| KEVIN TANG |
UNITED STATES |
0 |
7229500 |
0 |
7229500 |
7229500 |
5.1 % |
12/09/2024 |
| TANG CAPITAL PARTNERS IV, INC |
NEVADA |
0 |
0 |
0 |
0 |
0 |
0 % |
12/09/2024 |
| TANG CAPITAL PARTNERS, LP |
DELAWARE |
0 |
6729500 |
0 |
6729500 |
6729500 |
4.7 % |
12/09/2024 |
| TANG CAPITAL MANAGEMENT, LLC |
DELAWARE |
0 |
7229500 |
0 |
7229500 |
7229500 |
5.1 % |
12/09/2024 |
| TANG CAPITAL PARTNERS III, INC |
NEVADA |
0 |
500000 |
0 |
500000 |
500000 |
0.4 % |
12/09/2024 |
| Steven Boyd |
Delaware |
0 |
9536000 |
0 |
0 |
9536000 |
6.64 % |
14/02/2024 |
| Armistice Capital, LLC |
Delaware |
0 |
9536000 |
0 |
0 |
9536000 |
6.64 % |
14/02/2024 |
| Deep Track Biotechnology Master Fund, Ltd. |
Cayman Islands |
0 |
7841570 |
0 |
0 |
7841570 |
5.53 % |
28/10/2022 |
| David Kroin |
United States |
0 |
7841570 |
0 |
0 |
7841570 |
5.53 % |
28/10/2022 |
| Deep Track Capital, LP |
Delaware |
0 |
7841570 |
0 |
0 |
7841570 |
5.53 % |
28/10/2022 |
| HealthCor Management, L.P. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2022 |
| Mitchell Blutt |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2021 |
| Consonance Capital Opportunity Fund Management LP |
Delaware USA |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2021 |
| Consonance Capital Management LP |
Delaware USA |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2021 |
| Consonance Capman GP LLC |
Delaware USA |
0 |
0 |
0 |
0 |
0 |
0 % |
17/02/2021 |
| Consonance Capital Opportunity Fund Management LP |
Delaware USA |
0 |
1193518 |
0 |
0 |
1193518 |
2.04 % |
16/02/2021 |
| Consonance Capman GP LLC |
Delaware USA |
0 |
6058505 |
0 |
0 |
6058505 |
9.99 % |
16/02/2021 |
| Consonance Capital Management LP |
Delaware USA |
0 |
0 |
0 |
0 |
0 |
0 % |
16/02/2021 |
| Mitchell Blutt |
USA |
0 |
6058505 |
0 |
0 |
6058505 |
9.99 % |
16/02/2021 |
| Joseph Healey |
|
0 |
6937448 |
0 |
6937448 |
6937448 |
5.5 % |
12/02/2021 |
| HealthCor Sanatate Offshore Master Fund, L.P. |
|
0 |
2046244 |
0 |
2046244 |
2046244 |
1.6 % |
12/02/2021 |
| HealthCor
Offshore II GP, LLC |
|
0 |
2046244 |
0 |
2046244 |
2046244 |
1.6 % |
12/02/2021 |
| HealthCor
Therapeutics Master Fund, L.P. |
|
0 |
70330 |
0 |
70330 |
70330 |
0.1 % |
12/02/2021 |
| HealthCor Therapeutics GP, LLC |
|
0 |
70330 |
0 |
70330 |
70330 |
0.1 % |
12/02/2021 |
| HealthCor Offshore Master Fund, L.P. |
|
0 |
953756 |
0 |
953756 |
953756 |
0.8 % |
12/02/2021 |
| HealthCor Offshore GP, LLC |
|
0 |
953756 |
0 |
953756 |
953756 |
0.8 % |
12/02/2021 |
| HealthCor Group, LLC |
|
0 |
3070330 |
0 |
3070330 |
3070330 |
2.4 % |
12/02/2021 |
| Arthur Cohen |
|
0 |
6937448 |
0 |
6937448 |
6937448 |
5.5 % |
12/02/2021 |
| HealthCor Management, L.P. |
|
0 |
6937448 |
0 |
6937448 |
6937448 |
5.5 % |
12/02/2021 |
| HealthCor Associates, LLC |
|
0 |
6937448 |
0 |
6937448 |
6937448 |
5.5 % |
12/02/2021 |
| Consonance Capital Opportunity Fund Management LP |
Delaware USA |
0 |
490033 |
0 |
0 |
490033 |
0.24 % |
14/02/2020 |
| Mitchell Blutt |
Delaware USA |
0 |
6625671 |
0 |
0 |
6625671 |
3.48 % |
14/02/2020 |
| Consonance Capman GP LLC |
Delaware USA |
0 |
6625671 |
0 |
0 |
6625671 |
3.48 % |
14/02/2020 |
| Consonance Capital Management LP |
Delaware USA |
0 |
6135638 |
0 |
0 |
6135638 |
3.24 % |
14/02/2020 |
| Vivo
Capital IX, LLC |
