| 76-0348827 |
Texas |
2027399 |
0 |
2027399 |
0 |
2027399 |
7.2 % |
20/09/2024 |
| Duane H. King |
United States of America |
2176312 |
0 |
2176312 |
0 |
2176312 |
7.8 % |
20/09/2024 |
| John Alfred Weinzierl 2020 Trust, u/t/a November 10, 2020 |
Texas |
0 |
3124893 |
0 |
3124893 |
3124893 |
11.1 % |
20/09/2024 |
| John A. Weinzierl |
United States |
417826 |
7978458 |
417826 |
7978458 |
8396284 |
29.9 % |
20/09/2024 |
| Katla Energy Holdings LLC |
Texas |
0 |
4853565 |
0 |
4853565 |
4853565 |
17.3 % |
20/09/2024 |
| Wavetech Helium, Inc. |
Colorado |
2600000 |
0 |
2600000 |
0 |
2600000 |
9.3 % |
16/08/2024 |
| Hightower, Trustee |
States of America |
862632 |
1725264 |
0 |
11 |
1725264 |
6.92 % |
03/11/2022 |
| Hightower, Trustee |
States of America |
862632 |
1725264 |
0 |
0 |
1725264 |
6.92 % |
03/11/2022 |
| Energy Partners LLC |
Texas |
0 |
6568828 |
0 |
6568828 |
6568828 |
25.7 % |
31/01/2022 |
| T. Marsh |
States |
0 |
6568828 |
0 |
6568828 |
6568828 |
25.7 % |
31/01/2022 |
| A. Weinzierl |
States |
200000 |
6568828 |
200000 |
6568828 |
6768828 |
26.5 % |
31/01/2022 |
| Energy LLC |
Delaware |
0 |
688273 |
0 |
688273 |
688273 |
2.8 % |
18/01/2022 |
| A. Stamets |
States |
0 |
6790524 |
0 |
6790524 |
6790524 |
27.6 % |
18/01/2022 |
| Road Capital, LLC |
Delaware |
0 |
6790524 |
0 |
6790524 |
6790524 |
27.6 % |
18/01/2022 |
| Petroleum, LLC |
Delaware |
0 |
434130 |
0 |
434130 |
434130 |
1.8 % |
18/01/2022 |
| Oil & Gas, LLC |
Delaware |
0 |
5668121 |
0 |
5668121 |
5668121 |
23.1 % |
18/01/2022 |
| L. Batchelor |
States |
0 |
6790524 |
0 |
6790524 |
6790524 |
27.6 % |
18/01/2022 |
| Freeport-McMoRan Inc. |
|
0 |
0 |
0 |
0 |
0 |
0 % |
14/01/2022 |
| Mt. Emmons Mining Company |
|
0 |
0 |
0 |
0 |
0 |
0 % |
14/01/2022 |
| Hightower |
States of America |
0 |
6546384 |
0 |
6546384 |
6546384 |
26.6 % |
11/01/2022 |
| 27-2652851 |
Texas |
0 |
6546384 |
0 |
6546384 |
6546384 |
26.6 % |
11/01/2022 |
| H. King |
States of America |
0 |
6546384 |
0 |
6546384 |
6546384 |
26.6 % |
11/01/2022 |
| Martin D. Hoe |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
11/01/2022 |
| Empery Asset Management, LP |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
11/01/2022 |
| Ryan M. Lane |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
11/01/2022 |
| Ryan M. Lane |
United States |
0 |
425195 |
0 |
0 |
425195 |
9.87 % |
18/02/2021 |
| Martin D. Hoe |
United States |
0 |
425195 |
0 |
0 |
425195 |
9.87 % |
18/02/2021 |
| Empery Asset Management, LP |
Delaware |
0 |
425195 |
0 |
0 |
425195 |
9.87 % |
18/02/2021 |
| NAME OF REPORTING PERSONS |
USA |
0 |
452195 |
0 |
452195 |
911805208 |
9 % |
17/02/2021 |
| NAME OF REPORTING PERSONS |
USA |
0 |
452195 |
0 |
452195 |
911805208 |
9 % |
17/02/2021 |
| NAME OF REPORTING PERSONS |
USA |
0 |
452195 |
0 |
452195 |
