| Thomas A. Satterfield, Jr. |
United States of America |
38000 |
138044 |
38000 |
138044 |
176044 |
5.47 % |
03/06/2024 |
| Balaji Venkataraman |
United States of America |
0 |
63492 |
0 |
63492 |
63492 |
1.97 % |
29/01/2024 |
| Velan Capital Master Fund LP |
Cayman Islands |
0 |
63492 |
0 |
63492 |
63492 |
1.97 % |
29/01/2024 |
| Adam Morgan |
United States of America |
0 |
63492 |
0 |
63492 |
63492 |
1.97 % |
29/01/2024 |
| Velan Capital Management LLC |
Delaware |
0 |
63492 |
0 |
63492 |
63492 |
1.97 % |
29/01/2024 |
| Velan Capital Investment Management LP |
Delaware |
0 |
63492 |
0 |
63492 |
63492 |
1.97 % |
29/01/2024 |
| Velan Capital Holdings LLC |
Delaware |
0 |
63492 |
0 |
63492 |
63492 |
1.97 % |
29/01/2024 |
| Adam Morgan |
United States of America |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Partners LP |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Holdings LLC |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Investment Management LP |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Management LLC |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Adam Morgan |
United States of America |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Balaji Venkataraman |
United States of America |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Balaji Venkataraman |
United States of America |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Partners LP |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Holdings LLC |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Investment Management LP |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Velan Capital Management LLC |
Delaware |
0 |
1 |
0 |
1 |
1 |
0 % |
06/01/2023 |
| Intracoastal Capital LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2020 |
| Daniel B. Asher |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2020 |
| Mitchell P. Kopin |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
11/02/2020 |
| Daniel B. Asher |
United States America |
0 |
591643 |
0 |
591643 |
591643 |
9.99 % |
08/02/2019 |
| Mitchell P. Kopin |
United States America |
0 |
591643 |
0 |
591643 |
591643 |
9.99 % |
08/02/2019 |
| Intracoastal Capital LLC |
Delaware |
0 |
591643 |
0 |
591643 |
591643 |
9.99 % |
08/02/2019 |
| Hal Mintz |
USA |
0 |
166038 |
0 |
166038 |
166038 |
3.11 % |
04/01/2019 |
| Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
166038 |
0 |
166038 |
166038 |
3.11 % |
04/01/2019 |
| Sabby Management, LLC |
Delaware USA |
0 |
166038 |
0 |
166038 |
166038 |
3.11 % |
04/01/2019 |
| Mitchell P. Kopin |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Daniel B. Asher |
United States of America |
0 |
476962 |
0 |
484851 |
484851 |
9.99 % |
04/06/2018 |
| Bruce R. Winson |
United States Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Anson Advisors Inc. |
Ontario, Canada |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Amin Nathoo |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Moez Kassam |
Canadian Citizen |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Anson Funds Management LP |
Texas |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Anson Management GP LLC |
Texas |
0 |
289500 |
0 |
289500 |
289500 |
9.9 % |
15/05/2018 |
| Sabby Management, LLC |
Delaware USA |
0 |
288837 |
0 |
288837 |
288837 |
9.99 % |
15/05/2018 |
| Hal Mintz |
USA |
0 |
288837 |
0 |
288837 |
288837 |
9.99 % |
15/05/2018 |
| Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
288837 |
0 |
288837 |
288837 |
9.99 % |
15/05/2018 |
| Ernesto Echavarria |
|
|
|
|
|
1582191 |
15.04 % |
14/02/2018 |
| Martin D. Hoe |
United States |
0 |
239776 |
0 |
239776 |
239776 |
4.99 % |
30/01/2017 |
| Ryan M. Lane |
United States |
0 |
239776 |
0 |
239776 |
239776 |
4.99 % |
30/01/2017 |
| Empery Asset Management, LP |
Delaware |
0 |
239776 |
0 |
239776 |
239776 |
4.99 % |
30/01/2017 |
| Empery Asset Management, LP |
Delaware |
0 |
843750 |
0 |
843750 |
843750 |
8.32 % |
07/07/2016 |
| Ryan M. Lane |
United States |
0 |
843750 |
0 |
843750 |
843750 |
8.32 % |
07/07/2016 |
| Martin D. Hoe |
United States |
0 |
843750 |
0 |
843750 |
843750 |
8.32 % |
07/07/2016 |
| Moez Kassam |
Canadian Citizen |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| M5V Advisors Inc. |
Ontario, Canada |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| Adam Spears |
Canadian Citizen |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| Bruce R. Winson |
United States Citizen |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| Admiralty Advisors LLC |
Texas |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| Frigate Ventures LP |
Texas |
0 |
843750 |
0 |
843750 |
843750 |
8.3 % |
07/07/2016 |
| Ernesto Echavarria |
|
|
|
|
|
1461310 |
17.19 % |
09/02/2016 |
| Ernesto Echavarria |
|
|
|
|
|
14613100 |
17.6 % |
04/11/2015 |
| Ernesto Echavarria |
|
|
|
|
|
14613100 |
17.83 % |
29/10/2015 |
| Amaran Biotechnology Inc. |
Taiwan (R.O.C.) |
7142858 |
0 |
7142858 |
0 |
7142858 |
10.19 % |
24/09/2013 |
