Zovio Inc ZVO
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| William R. Nasgovitz | Wisconsin, U.S.A. | 0 | 0 | 0 | 0 | 0 | 0 % | 09/09/2022 |
| Heartland Advisors, Inc. | Wisconsin, U.S.A. | 0 | 0 | 0 | 0 | 0 | 0 % | 09/09/2022 |
| Wilmot B. Harkey | USA | 0 | 2980767 | 0 | 0 | 2980767 | 8.9 % | 14/02/2022 |
| Nantahala Capital Management, LLC | MA | 0 | 2980767 | 0 | 0 | 2980767 | 8.9 % | 14/02/2022 |
| Daniel Mack | USA | 0 | 2980767 | 0 | 0 | 2980767 | 8.9 % | 14/02/2022 |
| 26-0385758 | Delaware | 1243306 | 0 | 1243306 | 0 | 1243306 | 3.72 % | 10/02/2022 |
| 13-3127734 | Delaware | 1243306 | 0 | 1243306 | 0 | 1243306 | 3.72 % | 10/02/2022 |
| Prescott Group Aggressive Small Cap, L.P. | State of Oklahoma | 0 | 150200 | 0 | 0 | 150200 | 0.45 % | 09/02/2022 |
| Prescott Group Aggressive Small Cap Master Fund, G.P. | State of Oklahoma | 0 | 150200 | 0 | 0 | 150200 | 0.45 % | 09/02/2022 |
| Phil Frohlich | U.S. Citizen | 150200 | 0 | 150200 | 0 | 150200 | 0.45 % | 09/02/2022 |
| Prescott Group Capital Management, L.L.C. | State of Oklahoma | 150200 | 0 | 150200 | 0 | 150200 | 0.45 % | 09/02/2022 |
| Prescott Group Aggressive Small Cap II, L.P. | State of Oklahoma | 0 | 150200 | 0 | 0 | 150200 | 0.45 % | 09/02/2022 |
| 30-0447847 | Delaware Limited Partnership | 1498724 | 0 | 1549131 | 0 | 1549131 | 4.6 % | 08/02/2022 |
| William J. Nasgovitz | 0 | 1622302 | 0 | 0 | 1804102 | 5.4 % | 07/02/2022 | |
| Heartland Advisors, Inc. | 0 | 1622302 | 0 | 0 | 1804102 | 5.4 % | 07/02/2022 | |
| 52-2343049 | New York | 2397476 | 0 | 2397476 | 0 | 2397476 | 7.17 % | 25/01/2022 |
| 30-0447847 | Delaware Limited Partnership | 1832248 | 0 | 1930510 | 0 | 1930510 | 6 % | 12/02/2021 |
| Schroder Investment Management Ltd. | 0 | 0 | 0 | 0 | 0 | 0 % | 12/02/2021 | |
| Dan Mack | USA | 0 | 2841286 | 0 | 0 | 2841286 | 8.8 % | 12/02/2021 |
| Wilmot B. Harkey | USA | 0 | 2841286 | 0 | 0 | 2841286 | 8.8 % | 12/02/2021 |
| Nantahala Capital Management, LLC | MA | 0 | 2841286 | 0 | 0 | 2841286 | 8.8 % | 12/02/2021 |
| 26-0385758 | Delaware | 1550406 | 0 | 1691464 | 0 | 1691464 | 5.26 % | 11/02/2021 |
| 13-3127734 | Delaware | 1550406 | 0 | 1691464 | 0 | 1691464 | 5.26 % | 11/02/2021 |
| William J. Nasgovitz | Wisconsin, U.S.A. | 0 | 2537000 | 0 | 0 | 2546700 | 7.91 % | 02/02/2021 |
| Heartland Advisors, Inc. | Wisconsin, U.S.A. | 0 | 2537000 | 0 | 0 | 2546700 | 7.91 % | 02/02/2021 |
| Phil Frohlich | U.S. Citizen | 2195560 | 0 | 2195560 | 0 | 2195560 | 6.8 % | 21/01/2021 |
| Prescott Group Capital Management, L.L.C. | State of Oklahoma | 2195560 | 0 | 2195560 | 0 | 2195560 | 6.8 % | 21/01/2021 |