911805208 |
9 % |
17/02/2021 |
| GENTILE GUY |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Heights Capital Management, Inc. |
Cayman Islands |
0 |
50000 |
0 |
50000 |
50000 |
1.7 % |
16/02/2021 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
50000 |
0 |
50000 |
50000 |
1.7 % |
16/02/2021 |
| Empery Asset Management, LP |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
28/01/2021 |
| Martin D. Hoe |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
28/01/2021 |
| Ryan M. Lane |
United States |
0 |
0 |
0 |
0 |
0 |
0 % |
28/01/2021 |
| Freeport-McMoRan Inc. |
|
0 |
328000 |
0 |
0 |
328000 |
9.9 % |
08/01/2021 |
| Mt. Emmons Mining Company |
|
0 |
328000 |
0 |
0 |
328000 |
9.9 % |
08/01/2021 |
| Davidson Kempner Partners |
Cayman Islands |
0 |
0 |
0 |
0 |
66600 |
1.9 % |
07/01/2021 |
| CVI Investments, Inc. |
Islands |
0 |
230000 |
0 |
230000 |
230000 |
8.3 % |
23/11/2020 |
| Heights Capital Management, Inc. |
Delaware |
0 |
230000 |
0 |
230000 |
230000 |
8.3 % |
23/11/2020 |
| Martin D. Hoe |
United States |
0 |
157905 |
0 |
0 |
157905 |
8.94 % |
05/10/2020 |
| Ryan M. Lane |
United States |
0 |
157905 |
0 |
0 |
157905 |
8.94 % |
05/10/2020 |
| Empery Asset Management, LP |
United States |
0 |
157905 |
0 |
0 |
157905 |
8.94 % |
05/10/2020 |
| NAME OF REPORTING PERSONS |
Cayman Islands |
0 |
157905 |
0 |
157905 |
911805208 |
9 % |
30/09/2020 |
| NAME OF REPORTING PERSONS |
Cayman Islands |
0 |
157905 |
0 |
157905 |
911805208 |
9 % |
30/09/2020 |
| NAME OF REPORTING PERSONS |
Cayman Islands |
0 |
157905 |
0 |
157905 |
911805208 |
9 % |
30/09/2020 |
| Guy Gentile |
United States |
0 |
0 |
0 |
0 |
137500 |
9.79 % |
20/05/2020 |
| APEG ENERGY II GP, LLC |
TEXAS |
5819270 |
0 |
5819270 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| ANGELUS CAPITAL, LLC |
TEXAS |
5819270 |
0 |
5819270 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| ANGELUS PRIVATE EQUITY GROUP, LLC |
TEXAS |
5819270 |
0 |
5819270 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| DUKE CAPITAL SERVICES, LLC |
TEXAS |
5819270 |
0 |
5819270 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| PATRICK E. DUKE |
TEXAS |
0 |
5819270 |
0 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| PAUL W. HAARMAN |
TEXAS |
0 |
5819270 |
0 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| APEG ENERGY II, LP |
TEXAS |
0 |
5819270 |
0 |
10 |
5819270 |
43.2 % |
26/03/2019 |
| 6.3% (2) |
Delaware |
0 |
793349 |
0 |
793349 |
793349 |
6.3 % |
09/02/2018 |
| 6.3% (2) |
Delaware |
0 |
793349 |
0 |
793349 |
793349 |
6.3 % |
09/02/2018 |
| Heights Capital Management, Inc. |
Delaware |
0 |
314258 |
0 |
314258 |
314258 |
4.9 % |
09/02/2018 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
314258 |
0 |
314258 |
314258 |
4.9 % |
09/02/2018 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
