Intersect ENT, Inc. XENT
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Asset Management Exchange Master ICAV | Ireland | 0 | 0 | 0 | 0 | 0 | 0 % | 10/02/2023 |
| (1) BlackRock, Inc. | Delaware | 2581486 | 0 | 2638333 | 0 | 2638333 | 7.9 % | 11/03/2022 |
| Asset Management Exchange Master ICAV | Ireland | 3347165 | 0 | 3347165 | 0 | 3347165 | 10 % | 23/02/2022 |
| Versor Investments LP | New York | 3369091 | 3369091 | 3369091 | 10.07 % | 17/02/2022 | ||
| (1) BlackRock, Inc. | Delaware | 0 | 0 | 0 | 0 | 2638333 | 7.9 % | 08/02/2022 |
| Asset Management Exchange Master ICAV | Ireland | 2996122 | 0 | 2996122 | 0 | 2996122 | 9 % | 08/02/2022 |
| Versor Investments LP | New York | 3175097 | 0 | 3175097 | 0 | 3175097 | 9.5 % | 08/02/2022 |
| THE GOLDMAN SACHS GROUP, INC. | Delaware | 0 | 2628478 | 0 | 2628478 | 2628508 | 7.9 % | 31/01/2022 |
| GOLDMAN SACHS & CO. LLC | Delaware | 0 | 2628478 | 0 | 2628478 | 2628508 | 7.9 % | 31/01/2022 |
| ICS Opportunities, Ltd. | Delaware | 0 | 230068 | 0 | 230068 | 230068 | 0.7 % | 20/10/2021 |
| Millennium International Management LP | Delaware | 0 | 291576 | 0 | 291576 | 291576 | 0.9 % | 20/10/2021 |
| Millennium Group Management LLC | Delaware | 0 | 1630168 | 0 | 1630168 | 1630168 | 4.9 % | 20/10/2021 |
| Integrated Core Strategies (US) LLC | Delaware | 0 | 1338592 | 0 | 1338592 | 1338592 | 4 % | 20/10/2021 |
| Millennium Management LLC | Delaware | 0 | 1630168 | 0 | 1630168 | 1630168 | 4.9 % | 20/10/2021 |
| Israel A. Englander | Delaware | 0 | 1630168 | 0 | 1630168 | 1630168 | 4.9 % | 20/10/2021 |
| ICS Opportunities II LLC | Delaware | 0 | 60773 | 0 | 60773 | 60773 | 0.2 % | 20/10/2021 |
| Integrated Assets, Ltd. | Delaware | 0 | 735 | 0 | 735 | 735 | 0 % | 20/10/2021 |
| Magnetar Capital Partners LP | Delaware | 0 | 2543999 | 0 | 2543999 | 2543999 | 7.64 % | 19/08/2021 |
| Management LLC | Delaware | 0 | 2543999 | 0 | 2543999 | 2543999 | 7.64 % | 19/08/2021 |
| N. Litowitz | United States of America | 0 | 2543999 | 0 | 2543999 | 2543999 | 7.64 % | 19/08/2021 |
| Magnetar Financial LLC | Delaware | 0 | 2543999 | 0 | 2543999 | 2543999 | 7.64 % | 19/08/2021 |
| Asset Management Exchange Master ICAV | Ireland | 1736079 | 0 | 1736079 | 0 | 1736079 | 5.21 % | 17/08/2021 |
| Versor Investments LP | New York | 1736079 | 0 | 1736079 | 0 | 1736079 | 5.21 % | 17/08/2021 |
| Artisan Investments GP LLC | Delaware | 0 | 0 | 2513007 | 2966448 | 2966448 | 9.1 % | 10/02/2021 |
| Artisan Partners Asset Management Inc. | Delaware | 0 | 0 | 2513007 | 2966448 | 2966448 | 9.1 % | 10/02/2021 |
| Artisan Partners Funds, Inc. | Delaware | 0 | 2055746 | 0 | 2055746 | 2055746 | 6.3 % | 10/02/2021 |
| Artisan Partners Limited Partnership | Delaware | 0 | 0 | 2513007 | 2966448 | 2966448 | 9.1 % | 10/02/2021 |