Delaware |
623432 |
0 |
623432 |
0 |
623432 |
0.6 % |
13/02/2020 |
| Vivo
Capital VIII, LLC |
Delaware |
1065530 |
0 |
1065530 |
0 |
1065530 |
1 % |
13/02/2020 |
| Vivo
Opportunity, LLC |
Delaware |
2940496 |
0 |
2940496 |
0 |
2940496 |
2.8 % |
13/02/2020 |
| FMR LLC |
Delaware |
3082425 |
0 |
8030058 |
0 |
8030058 |
7.499 % |
07/02/2020 |
| HealthCor Management, L.P. |
Delaware |
0 |
5820640 |
0 |
5820640 |
5820640 |
5.4 % |
27/01/2020 |
| HealthCor Associates, LLC |
Delaware |
0 |
5820640 |
0 |
5820640 |
5820640 |
5.4 % |
27/01/2020 |
| HealthCor Sanatate Offshore Master Fund, L.P. |
Delaware |
0 |
1581810 |
0 |
1581810 |
1581810 |
1.5 % |
27/01/2020 |
| HealthCor Offshore GP, LLC |
Delaware |
0 |
1500360 |
0 |
1500360 |
1500360 |
1.4 % |
27/01/2020 |
| HealthCor Offshore Master Fund, L.P. |
Delaware |
0 |
1500360 |
0 |
1500360 |
1500360 |
1.4 % |
27/01/2020 |
| Arthur Cohen |
Delaware |
0 |
5820640 |
0 |
5820640 |
5820640 |
5.4 % |
27/01/2020 |
| HealthCor Offshore II GP, LLC |
Delaware |
0 |
1581810 |
0 |
1581810 |
1581810 |
1.5 % |
27/01/2020 |
| Joseph Healey |
Delaware |
0 |
5820640 |
0 |
5820640 |
5820640 |
5.4 % |
27/01/2020 |
| HealthCor Market Neutral Master Fund, L.P. |
Delaware |
0 |
20000 |
0 |
20000 |
20000 |
0 % |
27/01/2020 |
| HealthCor Market Neutral GP, LLC |
Delaware |
0 |
20000 |
0 |
20000 |
20000 |
0 % |
27/01/2020 |
| HealthCor Group, LLC |
Delaware |
0 |
3102170 |
0 |
3102170 |
3102170 |
2.9 % |
27/01/2020 |
| Vivo
Capital VIII, LLC |
Delaware |
1290228 |
0 |
1290228 |
0 |
1290228 |
1.4 % |
25/09/2019 |
| Vivo
Capital IX, LLC |
Delaware |
600363 |
0 |
600363 |
0 |
600363 |
0.7 % |
25/09/2019 |
| Vivo
Opportunity, LLC |
Delaware |
2863767 |
0 |
2863767 |
0 |
2863767 |
3.1 % |
25/09/2019 |
| Lumira GP Inc. |
Canada |
0 |
2934271 |
0 |
2934271 |
2934271 |
4.77 % |
06/04/2017 |
| Lumira GP Holdings Co. |
Canada |
0 |
2934271 |
0 |
2934271 |
2934271 |
4.77 % |
06/04/2017 |
| Lumira Capital GP, L.P. |
Canada |
0 |
2934271 |
0 |
2934271 |
2934271 |
4.77 % |
06/04/2017 |
| Lumira Capital II (International), L.P. |
Canada |
0 |
248361 |
0 |
248361 |
248361 |
0.41 % |
06/04/2017 |
| Lumira Capital II, L.P. |
Canada |
0 |
2685910 |
0 |
2685910 |
2685910 |
4.37 % |
06/04/2017 |
| Lumira Capital Investment Management Inc. |
Canada |
0 |
2934271 |
0 |
2934271 |
2934271 |
4.77 % |
06/04/2017 |
| Benjamin Rovinski |
Canada |
42496 |
2934271 |
42496 |
2934271 |
2934271 |
4.77 % |
06/04/2017 |
| Dr. Jeffrey R. Jay, M.D. |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| Mr. David Kroin |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| Great Point Partners, LLC |
USA |
0 |
0 |
0 |
0 |
0 |
0 % |
14/02/2017 |
| ILJIN SNT Co., Ltd. |
South Korea |
0 |
9020272 |
0 |
9020272 |
9020272 |
16.64 % |
05/01/2017 |
| ILJIN Life Science Co., Ltd. |
South Korea |
0 |
4732138 |
0 |
4732138 |
4732138 |
8.94 % |
05/01/2017 |
| Chin Kyu Huh |
South Korea |
0 |
9020272 |
0 |
9020272 |
9020272 |
16.64 % |
05/01/2017 |
| Chin Kyu Huh |
South Korea |
0 |
7020274 |
0 |
7020274 |
7020274 |
19.31 % |
05/07/2016 |
| ILJIN Life Science Co., Ltd. |
South Korea |
0 |
4732139 |
0 |
4732139 |
4732139 |
13.23 % |
05/07/2016 |
| ILJIN SNT Co., Ltd. |
South Korea |
0 |
7020274 |
0 |
7020274 |
7020274 |
19.31 % |
