NUWE

Nuwellis, Inc. NUWE

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Mitchell P. Kopin United States of America 0 98050 0 98050 98050 4.99 % 30/08/2024
Intracoastal Capital LLC Delaware 0 98050 0 98050 98050 4.99 % 30/08/2024
Daniel B. Asher United States of America 0 98050 0 98050 98050 4.99 % 30/08/2024
Mitchell P. Kopin United States of America 0 58888 0 58888 58888 4.99 % 02/08/2024
Daniel B. Asher United States of America 0 58888 0 58888 58888 4.99 % 02/08/2024
Intracoastal Capital LLC Delaware 0 58888 0 58888 58888 4.99 % 02/08/2024
Lind Global Fund II LP Delaware 2550000 0 2550000 0 2550000 8.1 % 20/10/2022
Lind Global Partners II LLC Delaware 2550000 0 2550000 0 2550000 8.1 % 20/10/2022
Jeff Easton United States 2550000 0 2550000 0 2550000 8.1 % 20/10/2022
District 2 GP LLC Delaware 0 161549 0 161549 161549 1.6 % 03/02/2022
Bigger Capital Fund, LP Delaware 0 65994 0 65994 65994 0 % 03/02/2022
Bigger Capital Fund GP, LLC Delaware 0 65994 0 65994 65994 0 % 03/02/2022
District 2 Holdings LLC Delaware 0 161549 0 161549 161549 1.6 % 03/02/2022
Michael Bigger USA 100000 161549 100000 161549 261549 2.2 % 03/02/2022
District 2 Capital Fund LP Delaware 0 161549 0 161549 161549 1.6 % 03/02/2022
District 2 Capital LP Delaware 0 161549 0 161549 161549 1.6 % 03/02/2022
Empery Asset Management, LP Delaware 0 479328 0 479328 479328 4.35 % 20/01/2022
Ryan M. Lane United States 0 479328 0 479328 479328 4.35 % 20/01/2022
Martin D. Hoe United States 0 479328 0 479328 479328 4.35 % 20/01/2022
Martin D. Hoe United States 0 370000 0 370000 370000 6.13 % 24/03/2021
Ryan M. Lane United States 0 370000 0 370000 370000 6.13 % 24/03/2021
Empery Asset Management, LP Delaware 0 370000 0 370000 370000 6.13 % 24/03/2021
District 2 Holdings LLC Delaware 0 125000 0 125000 125000 2.1 % 23/03/2021
District 2 Capital Fund LP Delaware 0 125000 0 125000 125000 2.1 % 23/03/2021
Bigger Capital Fund GP, LLC Delaware 0 375000 0 375000 375000 6.2 % 23/03/2021
District 2 Capital LP Delaware 0 125000 0 125000 125000 2.1 % 23/03/2021
Bigger Capital Fund, LP Delaware 0 375000 0 375000 375000 6.2 % 23/03/2021
District 2 GP LLC Delaware 0 125000 0 125000 125000 2.1 % 23/03/2021
Michael Bigger USA 15000 500000 15000 500000 515000 8.5 % 23/03/2021
Heights Capital Management, Inc. Delaware 0 143700 0 143700 143700 4.9 % 16/02/2021
CVI Investments, Inc. Cayman Islands 0 143700 0 143700 143700 4.9 % 16/02/2021
EIN Delaware, United States of America 9524 0 9524 9524 0.3 % 12/02/2021
Empery Asset Management, LP Delaware 0 479333 0 479333 479333 4.99 % 13/01/2021
Martin D. Hoe United States 0 479333 0 479333 479333 4.99 % 13/01/2021
Ryan M. Lane United States 0 479333 0 479333 479333 4.99 % 13/01/2021
District 2 GP LLC Delaware 0 3333 0 3333 3333 0 % 29/10/2020
District 2 Capital Fund LP Delaware 0 3333 0 3333 3333 0 % 29/10/2020
Michael Bigger USA 0 65060 0 65060 65060 3.8 % 29/10/2020
District 2 Holdings LLC Delaware 0 3333 0 3333 3333 0 % 29/10/2020
District 2 Capital LP Delaware 0 3333 0 3333 3333 0 % 29/10/2020
Bigger Capital Fund, LP Delaware 0 65060 0 65060 65060 3.7 % 29/10/2020
Bigger Capital Fund GP, LLC Delaware 0 65060 0 65060 65060 3.7 % 29/10/2020