| Artisan Partners Holdings LP | Delaware | 0 | 0 | 2513007 | 2966448 | 2966448 | 9.1 % | 10/02/2021 |
| HealthCor Associates, LLC | Delaware | 0 | 2536760 | 0 | 2536760 | 2536760 | 8 % | 14/02/2020 |
| HealthCor Sanatate Offshore Master Fund, L.P. | Delaware | 0 | 785602 | 0 | 785602 | 785602 | 2.5 % | 14/02/2020 |
| Joseph Healey | Delaware | 0 | 2536760 | 0 | 2536760 | 2536760 | 8 % | 14/02/2020 |
| Arthur Cohen | Delaware | 0 | 2536760 | 0 | 2536760 | 2536760 | 8 % | 14/02/2020 |
| HealthCor Group, LLC | Delaware | 0 | 1617390 | 0 | 1617390 | 1617390 | 5.1 % | 14/02/2020 |
| HealthCor Offshore GP, LLC | Delaware | 0 | 824098 | 0 | 824098 | 824098 | 2.6 % | 14/02/2020 |
| HealthCor Offshore Master Fund, L.P. | Delaware | 0 | 824098 | 0 | 824098 | 824098 | 2.6 % | 14/02/2020 |
| HealthCor Management, L.P. | Delaware | 0 | 2536760 | 0 | 2536760 | 2536760 | 8 % | 14/02/2020 |
| HealthCor Offshore II GP, LLC | Delaware | 0 | 785602 | 0 | 785602 | 785602 | 2.5 % | 14/02/2020 |
| HealthCor Market Neutral Master Fund, L.P. | Delaware | 0 | 7690 | 0 | 7690 | 7690 | 0 % | 14/02/2020 |
| HealthCor Market Neutral GP, LLC | Delaware | 0 | 7690 | 0 | 7690 | 7690 | 0 % | 14/02/2020 |
| The Vanguard Group - 23-1945930 | Pennsylvania For | 0 | 2000 | 1561209 | 62757 | 1623966 | 5.15 % | 11/02/2020 |
| Kamen | States of America | 0 | 1624364 | 0 | 1624364 | 1624364 | 5.15 % | 22/11/2019 |
| Vida Investments LLC | Delaware | 0 | 1624364 | 0 | 1624364 | 1624364 | 5.15 % | 22/11/2019 |
| Wellington Group Holdings LLP | Delaware | 0 | 941737 | 0 | 0 | 1064482 | 3.41 % | 10/06/2019 |
| Wellington Management Group LLP | Massachusetts | 0 | 941737 | 0 | 0 | 1064482 | 3.41 % | 10/06/2019 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 941737 | 0 | 0 | 1064482 | 3.41 % | 10/06/2019 |
| Point72 Capital Advisors, Inc. | Citizenship or place of organization Delaware | 0 | 1676932 | 0 | 1676932 | 1676932 | 4 % | 10/05/2019 |
| Point72 Asset Management, L.P. | Citizenship or place of organization Delaware | 0 | 1676932 | 0 | 1676932 | 1676932 | 4 % | 10/05/2019 |
| Cubist Systematic Strategies, LLC | Citizenship or place of organization Delaware | 0 | 11230 | 0 | 11230 | 11230 | 4 % | 10/05/2019 |
| Steven A. Cohen | Citizenship or place of organization United States | 0 | 1688162 | 0 | 1688162 | 1688162 | 4 % | 10/05/2019 |
| HealthCor Associates, LLC | Delaware | 0 | 2490110 | 0 | 2490110 | 2490110 | 8.1 % | 14/02/2019 |
| HealthCor Management, L.P. | Delaware | 0 | 2490110 | 0 | 2490110 | 2490110 | 8.1 % | 14/02/2019 |
| HealthCor Offshore II GP, LLC | Delaware | 0 | 495910 | 0 | 495910 | 495910 | 1.6 % | 14/02/2019 |
| Arthur Cohen | Delaware | 0 | 2490110 | 0 | 2490110 | 2490110 | 8.1 % | 14/02/2019 |
