Universal Stainless & Alloy Products, Inc. USAP
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| David J. Snyderman | 0 | 557729 | 0 | 557729 | 557729 | 5.99 % | 12/11/2024 | |
| Supernova Management LLC | 0 | 557729 | 0 | 557729 | 557729 | 5.99 % | 12/11/2024 | |
| Magnetar Capital Partners LP | 0 | 557729 | 0 | 557729 | 557729 | 5.99 % | 12/11/2024 | |
| Magnetar Financial LLC | 0 | 557729 | 0 | 557729 | 557729 | 5.99 % | 12/11/2024 | |
| (1) BlackRock, Inc. | Delaware | 590933 | 0 | 600431 | 0 | 600431 | 6.5 % | 08/11/2024 |
| 30-0447847 | Delaware | 543542 | 0 | 553126 | 0 | 553126 | 6 % | 31/10/2024 |
| (1) BlackRock, Inc. | Delaware | 0 | 0 | 600431 | 0 | 600431 | 6.5 % | 22/10/2024 |
| 54-1712996 | 0 | 455103 | 0 | 455103 | 455103 | 5.1 % | 10/02/2023 | |
| Scott L. Barbee | 0 | 455103 | 0 | 455103 | 455103 | 5.1 % | 10/02/2023 | |
| 22NW Fund, LP | DELAWARE | 593018 | 0 | 593018 | 0 | 593018 | 6.6 % | 14/02/2022 |
| 2) | Delaware | 0 | 457994 | 0 | 457994 | 457994 | 5.13 % | 14/02/2022 |
| 2) | Delaware | 0 | 457994 | 0 | 457994 | 457994 | 5.13 % | 14/02/2022 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohe | 563029 | 141698 | 563029 | 141698 | 704727 | 6.3 % | 14/02/2022 | |
| 30-0447847 | Delaware Limited Partnership | 510800 | 0 | 529595 | 0 | 529595 | 5.9 % | 08/02/2022 |
| 52-2343049 | New York | 547240 | 0 | 547240 | 0 | 547240 | 6.13 % | 25/01/2022 |
| 30-0447847 | Delaware Limited Partnership | 622164 | 0 | 650888 | 0 | 650888 | 7.4 % | 12/02/2021 |
| 22NW, LP | Delaware | 593018 | 0 | 593018 | 0 | 593018 | 6.72 % | 12/02/2021 |
| Management Investment Advisers, LLC | 0 | 454359 | 0 | 454359 | 454359 | 5.15 % | 12/02/2021 | |
| Financial, Inc. | 0 | 454359 | 0 | 454359 | 454359 | 5.15 % | 12/02/2021 | |
| 2 | Minnesota | 0 | 216692 | 0 | 216692 | 216692 | 2.45 % | 10/02/2021 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohe | 355826 | 106540 | 355826 | 106540 | 462366 | 4 % | 09/02/2021 | |
| 52-2343049 | New York | 842239 | 0 | 842239 | 0 | 842239 | 9.54 % | 27/01/2021 |
| 52-2343049 | New York | 932188 | 0 | 932188 | 0 | 932188 | 10.59 % | 08/07/2020 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohe | 292892 | 155451 | 292892 | 155451 | 448343 | 3.3 % | 13/02/2020 | |
| 2. | Minnesota | 0 | 432559 | 0 | 711174 | 711174 | 8.1 % | 10/02/2020 |
| 52-2343049 | New York | 759811 | 0 | 759811 | 0 | 759811 | 8.65 % | 29/01/2020 |
| (1) BlackRock, Inc. | Delaware | 120679 | 0 | 120679 | 0 | 120679 | 1.4 % | 10/07/2019 |
| (1) BlackRock, Inc. | Delaware | 558568 | 0 | 578544 | 0 | 578544 | 6.6 % | 07/02/2019 |
| 2. | Minnesota | 0 | 711624 | 0 | 1027711 | 1027711 | 11.8 % | 30/01/2019 |
| 52-2343049 | New York | 487949 | 0 | 487949 | 0 | 487949 | 5.59 % | 16/01/2019 |
| 2. | Minnesota | 0 | 717273 | 0 | 943644 | 943644 | 13.1 % | 12/02/2018 |
| 52-2343049 | New York | 434907 | 0 | 434907 | 0 | 434907 | 6.02 % | 24/01/2018 |
| RUTABAGA CAPITAL MANAGEMENT | Massachusetts | 0 | 0 | 0 | 0 | 0 | 0 % | 15/02/2017 |
