| DAVID E. LAZAR |
Portugal, Israel |
2390861 |
0 |
2390861 |
10 |
2390861 |
19.9 % |
01/04/2024 |
| Curetis N.V. in Liquidation |
|
2028208 |
0 |
2028208 |
0 |
2028208 |
13.8 % |
13/04/2020 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
200000 |
0 |
200000 |
200000 |
3.5 % |
10/02/2020 |
| Heights Capital Management, Inc. |
Delaware |
0 |
200000 |
0 |
200000 |
200000 |
3.5 % |
10/02/2020 |
| Armistice Capital, LLC |
Delaware |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
| Steven Boyd |
Delaware |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
| Heights Capital Management, Inc. |
Delaware |
0 |
200000 |
0 |
200000 |
200000 |
5.8 % |
01/11/2019 |
| CVI Investments, Inc. |
Cayman Islands |
0 |
200000 |
0 |
200000 |
200000 |
5.8 % |
01/11/2019 |
| Growth Portfolio |
Cayman Islands |
0 |
0 |
0 |
0 |
400000 |
5.6 % |
27/03/2019 |
| Steven Boyd |
Delaware |
0 |
454067 |
0 |
454067 |
454067 |
4.99 % |
14/02/2019 |
| Armistice Capital, LLC |
Delaware |
0 |
454067 |
0 |
454067 |
454067 |
4.99 % |
14/02/2019 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
454067 |
0 |
454067 |
454067 |
4.99 % |
14/02/2019 |
| Empery Asset Management, LP |
Delaware |
0 |
330770 |
0 |
0 |
330770 |
3.68 % |
15/01/2019 |
| Martin D. Hoe |
United States |
0 |
330770 |
0 |
0 |
330770 |
3.68 % |
15/01/2019 |
| Ryan M. Lane |
United States |
0 |
330770 |
0 |
0 |
330770 |
3.68 % |
15/01/2019 |
| Steven Boyd |
Delaware |
0 |
358505 |
0 |
358505 |
358505 |
6.9 % |
12/02/2018 |
| Armistice Capital, LLC |
Delaware |
0 |
358505 |
0 |
358505 |
358505 |
6.9 % |
12/02/2018 |
| Armistice Capital Master Fund Ltd. |
Delaware |
0 |
358505 |
0 |
358505 |
358505 |
6.9 % |
12/02/2018 |
| Intracoastal Capital LLC |
United States of America |
0 |
268194 |
0 |
268194 |
268194 |
4.99 % |
12/02/2018 |
| Daniel B. Asher |
United States of America |
0 |
268194 |
0 |
268194 |
268194 |
4.99 % |
12/02/2018 |
| Mitchell P. Kopin |
United States of America |
0 |
268194 |
0 |
268194 |
268194 |
4.99 % |
12/02/2018 |
| Empery Asset Management, LP |
Delaware |
0 |
331580 |
0 |
0 |
331580 |
9.38 % |
08/02/2018 |
| Ryan M. Lane |
United States |
0 |
331580 |
0 |
0 |
331580 |
9.38 % |
08/02/2018 |
| Martin D. Hoe |
United States |
0 |
331580 |
0 |
0 |
331580 |
9.38 % |
08/02/2018 |
| Ryan M. Lane |
United States |
0 |
2570000 |
0 |
0 |
2570000 |
4.71 % |
16/01/2018 |
| Management, LP |
Delaware |
0 |
2570000 |
0 |
0 |
2570000 |
4.71 % |
16/01/2018 |
| Hoe |
United States |
0 |
2570000 |
0 |
0 |
2570000 |
4.71 % |
16/01/2018 |
| Empery Asset Management, LP |
Delaware |
0 |
2500000 |
0 |
0 |
2500000 |
5.49 % |
18/07/2017 |
| Martin D. Hoe |
United States |
0 |
2500000 |
0 |
0 |
2500000 |
5.49 % |
18/07/2017 |
| Ryan M. Lane |
United States |
0 |
2500000 |
0 |
0 |
2500000 |
5.49 % |
18/07/2017 |
| BARCLAYS GLOBAL INVESTORS, NA. |
Cayman Islands |
0 |
346014 |
0 |
346014 |
645743 |
2.65 % |
24/05/2016 |
| Barbara N. Lubash |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| William J. Link |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Ross A. Jaffe |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Donald B. Milder |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Rebecca B. Roberston |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Robin L. Praeger |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Charles M. Warden |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Versant Side Fund III, L.P. |
Delaware |
17462 |
0 |
17462 |
10 |
17462 |
0.16 % |
14/05/2015 |
| Brian G. Atwood |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Samuel D. Colella |
United States |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Bradley J. Bolzon |
Canada |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| Versant Venture Capital III, L.P. |
Delaware |
2956488 |
0 |
2956488 |
10 |
2956488 |
26.5 % |
14/05/2015 |
| Versant Ventures III, LLC |
Delaware |
0 |
2973950 |
0 |
10 |
2973950 |
26.7 % |
14/05/2015 |
| jVen Capital, LLC |
Delaware |
0 |
3375685 |
0 |
10 |
3375685 |
30.2 % |
14/05/2015 |
| Evan Jones |
United States |
0 |
3515224 |
0 |
10 |
3515224 |
31.5 % |
14/05/2015 |
| Misti Ushio, PhD. |
United States |
0 |
1710629 |
0 |
10 |
1710629 |
15.5 % |
14/05/2015 |
| Harris & Harris Group, Inc. |
New York |
0 |
1710629 |
0 |
10 |
1710629 |
15.5 % |
14/05/2015 |
| Daniel B. Wolfe, PhD. |
United States |
0 |
1710629 |
0 |
10 |
1710629 |
15.5 % |
14/05/2015 |
| Douglas W. Jamison |
United States |
0 |
1710629 |
1710629 |
10 |
1710629 |
15.5 % |
14/05/2015 |
| Alexei Andreev, PhD. |
Russian Federation |
0 |
1710629 |
0 |
10 |
1710629 |
15.5 % |
14/05/2015 |