| HealthCor Group, LLC | Delaware | 0 | 1175000 | 0 | 1175000 | 1175000 | 3.8 % | 14/02/2019 |
| HealthCor Sanatate Offshore Master Fund, L.P. | Delaware | 0 | 495910 | 0 | 495910 | 495910 | 1.6 % | 14/02/2019 |
| Joseph Healey | Delaware | 0 | 2490110 | 0 | 2490110 | 2490110 | 8.1 % | 14/02/2019 |
| HealthCor Offshore GP, LLC | Delaware | 0 | 679090 | 0 | 679090 | 679090 | 2.2 % | 14/02/2019 |
| HealthCor Offshore Master Fund, L.P. | Delaware | 0 | 679090 | 0 | 679090 | 679090 | 2.2 % | 14/02/2019 |
| 98-0557567 | Bermuda | 1728677 | 0 | 1753846 | 0 | 1753846 | 5.7 % | 12/02/2019 |
| Wellington Group Holdings LLP | Delaware | 0 | 2708932 | 0 | 0 | 3008862 | 9.85 % | 12/02/2019 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 2708932 | 0 | 0 | 3008862 | 9.85 % | 12/02/2019 |
| Wellington Management Group LLP | Massachusetts | 0 | 2708932 | 0 | 0 | 3008862 | 9.85 % | 12/02/2019 |
| Wellington Management Company LLP | Delaware | 0 | 2697054 | 0 | 0 | 2888932 | 9.45 % | 12/02/2019 |
| (1) BlackRock, Inc. | Delaware | 2336759 | 0 | 2461086 | 0 | 2461086 | 8.1 % | 04/02/2019 |
| HealthCor Offshore II GP, LLC | Delaware | 0 | 330800 | 0 | 330800 | 330800 | 1.1 % | 13/08/2018 |
| HealthCor Management, L.P. | Delaware | 0 | 1950000 | 0 | 1950000 | 1950000 | 6.4 % | 13/08/2018 |
| Arthur Cohen | United States | 0 | 1950000 | 0 | 1950000 | 1950000 | 6.4 % | 13/08/2018 |
| Joseph Healey | United States | 0 | 1950000 | 0 | 1950000 | 1950000 | 6.4 % | 13/08/2018 |
| HealthCor Sanatate Offshore Master Fund, L.P. | Cayman Islands | 0 | 330800 | 0 | 330800 | 330800 | 1.1 % | 13/08/2018 |
| HealthCor Offshore GP, LLC | Delaware | 0 | 483900 | 0 | 483900 | 483900 | 1.6 % | 13/08/2018 |
| HealthCor Associates, LLC | Delaware | 0 | 1950000 | 0 | 1950000 | 1950000 | 6.4 % | 13/08/2018 |
| HealthCor Offshore Master Fund, L.P. | Cayman Islands | 0 | 483900 | 0 | 483900 | 483900 | 1.6 % | 13/08/2018 |
| HealthCor Group, LLC | Delaware | 0 | 814700 | 0 | 814700 | 814700 | 2.7 % | 13/08/2018 |
| Company, L.P. | Delaware | 0 | 2093000 | 0 | 0 | 2093000 | 6.95 % | 03/08/2018 |
| Deerfield Mgmt, L.P. | Delaware | 0 | 2093000 | 0 | 0 | 2093000 | 6.95 % | 03/08/2018 |
| Deerfield Partners, L.P. | Delaware | 0 | 2093000 | 0 | 0 | 2093000 | 6.95 % | 03/08/2018 |
| James E. Flynn | United States | 0 | 2093000 | 0 | 0 | 2093000 | 6.95 % | 03/08/2018 |
| Irwin Federman | U.S. Citizen | 0 | 0 | 0 | 0 | 0 | 0 % | 31/01/2018 |
| Identification #52-2069785 (formerly 13-2631108) | Delaware | 2443964 | 0 | 0 | 2443964 | 2443964 | 11 % | 03/02/2017 |
| (1) BlackRock, Inc. | Delaware | 1491416 | 0 | 1535487 | 0 | 1535487 | 5.4 % | 30/01/2017 |
| (10) | Ireland | 460276 | 0 | 460276 | 0 | 460276 | 1.6 % | 16/02/2016 |