| 2. | Minnesota | 0 | 857041 | 0 | 966082 | 966082 | 13.4 % | 10/02/2017 |
| Pennant Master Fund, L.P. | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 16/02/2016 |
| 2. | Minnesota | 0 | 889334 | 0 | 1005577 | 1005557 | 14.2 % | 10/02/2016 |
| (. | Delaware Limited Partnership | 455227 | 0 | 476089 | 0 | 476089 | 6.7 % | 09/02/2016 |
| Minerva Advisors LLCMinerva Group, LPMinerva GP, LP Minerva GP, Inc. David P. Cohen | Minerva Advisors LLC Delaware Minerva Group LP Delaware Minerva GP LP Delaware Minerva GP Inc Pennsylvania David P Cohen US | 229453 | 144767 | 229453 | 144767 | 374220 | 3.2 % | 05/02/2016 |
| Wellington Management Group LLP | Delaware | 253000 | 0 | 253000 | 0 | 446250 | 7.69 % | 29/01/2016 |
| 52-2343049 | New York | 89609 | 0 | 89609 | 0 | 89609 | 1.26 % | 04/11/2015 |
| Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 21/10/2015 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 703219 | 0 | 703219 | 703219 | 9.9 % | 21/10/2015 |
| Pennant Master Fund, L.P. | United States | 0 | 436212 | 0 | 436212 | 436212 | 6.1 % | 21/10/2015 |
| (. | Delaware Limited Partnership | 464103 | 0 | 486210 | 0 | 486210 | 6.88 % | 05/02/2015 |
| 2. | Minnesota | 0 | 638020 | 0 | 1059498 | 1059498 | 15 % | 04/02/2015 |
| 52-2343049 | New York | 526908 | 0 | 526908 | 0 | 526908 | 7.45 % | 29/01/2015 |
| 04-2683227 | Massachusetts | 0 | 146471 | 0 | 0 | 192952 | 2.77 % | 14/02/2014 |
| 2. | Minnesota | 80 | 523456 | 80 | 910653 | 910733 | 13.1 % | 10/02/2014 |
| 52-2343049 | New York | 585208 | 0 | 585208 | 0 | 585208 | 8.4 % | 16/01/2014 |
| 04-2683227 | Massachusetts | 0 | 258368 | 0 | 0 | 356769 | 5.1 % | 07/08/2013 |
| 04-2683227 | Massachusetts | 0 | 503763 | 0 | 0 | 769074 | 11.14 % | 14/02/2013 |
| 52-2343049 | New York | 569908 | 0 | 569908 | 0 | 569908 | 8.26 % | 24/01/2013 |
| Pennant Master Fund, L.P. | United States | 0 | 349540 | 0 | 349540 | 349540 | 5.1 % | 16/05/2012 |
| Alan Fournier c/o Pennant Capital Management, LLC | United States | 0 | 853900 | 0 | 853900 | 853900 | 12.46 % | 16/05/2012 |
| Broadway Gate Master Fund, Ltd. | United States | 0 | 504360 | 0 | 504360 | 504360 | 7.36 % | 16/05/2012 |
| Pennant Capital Management, LLC | United States | 0 | 853900 | 0 | 853900 | 853900 | 12.46 % | 16/05/2012 |
| 04-2683227 | Massachusetts | 0 | 449050 | 0 | 0 | 701127 | 10.24 % | 10/04/2012 |
| 52-2343049 | New York | 693662 | 0 | 693662 | 0 | 693662 | 10.15 % | 06/03/2012 |
| 04-2683227 | Massachusetts | 0 | 439800 | 0 | 0 | 674177 | 9.87 % | 14/02/2012 |
| (. | Delaware Limited Partnership | 438398 | 0 | 454290 | 0 | 454290 | 6.65 % | 13/02/2012 |
| Keeley Small Cap Value Fund | Maryland | 0 | 0 | 0 | 0 | 513500 | 7.5 % | 07/02/2012 |
| Keeley Asset Management Corp. | Maryland | 513500 | 0 | 513500 | 0 | 513500 | 7.5 % | 07/02/2012 |
| 52-2343049 | New York | 653862 | 0 | 653862 | 0 | 653862 | 9.57 % | 24/01/2012 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | Cayman Islands | 0 | 685770 | 0 | 685770 | 685770 | 10.04 % | 13/10/2011 |