CVI Investments, Inc. Cayman Islands 0 6666666 0 6666666 6666666 8.7 % 25/08/2020
Heights Capital Management, Inc. Delaware 0 6666666 0 6666666 6666666 8.7 % 25/08/2020
CVI Investments, Inc. Cayman Islands 0 6666666 0 6666666 6666666 8.7 % 25/08/2020
Heights Capital Management, Inc. Delaware 0 6666666 0 6666666 6666666 8.7 % 25/08/2020
District 2 Holdings LLC Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
Bigger Capital Fund, LP Delaware 0 167661 0 167661 167661 9.99 % 12/02/2020
Bigger Capital Fund, LP Delaware 0 167661 0 167661 167661 9.99 % 12/02/2020
Bigger Capital Fund GP, LLC Delaware 0 167661 0 167661 167661 9.99 % 12/02/2020
District 2 Capital Fund LP Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
District 2 Capital LP Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
District 2 GP LLC Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
Michael Bigger USA 0 167661 0 167661 167661 9.99 % 12/02/2020
District 2 Capital LP Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
District 2 GP LLC Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
District 2 Holdings LLC Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
Michael Bigger USA 0 167661 0 167661 167661 9.99 % 12/02/2020
Bigger Capital Fund GP, LLC Delaware 0 167661 0 167661 167661 9.99 % 12/02/2020
District 2 Capital Fund LP Delaware 0 100000 0 100000 100000 1.2 % 12/02/2020
Hudson Bay Capital Management LP State of Delaware 0 518763 0 518763 518763 9.99 % 05/02/2020
Sander Gerber United States 0 518763 0 518763 518763 9.99 % 05/02/2020
Hudson Bay Capital Management LP State of Delaware 0 518763 0 518763 518763 9.99 % 05/02/2020
Sander Gerber United States 0 518763 0 518763 518763 9.99 % 05/02/2020
Empery Asset Master, Ltd. Cayman Islands 0 468718 0 468718 468718 9.99 % 03/02/2020
Ryan M. Lane United States 0 842000 0 842000 842000 9.99 % 03/02/2020
Martin D. Hoe United States 0 842000 0 842000 842000 9.99 % 03/02/2020
Empery Asset Master, Ltd. Cayman Islands 0 468718 0 468718 468718 9.99 % 03/02/2020
Empery Asset Management, LP Delaware 0 842000 0 842000 842000 9.99 % 03/02/2020
Martin D. Hoe United States 0 842000 0 842000 842000 9.99 % 03/02/2020
Ryan M. Lane United States 0 842000 0 842000 842000 9.99 % 03/02/2020
Empery Asset Management, LP Delaware 0 842000 0 842000 842000 9.99 % 03/02/2020
District 2 Capital LP Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
Bigger Capital Fund GP, LLC Delaware 0 83154 0 83154 83154 9.99 % 27/11/2019
District 2 Capital Fund LP Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
Bigger Capital Fund, LP Delaware 0 83154 0 83154 83154 9.99 % 27/11/2019
Michael Bigger USA 0 83154 0 83154 83154 9.99 % 27/11/2019
District 2 Holdings LLC Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
District 2 GP LLC Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
District 2 Capital LP Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
District 2 Capital Fund LP Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
Bigger Capital Fund GP, LLC Delaware 0 83154 0 83154 83154 9.99 % 27/11/2019
Bigger Capital Fund, LP Delaware 0 83154 0 83154 83154 9.99 % 27/11/2019
Michael Bigger USA 0 83154 0 83154 83154 9.99 % 27/11/2019
