GECC

Great Elm Capital Corp. GECC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Lenders Funding, LLC New York 0 0 0 0 0 0 % 16/06/2023
Lenders Funding, LLC New York 0 0 0 0 0 0 % 16/06/2023
Lenders Funding, LLC New York 0 4710031 0 4710031 4710031 6.2 % 27/03/2023
Lenders Funding, LLC New York 0 4710031 0 4710031 4710031 6.2 % 27/03/2023
IC Leverage Income Fund, LLC Delaware 0 198979 0 198979 198979 2.6 % 17/02/2023
Long Ball Partners, LLC Delaware 0 145189 0 145189 145189 1.9 % 17/02/2023
Imperial Capital Asset Management, LLC Delaware 0 145189 0 145189 145189 1.9 % 17/02/2023
Long Ball Partners, LLC Delaware 0 145189 0 145189 145189 1.9 % 17/02/2023
IC Leverage Income Fund, LLC Delaware 0 198979 0 198979 198979 2.6 % 17/02/2023
Jason Reese United States 0 743230 0 743230 743230 9.8 % 17/02/2023
Imperial Capital Asset Management, LLC Delaware 0 145189 0 145189 145189 1.9 % 17/02/2023
Imperial Capital Group Holdings II, LLC Delaware 0 399062 0 399062 399062 5.2 % 17/02/2023
Jason Reese United States 0 743230 0 743230 743230 9.8 % 17/02/2023
Imperial Capital Group Holdings II, LLC Delaware 0 399062 0 399062 399062 5.2 % 17/02/2023
Northern Right Capital , L.P. Texas 0 789640 0 789640 789640 2.9 % 14/02/2022
Matthew A. Drapkin United States 0 1356819 0 1356819 1356819 5.04 % 14/02/2022
BC Advisors, LLC Texas 0 1356819 0 1356819 1356819 5.04 % 14/02/2022
NRC Partners I, LP Delaware 0 284010 0 284010 284010 1.1 % 14/02/2022
Northern Right Capital Management, L.P. Texas 0 1356819 0 1356819 1356819 5.04 % 14/02/2022
Lenders Funding, LLC New York 0 3397436 0 3397436 3397436 12.63 % 04/02/2022
Robert Zadek USA 0 3397436 0 3397436 3397436 12.63 % 04/02/2022
Lenders Funding, LLC New York 0 3397436 0 3397436 3397436 12.63 % 13/10/2021
Robert Zadek USA 0 3397436 0 3397436 3397436 12.63 % 13/10/2021
Imperial Capital Group Holdings II, LLC Delaware 0 1201419 0 1201419 1201419 5.5 % 16/02/2021
Imperial Capital Group Holdings, LLC Delaware 0 1491394 0 1491394 1491394 6.8 % 16/02/2021
Randall Wooster United States 0 1491394 0 1491394 1491394 6.8 % 16/02/2021
Jason Reese United States 0 2170115 0 2170115 2170115 9.9 % 16/02/2021
Imperial Capital Asset Management, LLC Delaware 0 678721 0 678721 678721 3.1 % 16/02/2021
Long Ball Partners, LLC Delaware 0 678721 0 678721 678721 3.1 % 16/02/2021
IC Leverage Income Fund, LLC Delaware 0 289975 0 289975 289975 1.3 % 16/02/2021
BC Advisors, LLC Texas 0 1326186 0 1326186 1326186 6 % 16/02/2021
Northern Right Capital Management, L.P. Texas 0 1326186 0 1326186 1326186 6 % 16/02/2021
Northern Right Capital Texas 0 590961 0 590961 590961 2.7 % 16/02/2021
NRC Partners I, LP Delaware 0 277598 0 277598 277598 1.3 % 16/02/2021
Matthew A. Drapkin United States 0 1326186 0 1326186 1326186 6 % 16/02/2021
NRC Partners I, LP Delaware 0 250100 0 250100 250100 1.2 % 14/10/2020
Northern Right Capital Texas 0 500100 0 500100 500100 2.3 % 14/10/2020
Northern Right Capital Management, L.P. Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
Matthew A. Drapkin United States 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
BC Advisors, LLC Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
NRC Partners I, LP Delaware 0 250100 0 250100 250100 1.2 % 14/10/2020
Northern Right Capital Texas 0 500100 0 500100 500100 2.3 % 14/10/2020
Northern Right Capital Management, L.P. Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
Matthew A. Drapkin United States 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
BC Advisors, LLC Texas 0 1168400 0 1168400 1168400 5.4 % 14/10/2020
Jason Reese United States 0 2130000 0 2130000 2130000 9.9 % 13/10/2020
Randall Wooster United States 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Imperial Capital Asset Management, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Long Ball Partners, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
IC Leverage Income Fund, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Imperial Capital Group Holdings II, LLC Delaware 0 850000 0 850000 850000 3.9 % 13/10/2020
Imperial Capital Group Holdings, LLC Delaware 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Jason Reese United States 0 2130000 0 2130000 2130000 9.9 % 13/10/2020
Randall Wooster United States 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Imperial Capital Asset Management, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Long Ball Partners, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
IC Leverage Income Fund, LLC Delaware 0 640000 0 640000 640000 3 % 13/10/2020
Imperial Capital Group Holdings II, LLC Delaware 0 850000 0 850000 850000 3.9 % 13/10/2020
Imperial Capital Group Holdings, LLC Delaware 0 1490000 0 1490000 1490000 6.9 % 13/10/2020
Great Elm DME Holdings, Inc. Delaware 0 668306 0 668306 668306 6.27 % 11/09/2018
Great Elm DME Holdings, Inc. Delaware 0 668306 0 668306 668306 6.27 % 11/09/2018
Great Elm Capital Group, Inc. Delaware 1298361 668306 1298361 668306 1966667 18.5 % 11/09/2018
Great Elm Capital Group, Inc. Delaware 1298361 668306 1298361 668306 1966667 18.5 % 11/09/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #161290558 New York 0 0 0 0 10 0 % 09/03/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #161290558 New York 0 0 0 0 10 0 % 09/03/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 416700 416700 416700 14.6 % 09/02/2018

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District