NUWE

Nuwellis, Inc. NUWE

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Daniel B. Asher United States of America 0 98050 0 98050 98050 4.99 % 30/08/2024
Intracoastal Capital LLC United States of America 0 98050 0 98050 98050 4.99 % 30/08/2024
Mitchell P. Kopin United States of America 0 98050 0 98050 98050 4.99 % 30/08/2024
Intracoastal Capital LLC United States of America 0 58888 0 58888 58888 4.99 % 02/08/2024
Daniel B. Asher United States of America 0 58888 0 58888 58888 4.99 % 02/08/2024
Mitchell P. Kopin United States of America 0 58888 0 58888 58888 4.99 % 02/08/2024
S.H.N. Financial Investments Ltd. Israel 1041668 0 0 0 1041668 5.7 % 06/05/2024
Daniel B. Asher United States of America 0 815023 0 815023 815023 4.99 % 03/05/2024
Intracoastal Capital LLC United States of America 0 815023 0 815023 815023 4.99 % 03/05/2024
Mitchell P. Kopin United States of America 0 815023 0 815023 815023 4.99 % 03/05/2024
Lind Global Partners II LLC Delaware 2550000 0 2550000 0 2550000 8.1 % 20/10/2022
Lind Global Fund II LP Delaware 2550000 0 2550000 0 2550000 8.1 % 20/10/2022
Jeff Easton Delaware 2550000 0 2550000 0 2550000 8.1 % 20/10/2022
Sander Gerber United States 0 0 0 0 0 0 % 08/02/2022
Hudson Bay Capital Management LP State of Delaware 0 0 0 0 0 0 % 08/02/2022
Martin D. Hoe Delaware 0 479328 0 0 479328 4.35 % 20/01/2022
Empery Asset Management, LP Delaware 0 479328 0 0 479328 4.35 % 20/01/2022
Ryan M. Lane Delaware 0 479328 0 0 479328 4.35 % 20/01/2022
Martin D. Hoe Delaware 0 479333 0 0 479333 6.13 % 24/03/2021
Empery Asset Management, LP Delaware 0 479333 0 0 479333 6.13 % 24/03/2021
Ryan M. Lane Delaware 0 479333 0 0 479333 6.13 % 24/03/2021
Michael Bigger Delaware 0 0 15000 500000 515000 8.5 % 23/03/2021
Bigger Capital Fund, LP Delaware 0 0 0 375000 375000 6.2 % 23/03/2021
Bigger Capital Fund GP, LLC Delaware 0 0 0 375000 375000 6.2 % 23/03/2021
District 2 Capital Fund LP Delaware 0 0 0 125000 125000 2.1 % 23/03/2021
District 2 Capital LP Delaware 0 0 0 125000 125000 2.1 % 23/03/2021
District 2 GP LLC Delaware 0 0 0 125000 125000 2.1 % 23/03/2021
District 2 Holdings LLC Delaware 0 0 0 125000 125000 2.1 % 23/03/2021
Altium Growth GP, LLC Delaware, United States of America 0 9524 0 0 9524 0.3 % 12/02/2021
Altium Capital Management, LP Delaware, United States of America 0 9524 0 0 9524 0.3 % 12/02/2021
Altium Growth Fund, LP Delaware, United States of America 0 9524 0 0 9524 0.3 % 12/02/2021
Martin D. Hoe Delaware 0 479333 0 0 479333 4.99 % 13/01/2021
Empery Asset Management, LP Delaware 0 479333 0 0 479333 4.99 % 13/01/2021
Ryan M. Lane Delaware 0 479333 0 0 479333 4.99 % 13/01/2021
CVI Investments, Inc. Cayman Islands 0 0 0 6666666 6666666 8.7 % 25/08/2020
Heights Capital Management, Inc. Cayman Islands 0 0 0 6666666 6666666 8.7 % 25/08/2020
13G/A 0 339756 0 339756 339756 4.9 % 14/02/2020
13G/A 0 339756 0 339756 339756 4.9 % 14/02/2020
13G/A 0 339756 0 339756 339756 4.9 % 14/02/2020
13G/A 0 339756 0 339756 339756 4.9 % 14/02/2020
13G/A 0 339756 0 339756 339756 4.9 % 14/02/2020
13G/A 0 339756 0 339756 339756 4.9 % 14/02/2020
Hudson Bay Capital Management LP State of Delaware 0 518763 0 0 518763 9.99 % 05/02/2020