| Prescott Group Aggressive Small Cap II, L.P. | State of Oklahoma | 0 | 2195560 | 0 | 2195560 | 2195560 | 6.8 % | 21/01/2021 |
| Prescott Group Aggressive Small Cap Master Fund, G.P. | State of Oklahoma | 0 | 2195560 | 0 | 2195560 | 2195560 | 6.8 % | 21/01/2021 |
| Prescott Group Aggressive Small Cap, L.P. | State of Oklahoma | 0 | 2195560 | 0 | 2195560 | 2195560 | 6.8 % | 21/01/2021 |
| Wilmot B. Harkey | USA | 0 | 2653087 | 0 | 0 | 2653087 | 8.8 % | 14/02/2020 |
| Dan Mack | USA | 0 | 2653087 | 0 | 0 | 2653087 | 8.8 % | 14/02/2020 |
| Nantahala Capital Management, LLC | MA | 0 | 2653087 | 0 | 0 | 2653087 | 8.8 % | 14/02/2020 |
| Schroder Investment Management Ltd. | United Kingdom | 2408853 | 0 | 2408853 | 0 | 2408853 | 7.958 % | 13/02/2020 |
| SEVENSAOI CAPITAL, LLC | 0 | 0 | 2069761 | 0 | 2069761 | 6.8 % | 05/02/2020 | |
| SEVENSAOI CAPITAL PARTNERS II, LLC | 0 | 0 | 1716833 | 0 | 1716833 | 5.6 % | 05/02/2020 | |
| SEVENSAOI CAPITAL PARTNERS IIA, LLC | 0 | 0 | 352928 | 0 | 352928 | 1.2 % | 05/02/2020 | |
| MICHAEL P. COLE | 0 | 0 | 2069761 | 0 | 2069761 | 6.8 % | 05/02/2020 | |
| William J. Nasgovitz | Wisconsin, U.S.A. | 0 | 2045450 | 0 | 0 | 2277450 | 7.52 % | 28/01/2020 |
| Heartland Advisors, Inc. | Wisconsin, U.S.A. | 0 | 2045450 | 0 | 0 | 2277450 | 7.52 % | 28/01/2020 |
| Phil Frohlich | U.S. Citizen | 1975018 | 0 | 1975018 | 0 | 1975018 | 6.5 % | 21/01/2020 |
| Prescott Group Capital Management, L.L.C. | State of Oklahoma | 1975018 | 0 | 1975018 | 0 | 1975018 | 6.5 % | 21/01/2020 |
| Prescott Group Aggressive Small Cap, L.P. | State of Oklahoma | 0 | 1975018 | 0 | 0 | 1975018 | 6.5 % | 21/01/2020 |
| Prescott Group Aggressive Small Cap II, L.P. | State of Oklahoma | 0 | 1975018 | 0 | 0 | 1975018 | 6.5 % | 21/01/2020 |
| Prescott Group Aggressive Small Cap Master Fund, G.P. | State of Oklahoma | 0 | 1975018 | 0 | 0 | 1975018 | 6.5 % | 21/01/2020 |
| 2. | Delaware | 0 | 1540534 | 0 | 1540534 | 1540534 | 5.6758 % | 14/02/2019 |
| 2. | Delaware | 0 | 1540534 | 0 | 1540534 | 1540534 | 5.6758 % | 14/02/2019 |
| 2. | Delaware | 0 | 1073069 | 0 | 1073069 | 1073069 | 3.9535 % | 14/02/2019 |
| 2. | Delaware | 0 | 1073069 | 0 | 1073069 | 1073069 | 3.9535 % | 14/02/2019 |
| Wilmot B. Harkey | USA | 0 | 2348865 | 0 | 0 | 2348865 | 8.7 % | 14/02/2019 |
| Nantahala Capital Management, LLC | MA | 0 | 2348865 | 0 | 0 | 2348865 | 8.7 % | 14/02/2019 |
| Dan Mack | USA | 0 | 2348865 | 0 | 0 | 2348865 | 8.7 % | 14/02/2019 |
| 13-3127734 | Delaware | 1409300 | 0 | 1471370 | 41988 | 1513358 | 5.58 % | 12/02/2019 |
| 26-0385758 | Delaware | 1409300 | 0 | 1471370 | 41988 | 1513358 | 5.58 % | 12/02/2019 |
