413955 | 140 | 766592 | 766732 | 11.2 % | 08/11/2012 |
| RBC Global Asset Management (U.S.) Inc. | Minnesota | 140 | 413955 | 140 | 766592 | 766732 | 11.2 % | 08/11/2012 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 504360 | 0 | 504360 | 504360 | 7.36 % | 16/05/2012 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 349540 | 0 | 349540 | 349540 | 5.1 % | 16/05/2012 |
| Pennant Master Fund, L.P. | Cayman Islands | 0 | 349540 | 0 | 349540 | 349540 | 5.1 % | 16/05/2012 |
| Pennant Capital Management, LLC | Delaware | 0 | 853900 | 0 | 853900 | 853900 | 12.46 % | 16/05/2012 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 853900 | 0 | 853900 | 853900 | 12.46 % | 16/05/2012 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 504360 | 0 | 504360 | 504360 | 7.36 % | 16/05/2012 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 853900 | 0 | 853900 | 853900 | 12.46 % | 16/05/2012 |
| Pennant Capital Management, LLC | Delaware | 0 | 853900 | 0 | 853900 | 853900 | 12.46 % | 16/05/2012 |
| Wellington Management Company, LLP | Massachusetts | 0 | 449050 | 0 | 701127 | 701127 | 10.24 % | 10/04/2012 |
| Wellington Management Company, LLP | Massachusetts | 0 | 449050 | 0 | 701127 | 701127 | 10.24 % | 10/04/2012 |
| Royce & Associates, LLC | New York | 693662 | 693662 | 10.15 % | 06/03/2012 | |||
| Royce & Associates, LLC | New York | 693662 | 693662 | 10.15 % | 06/03/2012 | |||
| RBC Global Asset Management Inc. | Minnesota | 0 | 185503 | 0 | 458062 | 458062 | 6.7 % | 07/02/2012 |
| Keeley Asset Management Corp. | Illinois | 513500 | 0 | 513500 | 0 | 513500 | 7.5 % | 07/02/2012 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 513500 | 7.5 % | 07/02/2012 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 513500 | 7.5 % | 07/02/2012 |
| Keeley Asset Management Corp. | Illinois | 513500 | 0 | 513500 | 0 | 513500 | 7.5 % | 07/02/2012 |
| Royce & Associates, LLC | New York | 653862 | 653862 | 9.57 % | 24/01/2012 | |||
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 685770 | 0 | 685770 | 685770 | 10.04 % | 13/10/2011 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 397970 | 0 | 397970 | 397970 | 5.83 % | 13/10/2011 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 397970 | 0 | 397970 | 397970 | 5.83 % | 13/10/2011 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 685770 | 0 | 685770 | 685770 | 10.04 % | 13/10/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 685770 | 0 | 685770 | 685770 | 10.04 % | 13/10/2011 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 685770 | 0 | 685770 | 685770 | 10.04 % | 13/10/2011 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 682570 | 0 | 682570 | 682570 | 9.99 % | 12/08/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 682570 | 0 | 682570 | 682570 | 9.99 % | 12/08/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 682570 | 0 | 682570 | 682570 | 9.99 % | 12/08/2011 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 396070 | 0 | 396070 | 396070 | 5.8 % | 12/08/2011 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 396070 | 0 | 396070 | 396070 | 5.8 % | 12/08/2011 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 682570 | 0 | 682570 | 682570 | 9.99 % | 12/08/2011 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 99860 | 0 | 99860 | 1.406 % | 11/07/2011 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 99860 | 0 | 99860 | 1.406 % | 11/07/2011 |
| FMR LLC | Delaware | 99860 | 0 | 99860 | 0 | 99860 | 1.406 % | 11/07/2011 |
| FMR LLC | Delaware | 99860 | 0 | 99860 | 0 | 99860 | 1.406 % | 11/07/2011 |
| Royce & Associates, LLC | New York | 625778 | 625778 | 8.81 % | 06/07/2011 | |||
| Royce & Associates, LLC | New York | 625778 | 625778 | 8.81 % | 06/07/2011 | |||
| Pennant Capital Management, L.L.C. | Delaware | 0 | 538400 | 0 | 538400 | 538400 | 7.58 % | 30/06/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 538400 | 0 | 538400 | 538400 | 7.58 % | 30/06/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 538400 | 0 | 538400 | 538400 | 7.58 % | 30/06/2011 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 538400 | 0 | 538400 | 538400 | 7.58 % | 30/06/2011 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 732500 | 10.8 % | 07/02/2011 |
| Keeley Asset Management Corp. | Illinois | 732500 | 0 | 732500 | 0 | 732500 | 10.8 % | 07/02/2011 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 732500 | 10.8 % | 07/02/2011 |
| Keeley Asset Management Corp. | Illinois | 732500 | 0 | 732500 | 0 | 732500 | 10.8 % | 07/02/2011 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 597987 | 0 | 597987 | 8.834 % | 16/02/2010 |
| FMR LLC | Delaware | 300400 | 0 | 597987 | 0 | 597987 | 8.834 % | 16/02/2010 |
| FMR LLC | Delaware | 300400 | 0 | 597987 | 0 | 597987 | 8.834 % | 16/02/2010 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 597987 | 0 | 597987 | 8.834 % | 16/02/2010 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 735000 | 10.9 % | 12/02/2010 |
| Keeley Asset Management Corp. | Illinois | 735000 | 0 | 735000 | 0 | 735000 | 10.9 % | 12/02/2010 |