Sander Gerber State of Delaware 0 518763 0 0 518763 9.99 % 05/02/2020
Martin D. Hoe United States 0 3228205 0 0 3228205 9.99 % 03/02/2020
Empery Asset Master, Ltd. United States 0 1771229 0 0 1771229 9.99 % 03/02/2020
Ryan M. Lane United States 0 3228205 0 0 3228205 9.99 % 03/02/2020
Empery Asset Management, LP United States 0 3228205 0 0 3228205 9.99 % 03/02/2020
District 2 Holdings LLC Delaware 0 0 0 28800 28800 3 % 14/11/2019
District 2 Capital LP Delaware 0 0 0 28800 28800 3 % 14/11/2019
Bigger Capital Fund GP, LLC Delaware 0 0 0 62687 62687 9.99 % 14/11/2019
Bigger Capital Fund, LP Delaware 0 0 0 62687 62687 9.99 % 14/11/2019
District 2 GP LLC Delaware 0 0 0 28800 28800 3 % 14/11/2019
Michael Bigger Delaware 0 0 0 91487 91487 9.99 % 14/11/2019
District 2 Capital Fund LP Delaware 0 0 0 28800 28800 3 % 14/11/2019
Bigger Capital Fund, LP Delaware 0 0 0 287915 287915 8.3 % 01/11/2019
Michael Bigger Delaware 0 0 0 287715 287715 8.3 % 01/11/2019
Bigger Capital Fund GP, LLC Delaware 0 0 0 287915 287915 8.3 % 01/11/2019
Kassam Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Nathoo Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Management LP Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
LLC Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Winson Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
Inc. Canadian Citizen 0 67597 0 67597 67597 9.99 % 15/03/2019
2 Delaware, United States of America 0 25000 0 25000 25000 9.9 % 15/03/2019
Heights Capital Management, Inc. Delaware 0 368571 0 368571 368571 5.2 % 06/07/2018
CVI Investments, Inc. Cayman Islands 0 368571 0 368571 368571 5.2 % 06/07/2018
Martin D. Hoe Delaware 0 1273801 0 0 1273801 5.48 % 05/07/2018
Ryan M. Lane Delaware 0 1273801 0 0 1273801 5.48 % 05/07/2018
Empery Asset Management, LP Delaware 0 1273801 0 0 1273801 5.48 % 05/07/2018
Chiang Li Family Massachusetts 235950 0 235950 0 235950 13.1 % 08/12/2017
Trend Discovery, LP United States 0 0 0 0 0 0 % 28/11/2017
Trend Discovery, LP United States 599631 632249 599631 632249 632249 5.05 % 12/10/2017
Ki Yong Choi United States 0 0 100000 10 11 6.1 % 10/03/2017
Talu Ventures  Pty Ltd Australia 0 1625712 0 0 1625712 8.9 % 10/02/2016
CM Capital Venture Trust 4A Australia 0 812856 0 0 812856 4.4 % 10/02/2016
CM Capital Venture Trust 4B Australia 0 812856 0 0 812856 4.4 % 10/02/2016
CM Capital Venture Trust 4B Australia 0 1001249 0 0 1001249 5.9 % 05/11/2014
CM Capital Venture Trust 4A Australia 0 1001249 0 0 1001249 5.9 % 05/11/2014
Talu Ventures Pty Ltd Australia 0 2002498 0 0 2002498 11.6 % 05/11/2014
Dr. Jeffrey R. Jay, M.D. USA 0 915917 0 915917 915917 5.44 % 14/02/2014
Great Point Partners, LLC USA 0 915917 0 915917 915917 5.44 % 14/02/2014
Mr. David Kroin USA 0 915917 0 915917 915917 5.44 % 14/02/2014
37-1475292 USA 0 950000 0 950000 950000 7.91 % 22/04/2013
Straus Healthcare Partners, L.P. Delaware 0 367153 0 367153 367153 5.8 % 23/02/2012
Straus Asset Management, L.L.C. Delaware 0 653056 0 653056 653056 10.1 % 23/02/2012
Melville Straus Delaware 0 653056 0 653056 653056 10.1 % 23/02/2012

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District