Zogenix, Inc. ZGNX
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Delaware Domiciled Single Investor Limited Partnership – 101 | Cayman Islands | 0 | 622468 | 0 | 622468 | 622468 | 1.11 % | 11/03/2022 |
| Carlson Capital, L.P. | Cayman Islands | 0 | 4000000 | 0 | 4000000 | 4000000 | 7.11 % | 11/03/2022 |
| Asgard Investment Corp. II | Cayman Islands | 0 | 4000000 | 0 | 4000000 | 4000000 | 7.11 % | 11/03/2022 |
| Corbin Hedged Equity Fund, L.P. | Cayman Islands | 0 | 163052 | 0 | 163052 | 163052 | 0.29 % | 11/03/2022 |
| Double Black Diamond Offshore Ltd. | Cayman Islands | 0 | 746927 | 0 | 746927 | 746927 | 1.33 % | 11/03/2022 |
| Black Diamond Arbitrage Offshore Ltd. | Cayman Islands | 0 | 2467553 | 0 | 2467553 | 2467553 | 4.39 % | 11/03/2022 |
| Clint D. Carlson | Cayman Islands | 0 | 4000000 | 0 | 4000000 | 4000000 | 7.11 % | 11/03/2022 |
| Franklin Advisers, Inc. | USA | 4 | 4 | 4 | 4 | 3209857 | 5.7 % | 03/02/2022 |
| Eric Bannasch | Delaware | 0 | 5271016 | 0 | 5271016 | 5271016 | 9.5 % | 12/02/2021 |
| Cadian Capital Management, LP | Delaware | 0 | 5271016 | 0 | 5271016 | 5271016 | 9.5 % | 12/02/2021 |
| Cadian Capital Management GP, LLC | Delaware | 0 | 5271016 | 0 | 5271016 | 5271016 | 9.5 % | 12/02/2021 |
| Morgan Stanley | Delaware. | 0 | 2770528 | 0 | 2804286 | 2804286 | 5 % | 10/12/2020 |
| Eventide Asset Management, LLC | Delaware | 2841300 | 0 | 2841300 | 0 | 2841300 | 6.4 % | 04/02/2020 |
| Joseph Edelman | Delaware, United States of America | 0 | 1285302 | 0 | 0 | 1285302 | 5.18 % | 22/02/2017 |
| Advisors LLC | Delaware, United States of America | 0 | 1285302 | 0 | 0 | 1285302 | 5.18 % | 22/02/2017 |
| (1) BlackRock, Inc. | Delaware | 1578498 | 0 | 1610823 | 0 | 1610823 | 6.5 % | 28/01/2016 |
| Steven Boyd | Delaware | 0 | 8300000 | 0 | 8300000 | 8300000 | 5.9 % | 25/08/2014 |
| Armistice Capital Master Fund, Ltd. | Delaware | 0 | 8300000 | 0 | 8300000 | 8300000 | 5.9 % | 25/08/2014 |
| Armistice Capital, LLC | Delaware | 0 | 8300000 | 0 | 8300000 | 8300000 | 5.9 % | 25/08/2014 |
| 2 | Cayman Islands | 0 | 8927753 | 0 | 8927753 | 8927753 | 6.4 % | 29/11/2013 |
| 2 | Cayman Islands | 0 | 8927753 | 0 | 8927753 | 8927753 | 6.4 % | 29/11/2013 |
| 2 | Cayman Islands | 0 | 8927753 | 0 | 8927753 | 8927753 | 6.4 % | 29/11/2013 |
| 2 | Cayman Islands | 0 | 8927753 | 0 | 8927753 | 8927753 | 6.4 % | 29/11/2013 |
| Nicholas Simon | United States Citizen | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Michael Steinmetz | German Citizen | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Kurt Wheeler | United States Citizen | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Nicholas Galakatos | United States Citizen | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Clarus Lifesciences I, L.P. | Delaware | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Clarus Ventures I, LLC | Delaware | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Clarus Ventures I Management, L.P. | Delaware | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Dennis Henner | United States Citizen | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Robert Liptak | United States Citizen | 0 | 5982439 | 0 | 0 | 5982439 | 17.6 % | 14/02/2011 |
| Abingworth Bioventures IV Executives LP | England | 0 | 2335218 | 0 | 0 | 2335218 | 6.9 % | 09/02/2011 |
| Abingworth Bioventures IV LP | England | 0 | 2335218 | 0 | 0 | 2335218 | 6.9 % | 09/02/2011 |
| Abingworth Management Limited | England | 0 | 2344176 | 0 | 0 | 2344176 | 6.9 % | 09/02/2011 |
| EIN No.: | Delaware | 9894 | 0 | 9894 | 10 | 9894 | 0.1 % | 09/12/2010 |
| EIN No.: | Delaware | 11000 | 0 | 11000 | 10 | 11000 | 0.1 % | 09/12/2010 |
| EIN No.: | Delaware | 110555 | 0 | 110555 | 10 | 110555 | 0.3 % | 09/12/2010 |
| EIN No.: | Delaware | 106 | 0 | 106 | 10 | 106 | 0.1 % | 09/12/2010 |
| EIN No.: | Delaware | 6482031 | 0 | 6482031 | 10 | 6482031 | 19.3 % | 09/12/2010 |
| Sharon Wienbar | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |
| Louis C. Bock | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |
| Scale Venture Management II, LLC | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |
| Kate Mitchell | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |
| Scale Venture Partners II, L.P. | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |
| Mark Brooks | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |
| Rory O’Driscoll | Citizenship or Place of Organization | 0 | 0 | 0 | 0 | 4083712 | 12.16 % | 09/12/2010 |