District 2 Holdings LLC Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
District 2 GP LLC Delaware 0 100000 0 100000 100000 2.2 % 27/11/2019
District 2 GP LLC Delaware 0 28800 0 28800 28800 3 % 14/11/2019
District 2 Holdings LLC Delaware 0 28800 0 28800 28800 3 % 14/11/2019
Michael Bigger USA 0 91487 0 91487 91487 9.99 % 14/11/2019
Bigger Capital Fund, LP Delaware 0 62687 0 62687 62687 9.99 % 14/11/2019
Bigger Capital Fund GP, LLC Delaware 0 62687 0 62687 62687 9.99 % 14/11/2019
District 2 Capital Fund LP Delaware 0 28800 0 28800 28800 3 % 14/11/2019
District 2 Capital LP Delaware 0 28800 0 28800 28800 3 % 14/11/2019
District 2 GP LLC Delaware 0 28800 0 28800 28800 3 % 14/11/2019
District 2 Holdings LLC Delaware 0 28800 0 28800 28800 3 % 14/11/2019
Michael Bigger USA 0 91487 0 91487 91487 9.99 % 14/11/2019
Bigger Capital Fund, LP Delaware 0 62687 0 62687 62687 9.99 % 14/11/2019
Bigger Capital Fund GP, LLC Delaware 0 62687 0 62687 62687 9.99 % 14/11/2019
District 2 Capital Fund LP Delaware 0 28800 0 28800 28800 3 % 14/11/2019
District 2 Capital LP Delaware 0 28800 0 28800 28800 3 % 14/11/2019
Michael Bigger USA 0 287715 0 287715 287715 8.3 % 01/11/2019
Bigger Capital Fund, LP Delaware 0 287915 0 287915 287915 8.3 % 01/11/2019
Bigger Capital Fund GP, LLC Delaware 0 287915 0 287915 287915 8.3 % 01/11/2019
Chiang Li Family Massachusetts 16853 0 16853 0 16853 0.23 % 15/03/2019
Anson Funds Management LP Texas 0 67597 0 67597 67597 9.99 % 15/03/2019
Moez Kassam Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Amin Nathoo Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Anson Advisors Inc. Ontario, Canada 0 67597 0 67597 67597 9.99 % 15/03/2019
Bruce R. Winson United States Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Anson Management GP LLC Texas 0 67597 0 67597 67597 9.99 % 15/03/2019
EIN Delaware, United States of America 25000 0 25000 25000 9.9 % 15/03/2019
EIN Delaware, United States of America 25000 0 25000 25000 9.9 % 15/03/2019
CVI Investments, Inc. 377549 4.9 % 14/02/2019
Heights Capital Management, Inc. 377549 4.9 % 14/02/2019
Heights Capital Management, Inc. 377549 4.9 % 14/02/2019
CVI Investments, Inc. 377549 4.9 % 14/02/2019
Martin D. Hoe United States 0 1273801 0 1273801 1273801 4.99 % 17/01/2019
Empery Asset Management, LP Delaware 0 1273801 0 1273801 1273801 4.99 % 17/01/2019
Ryan M. Lane United States 0 1273801 0 1273801 1273801 4.99 % 17/01/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 331386 0 331386 331386 4.68 % 07/01/2019
Hal Mintz USA 0 353013 0 353013 353013 4.99 % 07/01/2019
Sabby Management, LLC Delaware USA 0 353013 0 353013 353013 4.99 % 07/01/2019
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 153607 0 153607 153607 2.17 % 07/01/2019
CVI Investments, Inc. 368571 5.2 % 06/07/2018
Heights Capital Management, Inc. 368571 5.2 % 06/07/2018
Empery Asset Management, LP Delaware 0 368571 0 368571 368571 5.48 % 05/07/2018
Martin D. Hoe United States 0 368571 0 368571 368571 5.48 % 05/07/2018
Ryan M. Lane United States 0 368571 0 368571 368571 5.48 % 05/07/2018
Sabby Management, LLC Delaware USA 0 472791 0 472791 472791 7.03 % 03/07/2018
