Cool Technologies, Inc. WARM
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Steven Winters | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 12/04/2018 |
| Gemini Master Fund, Ltd. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 12/04/2018 |
| Gemini Strategies, Inc. | California | 0 | 0 | 0 | 0 | 0 | 0 % | 12/04/2018 |
| Gemini Special Opportunities Fund, L.P. | Delaware | 0 | 9603662 | 0 | 9603662 | 9603662 | 5.9 % | 12/04/2018 |
| Gemini Strategies, Inc. | California | 0 | 9603662 | 0 | 9603662 | 9603662 | 5.9 % | 12/04/2018 |
| Steven Winters | United States | 0 | 9603662 | 0 | 9603662 | 9603662 | 5.9 % | 12/04/2018 |
| Abdalla Bamashmus | United States | 9578760 | 9578760 | 9578760 | 6 % | 04/04/2018 | ||
| Abdalla Bamashmus | United States | 8887202 | 8887202 | 8887202 | 6.25 % | 19/09/2017 | ||
| Spirit Bear Limited EIN | United States | 11374854 | 0 | 11374854 | 0 | 11374854 | 9.62 % | 17/03/2017 |
| Gemini Strategies, Inc. | California | 0 | 11898036 | 0 | 11898036 | 11898036 | 9.9 % | 14/02/2017 |
| Gemini Master Fund, Ltd. | Cayman Islands | 0 | 11898036 | 0 | 11898036 | 11898036 | 9.9 % | 14/02/2017 |
| Steven Winters | United States | 0 | 11898036 | 0 | 11898036 | 11898036 | 9.9 % | 14/02/2017 |
| Steven Winters | United States | 0 | 12316229 | 0 | 12316229 | 12316229 | 9.9 % | 11/10/2016 |
| Gemini Strategies Inc. | California | 0 | 12316229 | 0 | 12316229 | 12316229 | 9.9 % | 11/10/2016 |
| Gemini Master Fund, Ltd. | Cayman Islands | 0 | 12316229 | 0 | 12316229 | 12316229 | 9.9 % | 11/10/2016 |