GECC

Great Elm Capital Corp. GECC

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Summit Grove Partners, LLC Delaware 1094527 0 1094527 0 1094527 9.5 % 12/12/2024
Summit Grove Partners, LLC Delaware 1094527 0 1094527 0 1094527 9.5 % 12/12/2024
Prosper Peak Holdings, LLC Delaware 997506 0 997506 0 997506 9.5 % 24/06/2024
Prosper Peak Holdings, LLC Delaware 997506 0 997506 0 997506 9.5 % 24/06/2024
Great Elm Strategic Partnership I, LLC 1850424 0 1850424 0 1850424 19.6 % 13/02/2024
Great Elm Strategic Partnership I, LLC 1850424 0 1850424 0 1850424 19.6 % 13/02/2024
Great Elm Group, Inc. 1814111 473276 1814111 10 2287387 30.1 % 17/06/2022
Northern Right Capital (QP), L.P. 136399 0 136399 0 136399 3 % 06/06/2022
NRC Partners I, LP 48932 0 48932 0 48932 1.1 % 06/06/2022
Matthew A. Drapkin 1617 234471 1617 234471 236088 5.1 % 06/06/2022
BC Advisors, LLC 0 234471 0 234471 234471 5.1 % 06/06/2022
Northern Right Capital (QP), L.P. 136399 0 136399 0 136399 3 % 06/06/2022
NRC Partners I, LP 48932 0 48932 0 48932 1.1 % 06/06/2022
BC Advisors, LLC 0 234471 0 234471 234471 5.1 % 06/06/2022
Northern Right Capital Management, L.P. 49140 185331 49140 185331 234471 5.1 % 06/06/2022
Northern Right Capital Management, L.P. 49140 185331 49140 185331 234471 5.1 % 06/06/2022
Matthew A. Drapkin 1617 234471 1617 234471 236088 5.1 % 06/06/2022
Randall Wooster 0 1315027 0 1315027 1315027 4.8 % 14/02/2022
Imperial Capital Group Holdings, LLC 0 1315027 0 1315027 1315027 4.8 % 14/02/2022
Jason Reese 0 1993748 0 0 1993748 7.2 % 14/02/2022
Long Ball Partners, LLC 0 678721 0 678721 678721 2.5 % 14/02/2022
Imperial Capital Asset Management, LLC 0 678721 0 678721 678721 2.5 % 14/02/2022
IC Leverage Income Fund, LLC 0 113608 0 113608 113608 0.4 % 14/02/2022
Imperial Capital Group Holdings II, LLC 0 1201419 0 1201419 1201419 4.4 % 14/02/2022
Robert Zadek New York 0 3397436 0 3397436 3397436 12.63 % 04/02/2022
Lenders Funding, LLC New York 0 3397436 0 3397436 3397436 12.63 % 04/02/2022
Lenders Funding, LLC 0 3397436 0 3397436 3397436 12.63 % 13/10/2021
Robert Zadek New York 0 3397436 0 3397436 3397436 12.63 % 13/10/2021
Lenders Funding, LLC New York 0 3397436 0 3397436 3397436 12.63 % 13/10/2021
Robert Zadek 0 3397436 0 3397436 3397436 12.63 % 13/10/2021
Northern Right Capital Management, L.P. Texas 0 1326186 0 1326186 1326186 6 % 16/02/2021
10 Texas 0 250100 0 250100 250100 1.2 % 14/10/2020
1,168,400 Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
10 Texas 0 250100 0 250100 250100 1.2 % 14/10/2020
1,168,400 Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
1,168,400 Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
10 Texas 0 500100 0 500100 500100 2.3 % 14/10/2020
1,168,400 Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
1,168,400 Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
10 Texas 0 500100 0 500100 500100 2.3 % 14/10/2020
1,168,400 Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
Randall Wooster Delaware 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Jason Reese Delaware 0 2130000 0 2130000 2130000 9.9 % 13/10/2020
Jason Reese Delaware 0 2130000 0 2130000 2130000 9.9 % 13/10/2020
Imperial Capital Group Holdings II, LLC Delaware 0 850000 0 850000 850000 3.9 % 13/10/2020
Imperial Capital Group Holdings, LLC Delaware 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
IC Leverage Income Fund, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Long Ball Partners, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Imperial Capital Asset Management, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Randall Wooster Delaware 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Imperial Capital Asset Management, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Imperial Capital Group Holdings, LLC Delaware 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Long Ball Partners, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
IC Leverage Income Fund, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Imperial Capital Group Holdings II, LLC Delaware 0 850000 0 850000 850000 3.9 % 13/10/2020
MAST Capital Management, LLC Delaware 0 2709874 0 2709874 2709874 25.4 % 11/12/2018
David J. Steinberg States 0 2709874 0 2709874 2709874 25.4 % 11/12/2018
Great Elm DME Holdings, Inc. Delaware 0 668306 0 0 668306 6.27 % 11/09/2018
Great Elm Capital Group, Inc. Delaware 1298361 668306 1298361 0 1966667 18.5 % 11/09/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 0 0 0 0 416700 14.6 % 09/02/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 New York 416700 0 416700 0 416700 14.6 % 09/02/2018

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District