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 146785 0 146785 146785 2.18 % 03/07/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 326006 0 326006 326006 4.85 % 03/07/2018
Hal Mintz USA 0 472791 0 472791 472791 7.03 % 03/07/2018
Sabby Management, LLC Delaware USA 0 89770 0 89770 89770 4.99 % 08/01/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 37280 0 37280 37280 2.07 % 08/01/2018
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 89770 0 89770 89770 4.99 % 08/01/2018
Hal Mintz USA 0 89770 0 89770 89770 4.99 % 08/01/2018
Chiang Li Family Massachusetts 235950 0 235950 0 235950 13.1 % 08/12/2017
Trend Discovery, LP S United States 0 0 0 0 0 0 % 28/11/2017
Trend Discovery, LP S United States 599631 632249 599631 632249 632249 5.05 % 12/10/2017
GBS Venture Partners Pty Ltd 0 0 % 07/02/2017
GBS BioVentures III 0 0 % 07/02/2017
GBS BioVentures II 0 0 % 07/02/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 78946 0 78946 78946 5.46 % 20/01/2017
Hal Mintz USA 0 98442 0 98442 98442 6.81 % 20/01/2017
Sabby Management, LLC Delaware USA 0 98442 0 98442 98442 6.81 % 20/01/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 19496 0 19496 19496 1.35 % 20/01/2017
Talu Ventures Pty Ltd 1625712 8.9 % 10/02/2016
CM Capital Venture Trust 4A 812856 4.4 % 10/02/2016
CM Capital Venture Trust 4B 812856 4.4 % 10/02/2016
GBS BioVentures III Australia 0 815165 0 815165 815165 4.8 % 05/03/2015
GBS Venture Partners Pty Ltd Australia 0 1194761 0 1194761 1194761 7 % 05/03/2015
GBS BioVentures II Australia 0 379596 0 379596 379596 2.2 % 05/03/2015
CM Capital Venture Trust 4A Australia 0 831606 0 831606 831606 4.9 % 06/02/2015
CM Capital Venture Trust 4B Australia 0 831606 0 831606 831606 4.9 % 06/02/2015
Talu Ventures Pty Ltd Australia 0 1663212 0 1663212 1663212 9.8 % 06/02/2015
Talu Ventures Pty Ltd Australia 0 2002498 0 2002498 2002498 11.6 % 05/11/2014
CM Capital Venture Trust 4A Australia 0 1001249 0 1001249 1001249 5.9 % 05/11/2014
CM Capital Venture Trust 4B Australia 0 1001249 0 1001249 1001249 5.9 % 05/11/2014
Mr. David Kroin USA 0 915917 0 915917 915917 5.441 % 14/02/2014
Great Point Partners, LLC USA 0 915917 0 915917 915917 5.441 % 14/02/2014
Dr. Jeffrey R. Jay, M.D. USA 0 915917 0 915917 915917 5.441 % 14/02/2014
Melville Straus United States of America 0 0 0 0 0 0 % 11/02/2014
Straus Asset Management, L.L.C. Delaware 0 0 0 0 0 0 % 11/02/2014
Dr. Jeffrey R. Jay, M.D. USA 0 950000 0 950000 950000 7.911 % 22/04/2013
Great Point Partners, LLC USA 0 950000 0 950000 950000 7.911 % 22/04/2013
Mr. David Kroin USA 0 950000 0 950000 950000 7.911 % 22/04/2013
Melville Straus United States of America 0 559713 0 559713 559713 5.9 % 14/02/2013
Straus Healthcare Partners, L.P. Delaware 0 398403 0 398403 398403 4.3 % 14/02/2013
Straus Asset Management, L.L.C. Delaware 0 559713 0 559713 559713 5.9 % 14/02/2013
Melville Straus United States of America 0 653056.62 0 653056.62 653056.62 10.1 % 23/02/2012
Straus Healthcare Partners, L.P. Delaware 0 367153.32 0 367153.32 367153.32 5.8 % 23/02/2012
Straus Asset Management, L.L.C. Delaware 0 653056.62 0 653056.62 653056.62 10.1 % 23/02/2012

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District