DFFN

Diffusion Pharmaceuticals Inc. DFFN

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Joshua S. Boger 216817 344492 216817 344492 561309 9.9 % 09/02/2024
AI EIPP Holdings LLC State of Delaware 0 568811 0 568811 568811 9.99 % 28/08/2023
Len Blavatnik State of Delaware 0 568811 0 568811 568811 9.99 % 28/08/2023
Access Industries Management, LLC State of Delaware 0 568811 0 568811 568811 9.99 % 28/08/2023
Frank E. Zavrl United States of America 365621 365621 365621 365621 365621 6.4 % 25/08/2023
John J. Alam, M.D. United States of America 742 742039 742 742 1484078 26.2 % 25/08/2023
Sylvie Grégoire United States of America 742 742039 742 742 1484078 26.2 % 25/08/2023
Management LP United States Citizen 0 640270 0 640270 640270 1.6 % 14/02/2020
Armistice Capital, LLC Delaware 0 1755156 0 1755156 1755156 4.99 % 14/02/2020
Armistice Capital Master Fund Ltd. Delaware 0 1755156 0 1755156 1755156 4.99 % 14/02/2020
Steven Boyd Delaware 0 1755156 0 1755156 1755156 4.99 % 14/02/2020
Intracoastal Capital LLC Delaware 0 1607936 0 1607936 1607936 4.99 % 20/12/2019
Daniel B. Asher United States of America 0 1607936 0 1607936 1607936 4.99 % 20/12/2019
Mitchell P. Kopin United States of America 0 1607936 0 1607936 1607936 4.99 % 20/12/2019
Intracoastal Capital LLC Delaware 0 526401 0 526401 526401 4.99 % 22/11/2019
Daniel B. Asher United States of America 0 526401 0 526401 526401 4.99 % 22/11/2019
Mitchell P. Kopin United States of America 0 526401 0 526401 526401 4.99 % 22/11/2019
Steven Boyd Cayman Islands 0 256516 0 256516 256516 5.5 % 03/06/2019
Armistice Capital, LLC Cayman Islands 0 256516 0 256516 256516 5.5 % 03/06/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 256516 0 256516 256516 5.5 % 03/06/2019
2 Texas 0 439020 0 439020 439020 9.4 % 03/06/2019
2 Texas 0 439020 0 439020 439020 9.4 % 03/06/2019
2 Texas 0 439020 0 439020 439020 9.4 % 03/06/2019
2 Texas 0 439020 0 439020 439020 9.4 % 03/06/2019
2 Texas 0 439020 0 439020 439020 9.4 % 03/06/2019
2 Texas 0 439020 0 439020 439020 9.4 % 03/06/2019
Hal Mintz Cayman Islands 0 439020 0 439020 439020 9.35 % 28/05/2019
0.01% (2) Cayman Islands 0 6099 0 6099 6099 0.01 % 29/01/2018
3.67% (2) Cayman Islands 0 1853956 0 1853956 1853956 3.67 % 29/01/2018
3.68% (2) Cayman Islands 0 1860055 0 1860055 1860055 3.68 % 29/01/2018
(1) Cayman Islands 0 6099 0 6099 6099 0.059 % 05/04/2017
(1) Cayman Islands 0 1127182 0 1127182 1127182 9.946 % 05/04/2017
(1) Cayman Islands 0 1133281 0 1133281 1133281 9.99 % 05/04/2017
Coast Offshore Management (Cayman), Ltd. United States of America 0 108500 0 0 108500 1.05 % 02/02/2017
David E. Smith United States of America 0 108500 0 0 108500 1.05 % 02/02/2017
Shamus, LLC United States of America 0 108500 0 0 108500 1.05 % 02/02/2017
The Coast Fund L.P. United States of America 0 108500 0 0 108500 1.05 % 02/02/2017
Coast Offshore Management (Cayman), Ltd. United States of America 0 1085000 0 0 1085000 5.8 % 11/02/2016
David E. Smith United States of America 0 1085000 0 0 1085000 5.8 % 11/02/2016
Shamus, LLC United States of America 0 1085000 0 0 1085000 5.8 % 11/02/2016
The Coast Fund L.P. United States of America 0 1085000 0 0 1085000 5.8 % 11/02/2016
Coast Offshore Management (Cayman), Ltd. United States of America 0 1015000 0 0 1015000 5.4 % 23/02/2015
Shamus, LLC United States of America 0 1015000 0 0 1015000 5.4 % 23/02/2015
The Coast Fund L.P. United States of America 0 1015000 0 0 1015000 5.4 % 23/02/2015
David E. Smith United States of America 20000 1015000 20000 0 1035000 5.5 % 23/02/2015
ABG II-USL1 Limited British Virgin Islands 0 1775000 0 1775000 1775000 11 % 22/01/2015
Ally Bridge Group Capital Partners II, L.P. Cayman Islands 0 1775000 0 1775000 1775000 11 % 22/01/2015
David Sherris, Ph.D. United States of America 1646302 0 1646302 10 1646302 8.8 % 12/12/2014
Sol J. Barer, Ph.D. United States of America 1398371 0 1398371 10 1398371 7.4 % 12/12/2014
ABG II-USL1 Limited British Virgin Islands 0 1625000 0 1625000 1625000 11 % 23/06/2014
Ally Bridge Group Capital Partners II, L.P. Cayman Islands 0 1625000 0 1625000 1625000 11 % 23/06/2014
7.7% (2) Delaware 0 32604024 32604024 0 32604024 7.7 % 13/09/2013
7.7% (2) Delaware 0 32604024 0 32604024 32604024 7.7 % 13/09/2013
7.7% (2) Delaware 0 32604024 0 32604024 32604024 7.7 % 13/09/2013
7.7% (2) Delaware 0 32604024 0 32604024 32604024 7.7 % 13/09/2013
7.7% (2) Delaware 0 32604024 0 32604024 32604024 7.7 % 13/09/2013
Denis M. O’Donnell Florida 0 0 0 3196310 3196310 5.6 % 13/02/2013
Seaside 88 Advisors, LLC Florida 3196310 0 0 0 3196310 5.6 % 13/02/2013
William J. Ritger Florida 0 0 0 3196310 3196310 5.6 % 13/02/2013
Seaside 88, LP Florida 3196310 0 0 0 3196310 5.6 % 13/02/2013
Stratus Media Group, Inc. Nevada 1253160694 0 1253160694 10 1253160694 95 % 21/06/2011
Seaside 88 Advisors, LLC OR PLACE OF ORGANIZATION 5500000 0 5500000 0 5500000 8.3 % 15/02/2011
Seaside 88, LP OR PLACE OF ORGANIZATION 5500000 0 5500000 0 5500000 8.3 % 15/02/2011
Denis M. O’Donnell OR PLACE OF ORGANIZATION 0 5500000 0 5500000 5500000 8.3 % 15/02/2011
William J. Ritger OR PLACE OF ORGANIZATION 0 5500000 0 5500000 5500000 8.3 % 15/02/2011
Feller States 9328645 0 9405000 10 9328645 17 % 25/03/2008
H. Feller States 24077086 0 24077086 10 24077086 43.8 % 24/03/2008

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District