| Schroder Investment Management Ltd | United Kingdom | 2865700 | 0 | 2865700 | 0 | 2865700 | 10.558 % | 07/02/2019 |
| CALM WATERS PARTNERSHIP | PERSON WITH | 0 | 850000 | 0 | 850000 | 850000 | 3.1 % | 18/01/2019 |
| RICHARD S. STRONG | PERSON WITH | 0 | 850000 | 0 | 850000 | 850000 | 3.1 % | 18/01/2019 |
| Gabelli Securities, Inc. | Delaware | 0 | 1364425 | 0 | 1364425 | 84368 | 2.9 % | 30/11/2018 |
| Schroder Investment Management Ltd | United Kingdom | 3196285 | 0 | 3196285 | 0 | 3196285 | 10.932 % | 09/02/2018 |
| (. | Delaware | 1753856 | 0 | 1877901 | 0 | 1877901 | 6.42 % | 09/02/2018 |
| Joseph P. Landy | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| Charles R. Kaye | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| Warburg Pincus & Co. | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| Warburg Pincus Partners, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| Warburg Pincus Private Equity VIII, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| Warburg Pincus LLC | New York | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| Warburg Pincus Partners GP LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 08/02/2018 |
| RICHARD S. STRONG | PERSON WITH | 141700 | 1468300 | 141700 | 1468300 | 1610000 | 5.9 % | 16/01/2018 |
| CALM WATERS PARTNERSHIP | PERSON WITH | 0 | 1468300 | 0 | 1468300 | 1468300 | 5.4 % | 16/01/2018 |
| Schroder Investment Management Ltd | United Kingdom | 3180480 | 0 | 3180480 | 0 | 3180480 | 10.88 % | 07/12/2017 |
| 27-2067192 | DE | 0 | 841584 | 0 | 841584 | 841584 | 1.82 % | 01/02/2017 |
| 98-06252571 | Cayman Islands | 0 | 841584 | 0 | 841584 | 841584 | 1.82 % | 01/02/2017 |
| 98-1083428 | Cayman Islands | 0 | 841584 | 0 | 841584 | 841584 | 1.82 % | 01/02/2017 |
| Nathaniel August | US | 0 | 841584 | 0 | 841584 | 841584 | 1.82 % | 01/02/2017 |
| Mangrove Partners Fund (Cayman), Ltd. | Cayman Islands | 0 | 841584 | 0 | 841584 | 841584 | 1.82 % | 01/02/2017 |
| 98-0652572 | Cayman Islands | 0 | 841584 | 0 | 841584 | 841584 | 1.82 % | 01/02/2017 |
| Mangrove Partners Fund (Cayman), Ltd. | Cayman Islands | 0 | 2362069 | 0 | 2362069 | 2362069 | 5.1 % | 21/09/2016 |
| 98-1083428 | Cayman Islands | 0 | 2362069 | 0 | 2362069 | 2362069 | 5.1 % | 21/09/2016 |
| Nathaniel August | US | 0 | 2362069 | 0 | 2362069 | 2362069 | 5.1 % | 21/09/2016 |
| 98-06252571 | Cayman Islands | 0 | 2362069 | 0 | 2362069 | 2362069 | 5.1 % | 21/09/2016 |
| 27-2067192 | DE | 0 | 2362069 | 0 | 2362069 | 2362069 | 5.1 % | 21/09/2016 |
| 98-0652572 | Cayman Islands | 0 | 2362069 | 0 | 2362069 | 2362069 | 5.1 % | 21/09/2016 |
