| Velan Capital Management LLC |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Investment Management LP |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Investment Management LP |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Balaji Venkataraman |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Adam Morgan |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Partners LP |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Holdings LLC |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Balaji Venkataraman |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Holdings LLC |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Partners LP |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Velan Capital Management LLC |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Adam Morgan |
Delaware |
0 |
1777776 |
0 |
1777776 |
1777776 |
8.78 % |
06/01/2023 |
| Pardeep Nijhawan |
|
773895 |
3644463 |
773895 |
3644463 |
4418358 |
22.1 % |
08/11/2022 |
| 1968160 Ontario Inc. |
Ontario, Canada |
0 |
371727 |
0 |
371727 |
371727 |
1.9 % |
08/11/2022 |
| Pardeep Nijhawan Medicine Professional Corporation |
|
0 |
2592118 |
0 |
2592118 |
2592118 |
13.2 % |
08/11/2022 |
| Pardeep Nijhawan Medicine Professional Corporation |
Ontario, Canada |
0 |
2592118 |
0 |
2592118 |
2592118 |
13.2 % |
08/11/2022 |
| The Digestive Health Clinic Inc. |
Ontario, Canada |
0 |
224094 |
0 |
224094 |
224094 |
1.2 % |
08/11/2022 |
| The New Nijhawan Family Trust 2015 |
|
0 |
456524 |
0 |
456524 |
456524 |
2.3 % |
08/11/2022 |
| 1968160 Ontario Inc. |
|
0 |
371727 |
0 |
371727 |
371727 |
1.9 % |
08/11/2022 |
| The New Nijhawan Family Trust 2015 |
Ontario, Canada |
0 |
456524 |
0 |
456524 |
456524 |
2.3 % |
08/11/2022 |
| Pardeep Nijhawan |
Canadian |
773895 |
3644463 |
773895 |
3644463 |
4418358 |
22.1 % |
08/11/2022 |
| The Digestive Health Clinic Inc. |
|
0 |
224094 |
0 |
224094 |
224094 |
1.2 % |
08/11/2022 |
| Intracoastal Capital LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2020 |
| Daniel B. Asher |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2020 |
| Morris Goodman |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| Jean-Guy Goulet |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| Sonia Girolamo |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| Gregory Orleski |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| PCRI Inc. |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| 10379085 Canada Inc. |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| David Goodman |
Canada |
0 |
690843 |
0 |
10 |
690843 |
7.8 % |
22/01/2020 |
| Lumira GP Holdings Co. |
Scotia, Canada |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Benjamin Rovinski |
Canadian |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Lumira Capital Investment Management Inc. |
Canada |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Lumira Capital II (International), L.P. |
Canada |
0 |
169502 |
0 |
10 |
169502 |
1.9 % |
16/01/2020 |
| Lumira Capital GP, L.P. |
Canada |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Lumira Capital II, L.P. |
Canada |
0 |
1833066 |
0 |
10 |
1833066 |
20.7 % |
16/01/2020 |
| Lumira GP Inc. |
Canada |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Peter van der Velden |
Canadian |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Vasco Larcina |
Canadian |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Gerald Brunk |
States |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Daniel Hetu |
Canadian |
0 |
2002568 |
0 |
10 |
2002568 |
22.6 % |
16/01/2020 |
| Pardeep Nijhawan Medicine Professional Corporation |
Canada |
0 |
2106769 |
0 |
10 |
2106769 |
28.1 % |
19/08/2019 |
| The Digestive Health Clinic Inc. |
Canada |
0 |
224094 |
0 |
10 |
224094 |
3 % |
19/08/2019 |
| Pardeep Nijhawan |
Canadian |
537312 |
2330863 |
537312 |
10 |
2868175 |
38.2 % |
19/08/2019 |
| Lumira Capital Investment Management Inc. |
Canada |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Peter van der Velden |
Canadian |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Benjamin Rovinski |
Canadian |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Lumira GP Inc. |
Canada |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Gerald Brunk |
States |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Lumira Capital II (International), L.P. |
Canada |
0 |
157599 |
0 |
10 |
157599 |
2.1 % |
19/08/2019 |
| Vasco Larcina |
