AUPH

Aurinia Pharmaceuticals Inc. AUPH

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Armistice Capital, LLC Delaware 0 8200000 0 8200000 0 5.73 % 14/11/2024
Steven Boyd United States of America 0 8200000 0 8200000 0 5.73 % 14/11/2024
David Kroin United States 0 7841570 0 7841570 0 5.53 % 28/10/2022
David Kroin United States 0 7841570 0 7841570 0 5.53 % 28/10/2022
Deep Track Biotechnology Master Fund, Ltd. Cayman Islands 0 7841570 0 7841570 0 5.53 % 28/10/2022
Deep Track Capital, LP Delaware 0 7841570 0 7841570 0 5.53 % 28/10/2022
Deep Track Capital, LP Delaware 0 7841570 0 7841570 0 5.53 % 28/10/2022
Deep Track Biotechnology Master Fund, Ltd. Cayman Islands 0 7841570 0 7841570 0 5.53 % 28/10/2022
Joseph Healey United States 0 0 0 0 0 0 % 14/02/2022
HealthCor Group, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
HealthCor Offshore GP, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
HealthCor Offshore Master Fund, L.P. Cayman Islands 0 0 0 0 0 0 % 14/02/2022
HealthCor Associates, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
HealthCor Management, L.P. Delaware 0 0 0 0 0 0 % 14/02/2022
Arthur Cohen United States 0 0 0 0 0 0 % 14/02/2022
HealthCor Therapeutics GP, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
HealthCor Therapeutics Master Fund, L.P. Cayman Islands 0 0 0 0 0 0 % 14/02/2022
HealthCor Offshore II GP, LLC Delaware 0 0 0 0 0 0 % 14/02/2022
HealthCor Sanatate Offshore Master Fund, L.P. Cayman Islands 0 0 0 0 0 0 % 14/02/2022
Consonance Capman GP LLC Delaware USA 0 0 0 0 0 0 % 17/02/2021
Mitchell Blutt USA 0 0 0 0 0 0 % 17/02/2021
Consonance Capital Management LP Delaware USA 0 0 0 0 0 0 % 17/02/2021
Consonance Capital Opportunity Fund Management LP Delaware USA 0 0 0 0 0 0 % 17/02/2021
Consonance Capital Opportunity Fund Management LP Delaware USA 0 1193518 0 1193518 1193518 2.04 % 16/02/2021
Consonance Capital Management LP Delaware USA 0 0 0 0 0 0 % 16/02/2021
Consonance Capman GP LLC Delaware USA 0 6058505 0 6058505 6058505 9.99 % 16/02/2021
Mitchell Blutt USA 0 6058505 0 6058505 6058505 9.99 % 16/02/2021
Consonance Capital Opportunity Fund Management LP Delaware USA 0 490033 0 490033 490033 0.24 % 14/02/2020
Consonance Capital Management LP Delaware USA 0 6135638 0 6135638 6135638 3.24 % 14/02/2020
Consonance Capital Management LP Delaware USA 0 6135638 0 6135638 6135638 3.24 % 14/02/2020
Consonance Capital Opportunity Fund Management LP Delaware USA 0 490033 0 490033 490033 0.24 % 14/02/2020
Mitchell Blutt USA 0 6625671 0 6625671 6625671 3.48 % 14/02/2020
Consonance Capman GP LLC Delaware USA 0 6625671 0 6625671 6625671 3.48 % 14/02/2020
Consonance Capman GP LLC Delaware USA 0 6625671 0 6625671 6625671 3.48 % 14/02/2020
Mitchell Blutt USA 0 6625671 0 6625671 6625671 3.48 % 14/02/2020
Vivo Capital VIII, LLC Delaware 1065530 0 1065530 0 1065530 1 % 13/02/2020
Vivo Capital IX, LLC Delaware 623432 0 623432 0 623432 0.6 % 13/02/2020
Vivo Opportunity, LLC Delaware 2940496 0 2940496 0 2940496 2.8 % 13/02/2020
Vivo Capital VIII, LLC Delaware 1065530 0 1065530 0 1065530 1 % 13/02/2020
Vivo Capital IX, LLC Delaware 623432 0 623432 0 623432 0.6 % 13/02/2020
Vivo Opportunity, LLC Delaware 2940496 0 2940496 0 2940496 2.8 % 13/02/2020
Abigail P. Johnson United States of America 0 0 8030058 0 8030058 7.499 % 07/02/2020
FMR LLC Delaware 3082425 0 8030058 0 8030058 7.499 % 07/02/2020
HealthCor Offshore II GP, LLC Delaware 0 1581810 0 1581810 1581810 1.5 % 27/01/2020
HealthCor Sanatate Offshore Master Fund, L.P. Cayman Islands 0 1581810 0 1581810 1581810 1.5 % 27/01/2020
HealthCor Associates, LLC Delaware 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
HealthCor Management, L.P. Delaware 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
HealthCor Market Neutral GP, LLC Delaware 0 20000 0 20000 20000 0 % 27/01/2020
Joseph Healey United States 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
Arthur Cohen United States 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
HealthCor Group, LLC Delaware 0 3102170 0 3102170 3102170 2.9 % 27/01/2020
