Diffusion Pharmaceuticals Inc. DFFN
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat |
|---|---|---|---|---|---|---|---|---|
| Joshua S. Boger | 216817 | 344492 | 216817 | 344492 | 561309 | 9.9 % | 09/02/2024 | |
| AI EIPP Holdings LLC | State of Delaware | 0 | 568811 | 0 | 568811 | 568811 | 9.99 % | 28/08/2023 |
| Len Blavatnik | State of Delaware | 0 | 568811 | 0 | 568811 | 568811 | 9.99 % | 28/08/2023 |
| Access Industries Management, LLC | State of Delaware | 0 | 568811 | 0 | 568811 | 568811 | 9.99 % | 28/08/2023 |
| Frank E. Zavrl | United States of America | 365621 | 365621 | 365621 | 365621 | 365621 | 6.4 % | 25/08/2023 |
| John J. Alam, M.D. | United States of America | 742 | 742039 | 742 | 742 | 1484078 | 26.2 % | 25/08/2023 |
| Sylvie Grégoire | United States of America | 742 | 742039 | 742 | 742 | 1484078 | 26.2 % | 25/08/2023 |
| Management LP | United States Citizen | 0 | 640270 | 0 | 640270 | 640270 | 1.6 % | 14/02/2020 |
| Armistice Capital, LLC | Delaware | 0 | 1755156 | 0 | 1755156 | 1755156 | 4.99 % | 14/02/2020 |
| Armistice Capital Master Fund Ltd. | Delaware | 0 | 1755156 | 0 | 1755156 | 1755156 | 4.99 % | 14/02/2020 |
| Steven Boyd | Delaware | 0 | 1755156 | 0 | 1755156 | 1755156 | 4.99 % | 14/02/2020 |
| Intracoastal Capital LLC | Delaware | 0 | 1607936 | 0 | 1607936 | 1607936 | 4.99 % | 20/12/2019 |
| Daniel B. Asher | United States of America | 0 | 1607936 | 0 | 1607936 | 1607936 | 4.99 % | 20/12/2019 |
| Mitchell P. Kopin | United States of America | 0 | 1607936 | 0 | 1607936 | 1607936 | 4.99 % | 20/12/2019 |
| Intracoastal Capital LLC | Delaware | 0 | 526401 | 0 | 526401 | 526401 | 4.99 % | 22/11/2019 |
| Daniel B. Asher | United States of America | 0 | 526401 | 0 | 526401 | 526401 | 4.99 % | 22/11/2019 |
| Mitchell P. Kopin | United States of America | 0 | 526401 | 0 | 526401 | 526401 | 4.99 % | 22/11/2019 |
| Steven Boyd | Cayman Islands | 0 | 256516 | 0 | 256516 | 256516 | 5.5 % | 03/06/2019 |
| Armistice Capital, LLC | Cayman Islands | 0 | 256516 | 0 | 256516 | 256516 | 5.5 % | 03/06/2019 |
| Armistice Capital Master Fund Ltd. | Cayman Islands | 0 | 256516 | 0 | 256516 | 256516 | 5.5 % | 03/06/2019 |
| 2 | Texas | 0 | 439020 | 0 | 439020 | 439020 | 9.4 % | 03/06/2019 |
| 2 | Texas | 0 | 439020 | 0 | 439020 | 439020 | 9.4 % | 03/06/2019 |
| 2 | Texas | 0 | 439020 | 0 | 439020 | 439020 | 9.4 % | 03/06/2019 |
| 2 | Texas | 0 | 439020 | 0 | 439020 | 439020 | 9.4 % | 03/06/2019 |
| 2 | Texas | 0 | 439020 | 0 | 439020 | 439020 | 9.4 % | 03/06/2019 |
| 2 | Texas | 0 | 439020 | 0 | 439020 | 439020 | 9.4 % | 03/06/2019 |
| Hal Mintz | Cayman Islands | 0 | 439020 | 0 | 439020 | 439020 | 9.35 % | 28/05/2019 |
| 0.01% (2) | Cayman Islands | 0 | 6099 | 0 | 6099 | 6099 | 0.01 % | 29/01/2018 |
| 3.67% (2) | Cayman Islands | 0 | 1853956 | 0 | 1853956 | 1853956 | 3.67 % | 29/01/2018 |
| 3.68% (2) | Cayman Islands | 0 | 1860055 | 0 | 1860055 | 1860055 | 3.68 % | 29/01/2018 |
| (1) | Cayman Islands | 0 | 6099 | 0 | 6099 | 6099 | 0.059 % | 05/04/2017 |
| (1) | Cayman Islands | 0 | 1127182 | 0 | 1127182 | 1127182 | 9.946 % | 05/04/2017 |
| (1) | Cayman Islands | 0 | 1133281 | 0 | 1133281 | 1133281 | 9.99 % | 05/04/2017 |
| Coast Offshore Management (Cayman), Ltd. | United States of America | 0 | 108500 | 0 | 0 | 108500 | 1.05 % | 02/02/2017 |