Canadian |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Lumira Capital II, L.P. |
Canada |
0 |
1704344 |
0 |
10 |
1704344 |
22.7 % |
19/08/2019 |
| Daniel Hetu |
Canadian |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Lumira Capital GP, L.P. |
Canada |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| Lumira GP Holdings Co. |
Scotia, Canada |
0 |
1861943 |
0 |
10 |
1861943 |
24.8 % |
19/08/2019 |
| PCRI Inc. |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| Gregory Orleski |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| 10379085 Canada Inc. |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| Morris Goodman |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| David Goodman |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| Sonia Girolamo |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| Jean-Guy Goulet |
Canada |
0 |
638372 |
0 |
638372 |
638372 |
8.9 % |
25/06/2019 |
| Josep Maria Echarri Torres |
Spanish |
0 |
502955 |
0 |
502955 |
502955 |
7 % |
19/06/2019 |
| Biotech II, S.C.R. S.A. |
Madrid, Spain |
0 |
502955 |
0 |
502955 |
502955 |
7 % |
19/06/2019 |
| Pardeep Nijhawan |
Canadian |
507129 |
2199930 |
507129 |
2199930 |
2707059 |
37.9 % |
19/06/2019 |
| Clinic Inc. |
Ontario, Canada |
0 |
211506 |
0 |
211506 |
211506 |
3 % |
19/06/2019 |
| Professional Corporation |
Ontario, Canada |
0 |
1988424 |
0 |
1988424 |
1988424 |
27.9 % |
19/06/2019 |
| Daniel Hetu |
Canadian |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Lumira Capital II, L.P. |
Ontario, Canada |
0 |
1611338 |
0 |
1611338 |
1611338 |
22.6 % |
17/06/2019 |
| L.P. |
Ontario, Canada |
0 |
148999 |
0 |
148999 |
148999 |
2.1 % |
17/06/2019 |
| Lumira Capital GP, L.P. |
Ontario, Canada |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Lumira GP Inc. |
Canada |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Lumira GP Holdings Co. |
Nova Scotia, Canada |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Management Inc. |
Canada |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Peter van der Velden |
Canadian |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Benjamin Rovinski |
Canadian |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Gerald Brunk |
United States |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Vasco Larcina |
Canadian |
0 |
1760337 |
0 |
1760337 |
1760337 |
24.7 % |
17/06/2019 |
| Mitchell P. Kopin |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Daniel B. Asher |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Mitchell P. Kopin |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Daniel B. Asher |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Kassam |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Inc. |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| LLC |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Nathoo |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Winson |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Winson |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Management LP |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| LLC |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Kassam |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Nathoo |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Inc. |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Management LP |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
288837 |
0 |
288837 |
288837 |
9.99 % |
15/05/2018 |
| Frank R. Oakes |
United States of America |
568087 |
0 |
568087 |
0 |
568087 |
5.4 % |
28/06/2017 |
| Empery Asset Management, LP |
Delaware |
0 |
239776 |
0 |
239776 |
632813 |
4.99 % |
30/01/2017 |
| Ryan M. Lane |
United States |
0 |
843750 |
0 |
0 |
843750 |
8.32 % |
07/07/2016 |
| Martin D. Hoe |
Delaware |
0 |
843750 |
0 |
0 |
843750 |
8.32 % |
07/07/2016 |
| Empery Asset Management, LP |
Delaware |
0 |
843750 |
0 |
0 |
843750 |
8.32 % |
07/07/2016 |
| Ryan M. Lane |
Delaware |
0 |
843750 |
0 |
0 |
843750 |
8.32 % |
07/07/2016 |
| Martin D. Hoe |
United States |
0 |
843750 |
0 |
0 |
843750 |
8.32 % |
07/07/2016 |
| Empery Asset Management, LP |
Delaware |
0 |
843750 |
0 |
0 |
843750 |
8.32 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| 13G |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| Ernesto Echavarria |
Mexico |
14613100 |
0 |
14613100 |
0 |
14613100 |
17.83 % |
29/10/2015 |
| Amaran Biotechnology Inc. |
Taiwan (R.O.C.) |
7142858 |
0 |
7142858 |
0 |
7142858 |
10.19 % |
24/09/2013 |