| (10) | Ireland | 460276 | 0 | 460276 | 0 | 460276 | 1.6 % | 16/02/2016 |
| John F. Donahue | Citizenship or place of Organization | 0 | 1489103 | 0 | 1489103 | 1489103 | 5.32 % | 11/02/2016 |
| Voting Shares Irrevocable Trust | Citizenship or place of Organization | 1489103 | 0 | 1489103 | 0 | 1489103 | 5.32 % | 11/02/2016 |
| Federated Investors, Inc. | Citizenship or place of Organization | 1489103 | 0 | 1489103 | 0 | 1489103 | 5.32 % | 11/02/2016 |
| Rhodora J. Donahue | Citizenship or place of Organization | 0 | 1489103 | 0 | 1489103 | 1489103 | 5.32 % | 11/02/2016 |
| J. Christopher Donahue | Citizenship or place of Organization | 0 | 1489103 | 0 | 1489103 | 1489103 | 5.32 % | 11/02/2016 |
| Identification #52-2069785 (formerly 13-2631108) | Delaware | 2770905 | 0 | 0 | 2770905 | 2770905 | 11 % | 03/02/2016 |
| Wells Fargo & Company | Delaware | 3872 | 2197666 | 3872 | 2324219 | 2328091 | 8.31 % | 29/01/2016 |
| Wellington Management Group LLP | Massachusetts | 0 | 2838578 | 0 | 0 | 3116558 | 11.13 % | 10/12/2015 |
| Wellington Management Company LLP | Delaware | 0 | 2838578 | 0 | 0 | 3014201 | 10.76 % | 10/12/2015 |
| Wellington Investment Advisors Holdings LLP | Delaware | 0 | 2838578 | 0 | 0 | 3116558 | 11.13 % | 10/12/2015 |
| Wellington Group Holdings LLP | Delaware | 0 | 2838578 | 0 | 0 | 3116558 | 11.13 % | 10/12/2015 |
| 10) | Delaware | 2248984 | 0 | 2248984 | 0 | 2248984 | 9 % | 17/02/2015 |
| 9.62% | Delaware | 2248984 | 0 | 2248984 | 0 | 2248984 | 9.62 % | 17/02/2015 |
| 10) | Delaware | 1124492 | 0 | 1124492 | 0 | 1124492 | 4.81 % | 17/02/2015 |
| 10) | Delaware | 2248984 | 0 | 2248984 | 0 | 2248984 | 9.62 % | 17/02/2015 |
| 10) | Delaware | 1124492 | 0 | 1124492 | 0 | 1124492 | 4.81 % | 17/02/2015 |
| 10) | Delaware | 1124492 | 0 | 1124492 | 0 | 1124492 | 4.81 % | 17/02/2015 |
| 10) | Delaware | 1124492 | 0 | 1124492 | 0 | 1124492 | 4.81 % | 17/02/2015 |
| 10) | Delaware | 2248984 | 0 | 2248984 | 0 | 2248984 | 9.62 % | 17/02/2015 |
| Kleiner Perkins Caufield & Byers XI-B, L.P. (“KPCB XI-B”) | Delaware | 72272 | 0 | 72272 | 0 | 72272 | 0.3 % | 17/02/2015 |
| Kleiner Perkins Caufield & Byers XI-A, L.P. (“KPCB XI-A”) | Delaware | 3112232 | 0 | 3112232 | 0 | 3112232 | 13.3 % | 17/02/2015 |
| KPCB XI Associates, LLC | Delaware | 3184504 | 0 | 3184504 | 0 | 3184504 | 13.6 % | 17/02/2015 |
| 10. | Delaware | 0 | 2576966 | 0 | 2576966 | 2576966 | 11 % | 04/02/2015 |
| 10. | Delaware | 0 | 2576966 | 0 | 2576966 | 2576966 | 11 % | 04/02/2015 |
| 10. | Delaware | 0 | 2576966 | 0 | 2576966 | 2576966 | 11 % | 04/02/2015 |
| 10. | Delaware | 0 | 2576966 | 0 | 2576966 | 2576966 | 11 % | 04/02/2015 |
| 10. | Delaware | 0 | 2576966 | 0 | 2576966 | 2576966 | 11 % | 04/02/2015 |