370200 |
0 |
370200 |
370200 |
6 % |
10/02/2017 |
| Heights Capital Management, Inc. |
Delaware |
0 |
370200 |
0 |
370200 |
370200 |
6 % |
10/02/2017 |
| 10.6% (2) |
Delaware |
0 |
729006 |
0 |
729006 |
729006 |
10.6 % |
07/02/2017 |
| 10.6% (2) |
Delaware |
0 |
729006 |
0 |
729006 |
729006 |
10.6 % |
07/02/2017 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
500000 |
0 |
500000 |
500000 |
8.2 % |
29/12/2016 |
| Heights Capital Management, Inc. |
Delaware |
0 |
500000 |
0 |
500000 |
500000 |
8.2 % |
29/12/2016 |
| (1) BlackRock, Inc. |
Delaware |
254654 |
0 |
254654 |
0 |
254654 |
4.9 % |
09/12/2016 |
| 12.4% (2) |
Delaware |
0 |
4000000 |
0 |
4000000 |
4000000 |
12.4 % |
19/02/2016 |
| 12.4% (2) |
Delaware |
0 |
4000000 |
0 |
4000000 |
4000000 |
12.4 % |
19/02/2016 |
| (1) BlackRock, Inc. |
Delaware |
1543110 |
0 |
1543110 |
0 |
1543110 |
5.4 % |
27/01/2016 |
| (1) BlackRock, Inc. |
Delaware |
1735232 |
0 |
1735232 |
0 |
1735232 |
6.2 % |
02/02/2015 |
| Sprott Inc. |
Ontario, Canada |
1326898 |
0 |
1326898 |
0 |
1326898 |
4.8 % |
10/09/2012 |
| (1) BlackRock, Inc. |
Delaware |
756969 |
0 |
756969 |
0 |
756969 |
2.76 % |
10/07/2012 |
| (1) BlackRock, Inc. |
Delaware |
1647414 |
0 |
1647414 |
0 |
1647414 |
6.04 % |
13/02/2012 |
| Sprott Inc. |
Ontario, Canada |
1495598 |
0 |
1495598 |
0 |
1495598 |
5.5 % |
01/02/2012 |
| (1) BlackRock, Inc. |
Delaware |
1776624 |
0 |
1776624 |
0 |
1776624 |
6.58 % |
09/02/2011 |
| Sprott Asset Management LP |
Ontario, Canada |
0 |
1514098 |
0 |
1514098 |
1514098 |
5.6 % |
24/01/2011 |
| Charles L. Barney |
Delaware |
0 |
0 |
0 |
0 |
1049574 |
11.7 % |
16/02/2010 |
| Sprott Asset Management LP |
Ontario, Canada |
0 |
1757600 |
0 |
1757600 |
1757600 |
6.5 % |
26/01/2010 |
| Sprott Asset Management Inc. |
Ontario, Canada |
0 |
1778500 |
0 |
1778500 |
1778500 |
7.9 % |
13/02/2009 |
| Corriente Advisors, LLC |
: |
0 |
0 |
0 |
0 |
1207018 |
5.9 % |
13/07/2007 |
| Mark L. Hart III |
: |
0 |
0 |
0 |
0 |
1207018 |
5.9 % |
13/07/2007 |
| K2 PRINCIPAL FUND, L.P. |
ONTARIO, CANADA |
148903 |
0 |
148903 |
0 |
148903 |
0.8 % |
10/02/2006 |
| K2 GENPAR, INC. |
CANADA |
0 |
0 |
0 |
0 |
148903 |
0.8 % |
10/02/2006 |
| SHAWN KIMEL |
CANADA |
0 |
0 |
0 |
0 |
148903 |
0.8 % |
10/02/2006 |
| THE K2 PRINCIPAL FUND, L.P. |
CANADA |
0 |
0 |
0 |
0 |
836703 |
5.4 % |
10/03/2005 |
| K2 GENPAR, INC. |
CANADA |
0 |
0 |
0 |
0 |
836703 |
5.4 % |
10/03/2005 |
| SHAWN KIMEL |
CANADA |
0 |
0 |
0 |
0 |
836703 |
5.4 % |
10/03/2005 |
| Tax ID #43-1225960 |
Missouri Corporation |
2500 |
0 |
2500 |
0 |
2500 |
0 % |
09/02/1999 |
| Tax ID #43-1225960 |
Missouri Corporation |
413248 |
0 |
480448 |
0 |
480448 |
7 % |
10/02/1998 |
| Tax ID #43-1225960 |
Missouri Corporation |
565323 |
0 |
806473 |
0 |
806473 |
16.46 % |
10/02/1997 |