Cool Technologies, Inc. WARM
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Gemini Strategies, Inc. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2019 |
| Gemini Special Opportunities Fund, L.P. | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2019 |
| Steven Winters | Cayman Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2019 |
| Strategies, Inc. | California | 0 | 0 | 0 | 0 | 0 | 0 % | 12/04/2018 |
| Winters | States | 0 | 0 | 0 | 0 | 0 | 0 % | 12/04/2018 |
| Master Fund, Ltd. | Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 12/04/2018 |
| Special Opportunities Fund, L.P. | Delaware | 0 | 9603662 | 0 | 0 | 9603662 | 5.9 % | 12/04/2018 |
| Winters | Delaware | 0 | 9603662 | 0 | 0 | 9603662 | 5.9 % | 12/04/2018 |
| Strategies, Inc. | Delaware | 0 | 9603662 | 0 | 0 | 9603662 | 5.9 % | 12/04/2018 |
| Strategies, Inc. | California | 0 | 15656181 | 0 | 15656181 | 15656181 | 9.4 % | 14/02/2018 |
| Master Fund, Ltd. | Islands | 0 | 15656181 | 0 | 15656181 | 15656181 | 9.4 % | 14/02/2018 |
| Winters | States | 0 | 15656181 | 0 | 15656181 | 15656181 | 9.4 % | 14/02/2018 |
| Abdalla Bamashmus | United States | 8887202 | 8887202 | 8887202 | 6.25 % | 19/09/2017 | ||
| EIN 27-1347181 | United States | 11374854 | 0 | 11374854 | 0 | 11374854 | 9.62 % | 17/03/2017 |
| Gemini Strategies Inc. | California | 0 | 12316229 | 0 | 0 | 12316229 | 9.9 % | 11/10/2016 |
| Gemini Master Fund, Ltd. | Cayman Islands | 0 | 12316229 | 0 | 0 | 12316229 | 9.9 % | 11/10/2016 |
| Steven Winters | United States | 0 | 12316229 | 0 | 0 | 12316229 | 9.9 % | 11/10/2016 |
| Timothy J. Hassett | United States | 6774000 | 0 | 6774000 | 10 | 6774000 | 13.91 % | 19/02/2014 |