| David E. Smith | United States of America | 0 | 108500 | 0 | 0 | 108500 | 1.05 % | 02/02/2017 |
| Shamus, LLC | United States of America | 0 | 108500 | 0 | 0 | 108500 | 1.05 % | 02/02/2017 |
| The Coast Fund L.P. | United States of America | 0 | 108500 | 0 | 0 | 108500 | 1.05 % | 02/02/2017 |
| Coast Offshore Management (Cayman), Ltd. | United States of America | 0 | 1085000 | 0 | 0 | 1085000 | 5.8 % | 11/02/2016 |
| David E. Smith | United States of America | 0 | 1085000 | 0 | 0 | 1085000 | 5.8 % | 11/02/2016 |
| Shamus, LLC | United States of America | 0 | 1085000 | 0 | 0 | 1085000 | 5.8 % | 11/02/2016 |
| The Coast Fund L.P. | United States of America | 0 | 1085000 | 0 | 0 | 1085000 | 5.8 % | 11/02/2016 |
| Coast Offshore Management (Cayman), Ltd. | United States of America | 0 | 1015000 | 0 | 0 | 1015000 | 5.4 % | 23/02/2015 |
| Shamus, LLC | United States of America | 0 | 1015000 | 0 | 0 | 1015000 | 5.4 % | 23/02/2015 |
| The Coast Fund L.P. | United States of America | 0 | 1015000 | 0 | 0 | 1015000 | 5.4 % | 23/02/2015 |
| David E. Smith | United States of America | 20000 | 1015000 | 20000 | 0 | 1035000 | 5.5 % | 23/02/2015 |
| ABG II-USL1 Limited | British Virgin Islands | 0 | 1775000 | 0 | 1775000 | 1775000 | 11 % | 22/01/2015 |
| Ally Bridge Group Capital Partners II, L.P. | Cayman Islands | 0 | 1775000 | 0 | 1775000 | 1775000 | 11 % | 22/01/2015 |
| David Sherris, Ph.D. | United States of America | 1646302 | 0 | 1646302 | 10 | 1646302 | 8.8 % | 12/12/2014 |
| Sol J. Barer, Ph.D. | United States of America | 1398371 | 0 | 1398371 | 10 | 1398371 | 7.4 % | 12/12/2014 |
| ABG II-USL1 Limited | British Virgin Islands | 0 | 1625000 | 0 | 1625000 | 1625000 | 11 % | 23/06/2014 |
| Ally Bridge Group Capital Partners II, L.P. | Cayman Islands | 0 | 1625000 | 0 | 1625000 | 1625000 | 11 % | 23/06/2014 |
| 7.7% (2) | Delaware | 0 | 32604024 | 32604024 | 0 | 32604024 | 7.7 % | 13/09/2013 |
| 7.7% (2) | Delaware | 0 | 32604024 | 0 | 32604024 | 32604024 | 7.7 % | 13/09/2013 |
| 7.7% (2) | Delaware | 0 | 32604024 | 0 | 32604024 | 32604024 | 7.7 % | 13/09/2013 |
| 7.7% (2) | Delaware | 0 | 32604024 | 0 | 32604024 | 32604024 | 7.7 % | 13/09/2013 |
| 7.7% (2) | Delaware | 0 | 32604024 | 0 | 32604024 | 32604024 | 7.7 % | 13/09/2013 |
| Denis M. O’Donnell | Florida | 0 | 0 | 0 | 3196310 | 3196310 | 5.6 % | 13/02/2013 |
| Seaside 88 Advisors, LLC | Florida | 3196310 | 0 | 0 | 0 | 3196310 | 5.6 % | 13/02/2013 |
| William J. Ritger | Florida | 0 | 0 | 0 | 3196310 | 3196310 | 5.6 % | 13/02/2013 |
| Seaside 88, LP | Florida | 3196310 | 0 | 0 | 0 | 3196310 | 5.6 % | 13/02/2013 |
| Stratus Media Group, Inc. | Nevada | 1253160694 | 0 | 1253160694 | 10 | 1253160694 | 95 % | 21/06/2011 |
| Seaside 88 Advisors, LLC | OR PLACE OF ORGANIZATION | 5500000 | 0 | 5500000 | 0 | 5500000 | 8.3 % | 15/02/2011 |
| Seaside 88, LP | OR PLACE OF ORGANIZATION | 5500000 | 0 | 5500000 | 0 | 5500000 | 8.3 % | 15/02/2011 |
| Denis M. O’Donnell | OR PLACE OF ORGANIZATION | 0 | 5500000 | 0 | 5500000 | 5500000 | 8.3 % | 15/02/2011 |
| William J. Ritger | OR PLACE OF ORGANIZATION | 0 | 5500000 | 0 | 5500000 | 5500000 | 8.3 % | 15/02/2011 |
| Feller | States | 9328645 | 0 | 9405000 | 10 | 9328645 | 17 % | 25/03/2008 |
| H. Feller | States | 24077086 | 0 | 24077086 | 10 | 24077086 | 43.8 % | 24/03/2008 |