XELB

Xcel Brands, Inc. XELB

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Buckingham Capital Management, Inc. Delaware 1076097 0 1076097 0 1076097 5.89 % 13/02/2019
Buckingham Capital Management, Inc. Delaware 1076097 0 1076097 0 1076097 5.89 % 13/02/2019
Buckingham Capital Management, Inc. Delaware 1850947 0 1850947 0 1850947 9.94 % 12/02/2018
Buckingham Capital Management, Inc. Delaware 1850947 0 1850947 0 1850947 9.94 % 12/02/2018
Buckingham Capital Management, Inc. Delaware 1830947 0 1830947 0 1830947 9.8 % 13/02/2017
Buckingham Capital Management, Inc. Delaware 1830947 0 1830947 0 1830947 9.8 % 13/02/2017
Buckingham Capital Management, Inc. Delaware 1752635 0 1752635 0 1752635 9.5 % 12/02/2016
Buckingham Research Group Incorporated. Delaware 1752635 0 1752635 0 1752635 9.5 % 12/02/2016
Buckingham Research Group Incorporated. Delaware 1752635 0 1752635 0 1752635 9.5 % 12/02/2016
Buckingham Capital Management, Inc. Delaware 1752635 0 1752635 0 1752635 9.5 % 12/02/2016
Judith Ripka Berk United States 0 571429 571429 0 571429 4.8 % 17/02/2015
Buckingham Capital Management, Inc. Delaware 1739135 0 1739135 0 1739135 11.52 % 13/02/2015
Buckingham Capital Management, Inc. Delaware 1739135 0 1739135 0 1739135 11.52 % 13/02/2015
Buckingham Research Group Incorporated. Delaware 1739135 0 1739135 0 1739135 11.52 % 13/02/2015
Buckingham Research Group Incorporated. Delaware 1739135 0 1739135 0 1739135 11.52 % 13/02/2015
Christopher Payne Canada 0 0 0 1000000 1000000 7.1 % 02/01/2015
The H Investment Company, LLC Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
IP07 HOH Inc. Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
Investment Partnership Manitoba 0 0 0 1000000 1000000 7.1 % 02/01/2015
Investment Partnership II GP Inc. Ontario 0 0 0 1000000 1000000 7.1 % 02/01/2015
The H Company IP, LLC Delaware 0 0 1000000 0 1000000 7.1 % 02/01/2015
House of Halston, LLC Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
David Kassie Canada 0 0 0 1000000 1000000 7.1 % 02/01/2015
Christopher Payne Canada 0 0 0 1000000 1000000 7.1 % 02/01/2015
The H Company IP, LLC Delaware 0 0 1000000 0 1000000 7.1 % 02/01/2015
House of Halston, LLC Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
The H Investment Company, LLC Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
IP07 HOH Inc. Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
Investment Partnership Manitoba 0 0 0 1000000 1000000 7.1 % 02/01/2015
Investment Partnership II GP Inc. Ontario 0 0 0 1000000 1000000 7.1 % 02/01/2015
David Kassie Canada 0 0 0 1000000 1000000 7.1 % 02/01/2015
Jeffrey Bruce Hecktman United States of America 0 0 0 2416667 2416667 16.3 % 02/01/2015
Hilco Brands, LLC Delaware 0 0 0 1000000 1000000 7.1 % 02/01/2015
Hilco Trading, LLC Delaware 0 0 1416667 1000000 2416667 16.3 % 02/01/2015
Buckingham Capital Management, Inc. Delaware 1339135 0 1339135 0 1339135 11 % 09/07/2014
Buckingham Capital Management, Inc. IRS Identification No. of above person: Delaware 1339135 0 1339135 0 1339135 11 % 09/07/2014
Buckingham Research Group Incorporated. IRS Identification No. of above person: Delaware 1339135 0 1339135 0 1339135 11 % 09/07/2014
Buckingham Research Group Incorporated. Delaware 1339135 0 1339135 0 1339135 11 % 09/07/2014
Judith Ripka Berk United States 0 571429 571429 0 571429 5 % 15/04/2014
Remy Trafelet United States 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet Capital Management, L.P. Delaware 0 666667 0 666667 666667 9.01 % 05/06/2013
Delta Institutional, LP Delaware 0 457867 0 457867 457867 6.19 % 05/06/2013
Delta Institutional, LP Delaware 0 457867 0 457867 457867 6.19 % 05/06/2013
Remy Trafelet United States 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet & Company, LLC Delaware 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet & Company Advisors, LLC Delaware 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet Capital Management, L.P. Delaware 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet & Company, LLC Delaware 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet & Company Advisors, LLC Delaware 0 666667 0 666667 666667 9.01 % 05/06/2013
Trafelet & Company, LLC Delaware 0 666667 0 666667 666667 11.47 % 18/05/2012
Delta Offshore Master, Ltd. Cayman Islands 0 373967 0 373967 373967 6.44 % 18/05/2012
Trafelet Capital Management, L.P. Delaware 0 666667 0 666667 666667 11.47 % 18/05/2012
Delta Offshore Master, Ltd. Cayman Islands 0 373967 0 373967 373967 6.44 % 18/05/2012
Trafelet Capital Management, L.P. Delaware 0 666667 0 666667 666667 11.47 % 18/05/2012
Trafelet & Company, LLC Delaware 0 666667 0 666667 666667 11.47 % 18/05/2012
Remy Trafelet United States 0 666667 0 666667 666667 11.47 % 18/05/2012
Remy Trafelet United States 0 666667 0 666667 666667 11.47 % 18/05/2012
Eugene Grin United States 0 10031 0 10031 10031 0.17 % 01/02/2012
Laurus Master Fund, Ltd. : Cayman Islands 0 10031 0 10031 10031 0.17 % 01/02/2012
Laurus Capital Management, LLC : Delaware 0 10031 0 10031 10031 0.17 % 01/02/2012
CHRISTOPHER D. JOHNSON : CAYMAN ISLANDS 0 10031 0 10031 10031 0.17 % 01/02/2012
RUSSELL SMITH : CAYMAN ISLANDS 0 10031 0 10031 10031 0.17 % 01/02/2012
Valens Offshore SPV I, Ltd. : Cayman Islands 0 10031 0 10031 10031 0.17 % 01/02/2012
Valens Offshore SPV II, Corp. : Delaware 0 10031 0 10031 10031 0.17 % 01/02/2012
Valens Capital Management, LLC : Delaware 0 10031 0 10031 10031 0.17 % 01/02/2012
David Grin United States and Israel 0 10031 0 10031 10031 0.17 % 01/02/2012
American Financial Group, Inc. Ohio 364428 364428 364428 6.35 % 31/01/2012
Valens Offshore SPV II, Corp. : Delaware 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
Valens Capital Management, LLC : Delaware 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
David Grin United States and Israel 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
Eugene Grin United States 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
RUSSELL SMITH : CAYMAN ISLANDS 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
Laurus Master Fund, Ltd. : Cayman Islands 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
CHRIS JOHNSON : CAYMAN ISLANDS 0 5221394 0 5221394 5221394 5.4 % 16/02/2010
Laurus Capital Management, LLC : Delaware 0 5221394 0 5221394 5221394 5.4 % 16/02/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District