| Page 4 of 8 Pages |
Utah |
5267558 |
0 |
0 |
13 |
5267558 |
7.7 % |
31/10/2024 |
| Page 2 of 8 Pages |
Utah |
5267558 |
0 |
0 |
13 |
5267558 |
7.7 % |
31/10/2024 |
| Page 3 of 8 Pages |
Utah |
5267558 |
0 |
0 |
13 |
5267558 |
7.7 % |
31/10/2024 |
| Nadir Ali |
State of California |
2681100 |
0 |
2681100 |
0 |
2681102 |
9.99 % |
22/06/2024 |
| Daniel Potter |
United Kingdom |
1020564 |
0 |
1020564 |
0 |
1020564 |
10.4 % |
22/03/2024 |
| Brody |
States |
1605201 |
892597 |
1605201 |
892597 |
2497798 |
25.52 % |
19/03/2024 |
| S. Brody 2019 Trust |
States (Colorado) |
1338897 |
0 |
1338897 |
0 |
1338897 |
13.68 % |
19/03/2024 |
| E. Brody 2019 Spousal Trust |
States (Colorado) |
843505 |
0 |
843505 |
0 |
843505 |
8.62 % |
19/03/2024 |
| Anson Advisors Inc. |
Texas |
0 |
19338936 |
0 |
19338936 |
19338936 |
9.9 % |
14/02/2024 |
| Amin Nathoo |
Texas |
0 |
19338936 |
0 |
19338936 |
19338936 |
9.9 % |
14/02/2024 |
| Anson Management GP LLC |
Texas |
0 |
19338936 |
0 |
19338936 |
19338936 |
9.9 % |
14/02/2024 |
| Tony Moore |
Texas |
0 |
19338936 |
0 |
19338936 |
19338936 |
9.9 % |
14/02/2024 |
| Moez Kassam |
Texas |
0 |
19338936 |
0 |
19338936 |
19338936 |
9.9 % |
14/02/2024 |
| Anson Funds Management LP |
Texas |
0 |
19338936 |
0 |
19338936 |
19338936 |
9.9 % |
14/02/2024 |
| Inpixon |
State of Nevada |
1044938 |
0 |
1044938 |
0 |
1044938 |
9.8 % |
11/09/2023 |
| John M. Fife |
United States America |
4025650 |
0 |
4025650 |
0 |
4025650 |
9.99 % |
25/07/2023 |
| Streeterville Capital LLC85-2954598 |
United States America |
4025650 |
0 |
4025650 |
0 |
4025650 |
9.99 % |
25/07/2023 |
| Streeterville Management LLC85-3223919 |
United States America |
4025650 |
0 |
4025650 |
0 |
4025650 |
9.99 % |
25/07/2023 |
| Steven Boyd |
|
0 |
13076541 |
0 |
13076541 |
13076541 |
9.99 % |
14/02/2022 |
| Armistice Capital, LLC |
|
0 |
13076541 |
0 |
13076541 |
13076541 |
9.99 % |
14/02/2022 |
| Inpixon |
Nevada |
14408283 |
0 |
14408283 |
0 |
14408283 |
9.99 % |
11/02/2022 |
| of the Act (however, see the Notes). |
State of Delaware |
0 |
4681289 |
0 |
4681289 |
4681289 |
9.99 % |
10/02/2021 |
| Daniel B. Asher |
United States of America |
0 |
130921 |
0 |
130921 |
130921 |
0.2 % |
11/02/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
130921 |
0 |
130921 |
130921 |
0.2 % |
11/02/2020 |
| Intracoastal Capital LLC |
United States of America |
0 |
130921 |
0 |
130921 |
130921 |
0.2 % |
11/02/2020 |
| Chicago Venture Management, LLC52-2102651 |
Utah |
10750000 |
0 |
10750000 |
0 |
10750000 |
9.52 % |
19/12/2019 |
| John M. Fife |
Utah |
10750000 |
0 |
10750000 |
0 |
10750000 |
9.52 % |
19/12/2019 |
| CVM, Inc.36-4243549 |
Utah |
10750000 |
0 |
10750000 |
0 |
10750000 |
9.52 % |
19/12/2019 |
| CHICAGO VENTURE PARTNERS L P36-4236727 |
Utah |
10750000 |
0 |
10750000 |
0 |
10750000 |
9.52 % |
19/12/2019 |
| Wiegand |
Canada |
2458173 |
0 |
2458173 |
0 |
2458173 |
6.9 % |
27/08/2019 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
83082 |
0 |
83082 |
83082 |
4.9 % |
14/02/2019 |
| Heights Capital Management, Inc. |
Delaware |
0 |
83082 |
0 |
83082 |
83082 |
4.9 % |
14/02/2019 |
| Sander Gerber |
State of Delaware |
0 |
175532 |
0 |
0 |
175532 |
9.99 % |
04/02/2019 |
| Hudson Bay Capital Management LP |
State of Delaware |
0 |
175532 |
0 |
0 |
175532 |
9.99 % |
04/02/2019 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
1044764 |
0 |
1044764 |
1044764 |
9.9 % |
27/04/2018 |
| Heights Capital Management, Inc. |
Delaware |
0 |
1044764 |
0 |
1044764 |
1044764 |
9.9 % |
27/04/2018 |
| Mitchell P. Kopin |
United States of America |
0 |
565498 |
0 |
532697 |
565498 |
9.99 % |
26/02/2018 |
| Daniel B. Asher |
United States of America |
0 |
565498 |
0 |
532697 |
565498 |
9.99 % |
26/02/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
565498 |
0 |
532697 |
565498 |
9.99 % |
26/02/2018 |
| Fife Trading, Inc.36-4151891 |
United States America |
119296 |
0 |
119296 |
0 |
119296 |
7.6 % |
07/02/2018 |
| John M Fife |
United States America |
119296 |
0 |
119296 |
0 |
119296 |
7.6 % |
07/02/2018 |
| Iliad Research & Trading, L.P.11-3688679 |
United States America |
119296 |
0 |
119296 |
0 |
119296 |
7.6 % |
07/02/2018 |
| Iliad Management, LLC20-0411071 |
United States America |
119296 |
0 |
119296 |
0 |
119296 |
7.6 % |
07/02/2018 |
| Daniel B. Asher |
United States of America |
0 |
190400 |
0 |
190400 |
190400 |
4 % |
16/01/2018 |
| Mitchell P. Kopin |
United States of America |
0 |
190400 |
0 |
190400 |
190400 |
4 % |
16/01/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
190400 |
0 |
190400 |
190400 |
4 % |
16/01/2018 |
| SyHolding Corp |
India |
2168018 |
0 |
2168018 |
0 |
2168018 |
11 % |
17/02/2015 |
| Tanveer Khader |
India |
5000 |
2168018 |
5000 |
0 |
2173018 |
11 % |
17/02/2015 |
| Nadir Ali |
UNITED STATES |
673914 |
373099 |
673914 |
373099 |
1047013 |
5.3 % |
17/02/2015 |
| Geoffrey Lilien |
USA |
1539241 |
0 |
1539241 |
0 |
1539241 |
7.8 % |
17/02/2015 |