 
					Neuberger Berman California Municipal Fund Inc. NBW
Trading inactive
| Déclarant | Citoyenneté ou lieu d'organisation | Pouvoir de vote unique | Pouvoir de vote partagé | Pouvoir de disposition unique | Pouvoir de disposition partagé | Montant en propriété effective | Pourcentage détenu | Date d'achat | 
|---|---|---|---|---|---|---|---|---|
| Boaz R. Weinstein | United States | 0 | 322359 | 0 | 322359 | 322359 | 5.8 % | 27/03/2023 | 
| Saba Capital Management, L.P. | Delaware | 0 | 322359 | 0 | 322359 | 322359 | 5.8 % | 27/03/2023 | 
| Saba Capital Management, L.P. | Delaware | 0 | 322359 | 0 | 322359 | 322359 | 5.8 % | 27/03/2023 | 
| Saba Capital Management GP, LLC | Delaware | 0 | 322359 | 0 | 322359 | 322359 | 5.8 % | 27/03/2023 | 
| Boaz R. Weinstein | United States | 0 | 322359 | 0 | 322359 | 322359 | 5.8 % | 27/03/2023 | 
| Saba Capital Management GP, LLC | Delaware | 0 | 322359 | 0 | 322359 | 322359 | 5.8 % | 27/03/2023 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 414368 | 417140 | 7.51 % | 20/01/2023 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 414368 | 417140 | 7.51 % | 20/01/2023 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 481540 | 484860 | 8.73 % | 18/01/2022 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 481540 | 484860 | 8.73 % | 18/01/2022 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 590832 | 593705 | 10.72 % | 27/01/2021 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 590832 | 593705 | 10.72 % | 27/01/2021 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 552500 | 555638 | 10.03 % | 10/03/2020 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 552500 | 555638 | 10.03 % | 10/03/2020 | 
| Sit Investment Associates, Inc. | Minnesota | 228283 | 0 | 228283 | 0 | 228283 | 4.12 % | 06/03/2020 | 
| Sit Investment Associates, Inc. | Minnesota | 228283 | 0 | 228283 | 0 | 228283 | 4.12 % | 06/03/2020 | 
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 205755 | 3.71 % | 13/02/2020 | |||||
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 205755 | 3.71 % | 13/02/2020 | |||||
| Sit Investment Associates, Inc. | State of Minnesota | 308092 | 0 | 308092 | 0 | 308092 | 5.55 % | 07/02/2020 | 
| Sit Investment Associates, Inc. | State of Minnesota | 308092 | 0 | 308092 | 0 | 308092 | 5.55 % | 07/02/2020 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 510868 | 514591 | 9.29 % | 31/01/2020 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 510868 | 514591 | 9.29 % | 31/01/2020 | 
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 291681 | 5.25 % | 14/02/2019 | |||||
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 291681 | 5.25 % | 14/02/2019 | |||||
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 403198 | 409562 | 7.4 % | 28/01/2019 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 403198 | 409562 | 7.4 % | 28/01/2019 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 538687 | 544056 | 9.82 % | 18/01/2018 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 538687 | 544056 | 9.82 % | 18/01/2018 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 563937 | 567957 | 10.26 % | 18/01/2017 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 563937 | 567957 | 10.26 % | 18/01/2017 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 566787 | 566787 | 10.23 % | 07/10/2016 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 566787 | 566787 | 10.23 % | 07/10/2016 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 449875 | 449875 | 8.12 % | 26/01/2016 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 449875 | 449875 | 8.12 % | 26/01/2016 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 535246 | 535246 | 9.67 % | 29/01/2015 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 535246 | 535246 | 9.67 % | 29/01/2015 | 
| Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #161290558 | New York | 101 | 0 | 101 | 0 | 101 | 8.56 % | 03/02/2014 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 631601 | 631601 | 11.44 % | 30/01/2014 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 631601 | 631601 | 11.44 % | 30/01/2014 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 732290 | 732290 | 13.29 % | 25/01/2013 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 732290 | 732290 | 13.29 % | 25/01/2013 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 581421 | 581421 | 10.6 % | 10/05/2012 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 581421 | 581421 | 10.6 % | 10/05/2012 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 491683 | 491683 | 8.9 % | 06/02/2012 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 491683 | 491683 | 8.9 % | 06/02/2012 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 487196 | 487196 | 8.9 % | 14/01/2011 | 
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 487196 | 487196 | 8.9 % | 14/01/2011 | 
| Bank of America Corporation | Delaware | 0 | 0 | 1107 | 1107 | 46.9 % | 12/03/2010 | |
| Bank of America, N.A. | United States | 0 | 0 | 152 | 152 | 6.4 % | 12/03/2010 | |
| Blue Ridge Investments, L.L.C. | Delaware | 924 | 924 | 0 | 924 | 39.2 % | 12/03/2010 | |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Delaware | 31 | 31 | 0 | 31 | 1.3 % | 12/03/2010 | |
| First Trust Advisors L.P. | Illinois, U.S.A. | 468249 | 0 | 468249 | 468249 | 7.7 % | 26/01/2010 | |
| The Charger Corporation | Illinois, U.S.A. | 468249 | 0 | 468249 | 468249 | 7.7 % | 26/01/2010 | |
| First Trust Portfolios L.P. | Illinois, U.S.A. | 468249 | 0 | 468249 | 468249 | 7.7 % | 26/01/2010 | |
| First Trust Advisors L.P. | Illinois, U.S.A. | 468249 | 0 | 468249 | 468249 | 7.7 % | 26/01/2010 | |
| First Trust Portfolios L.P. | Illinois, U.S.A. | 468249 | 0 | 468249 | 468249 | 7.7 % | 26/01/2010 | |
| The Charger Corporation | Illinois, U.S.A. | 468249 | 0 | 468249 | 468249 | 7.7 % | 26/01/2010 |