| Broadway Gate Master Fund, Ltd. | Cayman Islands | 0 | 397970 | 0 | 397970 | 397970 | 5.83 % | 13/10/2011 |
| Pennant Capital Management, L.L.C. | Cayman Islands | 0 | 685770 | 0 | 685770 | 685770 | 10.04 % | 13/10/2011 |
| Broadway Gate Master Fund, Ltd. | United States | 0 | 396070 | 0 | 396070 | 396070 | 5.8 % | 12/08/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | United States | 0 | 682570 | 0 | 682570 | 682570 | 9.99 % | 12/08/2011 |
| Pennant Capital Management, L.L.C. | United States | 0 | 682570 | 0 | 682570 | 682570 | 9.99 % | 12/08/2011 |
| FMR LLC | Delaware | 99860 | 0 | 99860 | 0 | 99860 | 1.406 % | 11/07/2011 |
| Edward C. Johnson 3d | Delaware | 0 | 0 | 99860 | 0 | 99860 | 1.406 % | 11/07/2011 |
| 52-2343049 | New York | 625778 | 0 | 625778 | 0 | 625778 | 8.81 % | 06/07/2011 |
| Alan Fournier c/o Pennant Capital Management, L.L.C. | Delaware | 0 | 538400 | 0 | 538400 | 538400 | 7.58 % | 30/06/2011 |
| Pennant Capital Management, L.L.C. | Delaware | 0 | 538400 | 0 | 538400 | 538400 | 7.58 % | 30/06/2011 |
| 04-2683227 | Massachusetts | 0 | 375400 | 0 | 0 | 603777 | 8.89 % | 14/02/2011 |
| Keeley Asset Management Corp. | Illinois | 732500 | 0 | 732500 | 0 | 732500 | 10.8 % | 07/02/2011 |
| Keeley Small Cap Value Fund | Illinois | 0 | 0 | 0 | 0 | 732500 | 10.8 % | 07/02/2011 |
| Edward C. Johnson 3d | Delaware | 0 | 0 | 597987 | 0 | 597987 | 8.834 % | 16/02/2010 |
| FMR LLC | Delaware | 300400 | 0 | 597987 | 0 | 597987 | 8.834 % | 16/02/2010 |
| 04-2683227 | Massachusetts | 0 | 553000 | 0 | 0 | 918777 | 13.57 % | 12/02/2010 |
| (. | Delaware Limited Partnership | 353453 | 0 | 364259 | 0 | 364259 | 5.38 % | 08/02/2010 |
| 04-2683227 | Massachusetts | 0 | 532964 | 0 | 0 | 923364 | 13.72 % | 17/02/2009 |
| 04-2683227 | Massachusetts | 0 | 282338 | 0 | 0 | 451038 | 6.78 % | 14/02/2008 |
| 43-1225960 | Missouri Corporation | 343209 | 0 | 343209 | 0 | 343209 | 5.2 % | 13/02/2008 |
| 04-2683227 | Massachusetts | 0 | 511500 | 0 | 0 | 901500 | 13.54 % | 11/02/2008 |
| 06-1135192 | NEW YORK | 154244 | 180810 | 86650 | 249394 | 336045 | 5.1 % | 10/08/2007 |
| FMR Corp. | Delaware | 575000 | 0 | 575000 | 0 | 575000 | 8.87 % | 14/02/2007 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 575000 | 0 | 575000 | 8.87 % | 14/02/2007 |
| 06-1135192 | NEW YORK | 92388 | 299584 | 134033 | 299584 | 478428 | 7.4 % | 09/02/2007 |
| (. | Delaware Limited Partnership | 170433 | 0 | 170433 | 0 | 170433 | 2.63 % | 08/02/2007 |
| (. | Delaware Limited Partnership | 170433 | 0 | 170433 | 0 | 170433 | 2.63 % | 01/02/2007 |
| 51-0504477 | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 27/09/2006 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 750000 | 0 | 750000 | 11.677 % | 10/07/2006 |
| FMR Corp. | Delaware | 500000 | 0 | 750000 | 0 | 750000 | 11.677 % | 10/07/2006 |
| Wells Fargo Bank, National Association | America | 0 | 0 | 0 | 0 | 444804 | 6.96 % | 14/02/2006 |
| Wells Fargo & Company | Delaware | 0 | 0 | 0 | 0 | 444804 | 6.96 % | 14/02/2006 |