HealthCor Offshore GP, LLC Delaware 0 1500360 0 1500360 1500360 1.4 % 27/01/2020
HealthCor Offshore Master Fund, L.P. Cayman Islands 0 1500360 0 1500360 1500360 1.4 % 27/01/2020
HealthCor Market Neutral GP, LLC Delaware 0 20000 0 20000 20000 0 % 27/01/2020
HealthCor Offshore GP, LLC Delaware 0 1500360 0 1500360 1500360 1.4 % 27/01/2020
HealthCor Group, LLC Delaware 0 3102170 0 3102170 3102170 2.9 % 27/01/2020
Arthur Cohen United States 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
Joseph Healey United States 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
HealthCor Management, L.P. Delaware 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
HealthCor Market Neutral Master Fund, L.P. Cayman Islands 0 20000 0 20000 20000 0 % 27/01/2020
HealthCor Sanatate Offshore Master Fund, L.P. Cayman Islands 0 1581810 0 1581810 1581810 1.5 % 27/01/2020
HealthCor Offshore II GP, LLC Delaware 0 1581810 0 1581810 1581810 1.5 % 27/01/2020
HealthCor Offshore Master Fund, L.P. Cayman Islands 0 1500360 0 1500360 1500360 1.4 % 27/01/2020
HealthCor Associates, LLC Delaware 0 5820640 0 5820640 5820640 5.4 % 27/01/2020
HealthCor Market Neutral Master Fund, L.P. Cayman Islands 0 20000 0 20000 20000 0 % 27/01/2020
Vivo Capital VIII, LLC Delaware 1290228 0 1290228 0 1290228 1.4 % 25/09/2019
Vivo Opportunity, LLC Delaware 2863767 0 2863767 0 2863767 3.1 % 25/09/2019
Vivo Capital IX, LLC Delaware 600363 0 600363 0 600363 0.7 % 25/09/2019
Vivo Capital VIII, LLC Delaware 1290228 0 1290228 0 1290228 1.4 % 25/09/2019
Vivo Capital IX, LLC Delaware 600363 0 600363 0 600363 0.7 % 25/09/2019
Vivo Opportunity, LLC Delaware 2863767 0 2863767 0 2863767 3.1 % 25/09/2019
Lumira Capital GP, L.P. Canada 0 2934271 0 2934271 2934271 4.77 % 06/04/2017
Lumira Capital Investment Management Inc. Canada 0 2934271 0 2934271 2934271 4.77 % 06/04/2017
Lumira Capital II, L.P. Canada 0 2685910 0 2685910 2685910 4.37 % 06/04/2017
Lumira Capital II , L.P. Canada 0 248361 0 248361 248361 0.41 % 06/04/2017
Lumira GP Holdings Co. Canada 0 2934271 0 2934271 2934271 4.77 % 06/04/2017
Lumira GP Inc. Canada 0 2934271 0 2934271 2934271 4.77 % 06/04/2017
Benjamin Rovinski Canada 42496 2934271 42496 2934271 2934271 4.77 % 06/04/2017
Mr. David Kroin USA 0 0 0 0 0 0 % 14/02/2017
Great Point Partners, LLC USA 0 0 0 0 0 0 % 14/02/2017
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 14/02/2017
RA Capital Management, LLC Massachusetts 0 618519 0 618519 618519 1.9 % 16/02/2016
Peter Kolchinsky United States 0 618519 0 618519 618519 1.9 % 16/02/2016
RA Capital Healthcare Fund, L.P. Delaware 0 519556 0 519556 519556 1.6 % 16/02/2016
Peter Kolchinsky United States 0 618519 0 618519 618519 1.9 % 16/02/2016
RA Capital Healthcare Fund, L.P. Delaware 0 519556 0 519556 519556 1.6 % 16/02/2016
RA Capital Management, LLC Massachusetts 0 618519 0 618519 618519 1.9 % 16/02/2016
Mr. David Kroin USA 0 30756601 0 30756601 30756601 9.53 % 16/02/2016
Great Point Partners, LLC USA 0 30756601 0 30756601 30756601 9.53 % 16/02/2016
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP USA 0 30756601 0 30756601 30756601 9.53 % 16/02/2016
JEREMY C. GREEN UNITED STATES 0 2863003 0 2863003 2863003 8.87 % 16/02/2016
Redmile Group, LLC DELAWARE 2863003 0 2863003 0 2863003 8.87 % 16/02/2016
RA Capital Healthcare Fund, L.P. Delaware 0 2597780 0 2597780 2597780 8.2 % 25/03/2015
Peter Kolchinsky United States 0 3092595 0 3092595 3092595 9.7 % 25/03/2015
RA Capital Management, LLC Massachusetts 0 3092595 0 3092595 3092595 9.7 % 25/03/2015
RA Capital Healthcare Fund, L.P. Delaware 0 2597780 0 2597780 2597780 8.2 % 25/03/2015
Peter Kolchinsky United States 0 3092595 0 3092595 3092595 9.7 % 25/03/2015
RA Capital Management, LLC Massachusetts 0 3092595 0 3092595 3092595 9.7 % 25/03/2015
Kim South Korea 4732140 4730140 4732140 20.8 % 17/02/2015
Huh. South Korea 4732140 4730140 4732140 20.8 % 17/02/2015
ILJIN Life Science Co., Ltd. Seoul, South Korea 4732140 4730140 4732140 20.8 % 17/02/2015
Park South Korea 4732140 4730140 4732140 20.8 % 17/02/2015

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District