| Page 4 of 11 pages | New York | 0 | 27710574 | 0 | 27710574 | 27710574 | 11 % | 20/12/2013 |
| Page 5 of 11 pages | New York | 0 | 27710574 | 0 | 27710574 | 27710574 | 11 % | 20/12/2013 |
| Page 6 of 11 pages | United States | 0 | 27710574 | 0 | 27710574 | 27710574 | 11 % | 20/12/2013 |
| Page 7 of 11 pages | United States | 0 | 27710574 | 0 | 27710574 | 27710574 | 11 % | 20/12/2013 |
| Page 2 of 11 pages | Delaware | 0 | 27710574 | 0 | 27710574 | 27710574 | 11 % | 20/12/2013 |
| Page 3 of 11 pages | New York | 0 | 27710574 | 0 | 27710574 | 27710574 | 11 % | 20/12/2013 |
| Andrew S. Clark | United States | 2682909 | 0 | 2682909 | 10 | 2682909 | 4.9 % | 13/12/2011 |
| Andrew S. Clark | United States | 3021408 | 0 | 3021408 | 10 | 3021408 | 5.4 % | 12/04/2011 |
| Wells Capital Management Incorporated | Delaware | 1476717 | 0 | 5472511 | 0 | 5472511 | 10.48 % | 20/01/2011 |
| Wells Fargo and Company | Delaware | 3884659 | 0 | 5473959 | 0 | 5473959 | 10.48 % | 20/01/2011 |
| Wells Fargo and Company | Delaware | 4078842 | 0 | 5812173 | 0 | 5812173 | 10.63 % | 10/09/2010 |
| Wells Capital Management Incorporated | Delaware | 1553177 | 0 | 5812173 | 0 | 5812173 | 10.63 % | 10/09/2010 |
| Edward C. Johnson 3d | Delaware | 0 | 0 | 5813756 | 0 | 5813756 | 10.65 % | 10/08/2010 |
| FMR LLC | Delaware | 465400 | 0 | 5813756 | 0 | 5813756 | 10.65 % | 10/08/2010 |
| FMR LLC | Delaware | 57600 | 0 | 4033888 | 0 | 4033888 | 7.54 % | 16/02/2010 |
| Edward C. Johnson 3d | United States of America | 0 | 0 | 4033888 | 0 | 4033888 | 7.54 % | 16/02/2010 |
| Wells Capital Management Incorporated | Delaware | 1158967 | 0 | 3084511 | 0 | 3084511 | 5.77 % | 20/01/2010 |
| Wells Fargo and Company | Delaware | 2192953 | 1600 | 3084511 | 0 | 3086111 | 5.77 % | 20/01/2010 |
| Andrew S. Clark | United States | 3121237 | 0 | 3121237 | 10 | 3121237 | 5.5 % | 26/08/2009 |
| Andrew S. Clark | United States | 3116903 | 0 | 3116903 | 10 | 3116903 | 5.5 % | 05/06/2009 |
| Warburg Pincus & Co. | New York | 0 | 34589220 | 0 | 34589220 | 34589220 | 65.1 % | 08/05/2009 |
| Warburg Pincus Private Equity VIII, L.P. | Delaware | 0 | 34589220 | 0 | 34589220 | 34589220 | 65.1 % | 08/05/2009 |
| Charles R. Kaye | United States | 0 | 34589220 | 0 | 34589220 | 34589220 | 65.1 % | 08/05/2009 |
| Joseph P. Landy | United States | 0 | 34589220 | 0 | 34589220 | 34589220 | 65.1 % | 08/05/2009 |
| Warburg Pincus LLC | New York | 0 | 34589220 | 0 | 34589220 | 34589220 | 65.1 % | 08/05/2009 |
| Warburg Pincus Partners, LLC | New York | 0 | 34589220 | 0 | 34589220 | 34589220 | 65.1 % | 08/05/2009 |