| 22-2859704 | United States | 0 | 312500 | 0 | 0 | 312500 | 4.89 % | 14/02/2006 |
| 04-2683227 | Massachusetts | 0 | 518893 | 0 | 0 | 597593 | 9.35 % | 14/02/2006 |
| 43-1225960 | Missouri Corporation | 343095 | 0 | 343095 | 0 | 343095 | 5.4 % | 14/02/2006 |
| 51-0504477 | Delaware | 19700 | 428804 | 448504 | 0 | 448504 | 7.02 % | 07/02/2006 |
| (. | Delaware Corporation | 440633 | 0 | 440633 | 0 | 440633 | 6.89 % | 06/02/2006 |
| (. | Citizenship or Place of Organization | 424900 | 0 | 424900 | 0 | 424900 | 6.72 % | 09/02/2005 |
| 51-0504477 | Delaware | 20900 | 519100 | 540000 | 0 | 540000 | 8.54 % | 25/01/2005 |
| Wells Fargo Bank, National Association | America | 0 | 0 | 0 | 0 | 509350 | 8.1 % | 14/01/2005 |
| Wells Fargo & Company | Delaware | 0 | 0 | 0 | 0 | 509350 | 8.1 % | 14/01/2005 |
| 04-1054788 | Massachusetts | 0 | 557900 | 557900 | 0 | 557900 | 8.87 % | 11/02/2004 |
| (. | Citizenship or Place of Organization | 436500 | 0 | 436500 | 0 | 436500 | 6.94 % | 06/02/2004 |
| 04-1054788 | Massachusetts | 0 | 426200 | 426200 | 0 | 426200 | 6.79 % | 14/02/2003 |
| (. | Citizenship or Place of Organization | 488200 | 0 | 488200 | 0 | 488200 | 7.77 % | 12/02/2003 |
| 13-3927139 | Maryland | 0 | 163000 | 0 | 0 | 163000 | 2.82 % | 10/05/2000 |
| WILLIAM C. MORRIS | UNITED STATES | 0 | 304955 | 0 | 320400 | 320400 | 5.55 % | 10/05/2000 |
| 13-3043476 | DELAWARE | 0 | 304955 | 0 | 320400 | 320400 | 5.55 % | 10/05/2000 |
| 13-3927139 | Maryland | 0 | 341000 | 0 | 0 | 341000 | 5.6 % | 10/02/2000 |
| WILLIAM C. MORRIS | UNITED STATES | 0 | 561500 | 0 | 607000 | 607000 | 9.98 % | 10/02/2000 |
| 13-3043476 | DELAWARE | 0 | 561500 | 0 | 607000 | 607000 | 9.98 % | 10/02/2000 |
| WILLIAM C. MORRIS | UNITED STATES | 0 | 563470 | 0 | 593450 | 593450 | 9.98 % | 10/08/1999 |
| 13-3927139 | Maryland | 0 | 341000 | 0 | 0 | 341000 | 5.58 % | 10/08/1999 |
| 13-3043476 | DELAWARE | 0 | 563470 | 0 | 593450 | 593450 | 9.98 % | 10/08/1999 |
| 13-3043476 | DELAWARE | 0 | 561075 | 0 | 591655 | 591655 | 10.06 % | 10/06/1999 |
| WILLIAM C. MORRIS | UNITED STATES | 0 | 561075 | 0 | 591655 | 591655 | 10.06 % | 10/06/1999 |
| 13-3927139 | Maryland | 0 | 341000 | 0 | 0 | 341000 | 5.58 % | 10/06/1999 |
| 04-2683227 | Massachusetts | 0 | 114000 | 0 | 617500 | 617500 | 9.78 % | 10/02/1999 |
| 13-3043476 | DELAWARE | 0 | 533615 | 0 | 574795 | 574795 | 9.1 % | 09/02/1999 |
| WILLIAM C. MORRIS | UNITED STATES | 0 | 533615 | 0 | 574795 | 574795 | 9.1 % | 09/02/1999 |
| 13-3927139 | Maryland | 0 | 341000 | 0 | 0 | 341000 | 5.4 % | 09/02/1999 |
| WILLIAM C. MORRIS | UNITED STATES | 0 | 341265 | 0 | 388765 | 388765 | 6.18 % | 12/02/1998 |
| 13-3927139 | Maryland | 0 | 336000 | 0 | 0 | 336000 | 5.34 % | 12/02/1998 |
| 13-3043476 | DELAWARE | 0 | 341265 | 0 | 388765 | 388765 | 6.18 % | 12/02/1998 |
| 04-2683227 | Massachusetts | 0 | 155000 | 0 | 565000 | 565000 | 8.99 % | 10/02/1998 |
| 04-2683227 | Massachusetts | 0 | 199000 | 0 | 620000 | 620000 | 9.89 % | 14/02/1997 |