XBIO

Xenetic Biosciences, Inc. XBIO

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Dmitry Genkin Israel 1475000 1475000 1475000 9.7 % 21/10/2022
Victor Tets United States 1475000 1475000 1475000 9.7 % 21/10/2022
Georgy Tets United States 1475000 1475000 1475000 9.7 % 21/10/2022
CLS Therapeutics Ltd. Guernsey, UK 1475000 1475000 1475000 9.7 % 21/10/2022
Dmitry Genkin Israel 1475000 1475000 1475000 9.7 % 21/10/2022
Victor Tets United States 1475000 1475000 1475000 9.7 % 21/10/2022
Georgy Tets United States 1475000 1475000 1475000 9.7 % 21/10/2022
CLS Therapeutics Ltd. Guernsey, UK 1475000 1475000 1475000 9.7 % 21/10/2022
Intracoastal Capital LLC Delaware 0 0 0 0 0 0 % 21/12/2020
Mitchell P. Kopin United States of America 0 0 0 0 0 0 % 21/12/2020
Daniel B. Asher United States of America 0 0 0 0 0 0 % 21/12/2020
Intracoastal Capital LLC Delaware 0 0 0 0 0 0 % 21/12/2020
Mitchell P. Kopin United States of America 0 0 0 0 0 0 % 21/12/2020
Daniel B. Asher United States of America 0 0 0 0 0 0 % 21/12/2020
Heights Capital Management, Inc. 0 0 % 10/02/2020
CVI Investments, Inc. 0 0 % 10/02/2020
CVI Investments, Inc. 0 0 % 10/02/2020
Heights Capital Management, Inc. 0 0 % 10/02/2020
Empery Asset Management, LP Delaware 0 137419 0 137419 137419 2.33 % 21/01/2020
Martin D. Hoe United States 0 137419 0 137419 137419 2.33 % 21/01/2020
Ryan M. Lane United States 0 137419 0 137419 137419 2.33 % 21/01/2020
Empery Asset Management, LP Delaware 0 137419 0 137419 137419 2.33 % 21/01/2020
Empery Tax Efficient II, LP Delaware 0 112745 0 112745 112745 1.92 % 21/01/2020
Martin D. Hoe United States 0 137419 0 137419 137419 2.33 % 21/01/2020
Ryan M. Lane United States 0 137419 0 137419 137419 2.33 % 21/01/2020
Empery Tax Efficient II, LP Delaware 0 112745 0 112745 112745 1.92 % 21/01/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 287182 0 287182 287182 4.99 % 13/01/2020
Sabby Management, LLC Delaware USA 0 287182 0 287182 287182 4.99 % 13/01/2020
Hal Mintz USA 0 287182 0 287182 287182 4.99 % 13/01/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 287182 0 287182 287182 4.99 % 13/01/2020
Sabby Management, LLC Delaware USA 0 287182 0 287182 287182 4.99 % 13/01/2020
Hal Mintz USA 0 287182 0 287182 287182 4.99 % 13/01/2020
Hal Mintz USA 0 253360 0 253360 253360 5.11 % 04/09/2019
Sabby Management, LLC Delaware, USA 0 253360 0 253360 253360 5.11 % 04/09/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 253360 0 253360 253360 5.11 % 04/09/2019
Sabby Management, LLC Delaware, USA 0 253360 0 253360 253360 5.11 % 04/09/2019
Hal Mintz USA 0 253360 0 253360 253360 5.11 % 04/09/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 253360 0 253360 253360 5.11 % 04/09/2019
CVI Investments, Inc. 235000 8.9 % 07/08/2019
CVI Investments, Inc. 235000 8.9 % 07/08/2019
Heights Capital Management, Inc. 235000 8.9 % 07/08/2019
Heights Capital Management, Inc. 235000 8.9 % 07/08/2019
Bruce R. Winson United States Citizen 0 260000 0 260000 260000 9.8 % 29/07/2019
Moez Kassam Canadian Citizen 0 260000 0 260000 260000 9.8 % 29/07/2019
Anson Advisors Inc. Ontario, Canada 0 260000 0 260000 260000 9.8 % 29/07/2019
Anson Funds Management LP Texas 0 260000 0 260000 260000 9.8 % 29/07/2019
Anson Management GP LLC Texas 0 260000 0 260000 260000 9.8 % 29/07/2019
Bruce R. Winson United States Citizen 0 260000 0 260000 260000 9.8 % 29/07/2019
Anson Advisors Inc. Ontario, Canada 0 260000 0 260000 260000 9.8 % 29/07/2019
Amin Nathoo Canadian Citizen 0 260000 0 260000 260000 9.8 % 29/07/2019
Moez Kassam Canadian Citizen 0 260000 0 260000 260000 9.8 % 29/07/2019
Anson Funds Management LP Texas 0 260000 0 260000 260000 9.8 % 29/07/2019
Anson Management GP LLC Texas 0 260000 0 260000 260000 9.8 % 29/07/2019
Amin Nathoo Canadian Citizen 0 260000 0 260000 260000 9.8 % 29/07/2019
EIN Delaware, United States of America 260000 0 260000 260000 9.8 % 25/07/2019
EIN Delaware, United States of America 260000 0 260000 260000 9.8 % 25/07/2019
Ryan M. Lane United States 0 1040000 0 1040000 1040000 9.99 % 11/03/2019
Empery Tax Efficient II, LP Delaware 853271 0 853271 853271 9.99 % 11/03/2019
Martin D. Hoe United States 0 1040000 0 1040000 1040000 9.99 % 11/03/2019
Empery Asset Management, LP Delaware 0 1040000 0 1040000 1040000 9.99 % 11/03/2019

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District