05/07/2016 |
| RA Capital Management, LLC |
Massachusetts |
0 |
618519 |
0 |
618519 |
618519 |
1.9 % |
16/02/2016 |
| Dr. Jeffrey R. Jay, M.D. |
USA |
0 |
3075660 |
0 |
3075660 |
3075660 |
9.53 % |
16/02/2016 |
| Great Point Partners, LLC |
USA |
0 |
3075660 |
0 |
3075660 |
3075660 |
9.53 % |
16/02/2016 |
| Mr. David Kroin |
USA |
0 |
3075660 |
0 |
3075660 |
3075660 |
9.53 % |
16/02/2016 |
| Redmile Group, LLC |
DELAWARE |
2863003 |
0 |
2863003 |
0 |
2863003 |
8.87 % |
16/02/2016 |
| JEREMY C. GREEN |
UNITED
STATES |
0 |
2863003 |
0 |
0 |
2863003 |
8.87 % |
16/02/2016 |
| Peter Kolchinsky |
Massachusetts |
0 |
3092595 |
0 |
0 |
3092595 |
9.7 % |
25/03/2015 |
| RA Capital Management, LLC |
Massachusetts |
0 |
3092595 |
0 |
0 |
3092595 |
9.7 % |
25/03/2015 |
| RA Capital Healthcare Fund, L.P. |
Massachusetts |
0 |
2597780 |
0 |
0 |
2597780 |
8.2 % |
25/03/2015 |
| Sang-Dong Kim |
Seoul, South Korea |
0 |
4732140 |
0 |
4730140 |
4732140 |
20.8 % |
17/02/2015 |
| ILJIN Life Science
Co., Ltd. |
Seoul, South Korea |
0 |
4732140 |
0 |
4730140 |
4732140 |
20.8 % |
17/02/2015 |
| Chin-Kyu Huh. |
Seoul, South Korea |
0 |
4732140 |
0 |
4730140 |
4732140 |
20.8 % |
17/02/2015 |
| Seung-Gwon Park |
Seoul, South Korea |
0 |
4732140 |
0 |
4730140 |
4732140 |
20.8 % |
17/02/2015 |
| Corey Goodman |
United States |
0 |
6821902 |
0 |
0 |
6821902 |
20.6 % |
12/02/2015 |
| Paul Brooke |
United States |
0 |
6821902 |
0 |
0 |
6821902 |
20.6 % |
12/02/2015 |
| Robert Adelman |
United States |
0 |
6821902 |
0 |
0 |
6821902 |
20.6 % |
12/02/2015 |
| venBio Global Strategic Fund, L.P. |
Cayman Islands |
0 |
6821902 |
0 |
0 |
6821902 |
20.6 % |
12/02/2015 |
| venBio Global Strategic GP, Ltd. |
Cayman Islands |
0 |
6821902 |
0 |
0 |
6821902 |
20.6 % |
12/02/2015 |
| venBio Global Strategic GP, L.P. |
Cayman Islands |
0 |
6821902 |
0 |
0 |
6821902 |
20.6 % |
12/02/2015 |
| Scott D. Sandell |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Ravi Viswanathan |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Peter W. Sonsini |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| NEA Partners 14, L.P. |
Cayman Islands Exempted Limited Partnership |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| New Enterprise Associates 14, L.P. |
Cayman Islands Exempted Limited Partnership |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Growth Equity Opportunities Fund III, LLC |
Delaware Limited Liability Company |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Harry R. Weller |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Michael James Barrett |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Peter J. Barris |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Anthony A. Florence, Jr. |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Patrick J. Kerins |
citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Forest Baskett |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| NEA 14 GP, LTD |
Cayman Islands Exempted Company |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Ryan D. Drant |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| Krishna S. Kolluri |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |
| David M. Mott |
United States citizen |
0 |
3183553 |
0 |
0 |
3183553 |
9.8 % |
11/02/2015 |