Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
Heights Capital Management, Inc. 200000 3.5 % 10/02/2020
Heights Capital Management, Inc. 200000 3.5 % 10/02/2020
CVI Investments, Inc. 200000 3.5 % 10/02/2020
CVI Investments, Inc. 200000 3.5 % 10/02/2020
Hal Mintz USA 0 278555 0 278555 278555 4.99 % 06/01/2020
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 06/01/2020
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 06/01/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 278555 0 278555 278555 4.99 % 06/01/2020
Sabby Management, LLC Delaware USA 0 278555 0 278555 278555 4.99 % 06/01/2020
Hal Mintz USA 0 278555 0 278555 278555 4.99 % 06/01/2020
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 278555 0 278555 278555 4.99 % 06/01/2020
Sabby Management, LLC Delaware USA 0 278555 0 278555 278555 4.99 % 06/01/2020
Steven Boyd United States of America 0 172631 0 172631 172631 4.99 % 01/11/2019
Armistice Capital, LLC Delaware 0 172631 0 172631 172631 4.99 % 01/11/2019
Steven Boyd United States of America 0 172631 0 172631 172631 4.99 % 01/11/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 172631 0 172631 172631 4.99 % 01/11/2019
Armistice Capital, LLC Delaware 0 172631 0 172631 172631 4.99 % 01/11/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 172631 0 172631 172631 4.99 % 01/11/2019
Heights Capital Management, Inc. 200000 5.8 % 01/11/2019
CVI Investments, Inc. 200000 5.8 % 01/11/2019
Heights Capital Management, Inc. 200000 5.8 % 01/11/2019
CVI Investments, Inc. 200000 5.8 % 01/11/2019
Sabby Management, LLC Delaware USA 0 891831 0 891831 891831 5.05 % 27/03/2019
Hal Mintz USA 0 891831 0 891831 891831 5.05 % 27/03/2019
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 27/03/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 891831 0 891831 891831 5.05 % 27/03/2019
Steven Boyd United States America 0 454067 0 454067 454067 4.99 % 14/02/2019
Armistice Capital, LLC Delaware 0 454067 0 454067 454067 4.99 % 14/02/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 454067 0 454067 454067 4.99 % 14/02/2019
Ryan M. Lane United States 0 330770 0 330770 330770 3.68 % 15/01/2019
Empery Asset Management, LP Delaware 0 330770 0 330770 330770 3.68 % 15/01/2019
Martin D. Hoe United States 0 330770 0 330770 330770 3.68 % 15/01/2019
Hal Mintz USA 0 431409 0 431409 431409 4.99 % 03/01/2019
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 431409 0 431409 431409 4.99 % 03/01/2019
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 198688 0 198688 198688 2.3 % 03/01/2019
Sabby Management, LLC Delaware, USA 0 431409 0 431409 431409 4.99 % 03/01/2019
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 31049 0 31049 31049 0.6 % 16/02/2018
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 236450 0 236450 236450 4.57 % 16/02/2018
Hal Mintz USA 0 267499 0 267499 267499 5.17 % 16/02/2018
Sabby Management, LLC Delaware USA 0 267499 0 267499 267499 5.17 % 16/02/2018
Steven Boyd United States America 0 358505 0 358505 358505 6.9 % 12/02/2018
Armistice Capital, LLC Delaware 0 358505 0 358505 358505 6.9 % 12/02/2018
Armistice Capital Master Fund Ltd. Cayman Islands 0 358505 0 358505 358505 6.9 % 12/02/2018
Daniel B. Asher United States America 0 268194 0 268194 268194 4.99 % 12/02/2018
Intracoastal Capital LLC United States America 0 268194 0 268194 268194 4.99 % 12/02/2018
Mitchell P. Kopin United States America 0 268194 0 268194 268194 4.99 % 12/02/2018
Empery Asset Management, LP Delaware 0 461539 0 461539 461539 9.38 % 08/02/2018
Martin D. Hoe United States 0 461539 0 461539 461539 9.38 % 08/02/2018
Ryan M. Lane United States 0 461539 0 461539 461539 9.38 % 08/02/2018
Martin D. Hoe United States 0 2570000 0 2570000 2570000 4.71 % 16/01/2018
Empery Asset Management, LP Delaware 0 2570000 0 2570000 2570000 4.71 % 16/01/2018
Ryan M. Lane United States 0 2570000 0 2570000 2570000 4.71 % 16/01/2018
Empery Asset Management, LP Delaware 0 2500000 0 2500000 2500000 5.49 % 18/07/2017
Ryan M. Lane United States 0 2500000 0 2500000 2500000 5.49 % 18/07/2017
Martin D. Hoe United States 0 2500000 0 2500000 2500000 5.49 % 18/07/2017
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 558540 0 558540 558540 2.57 % 10/01/2017
Hal Mintz USA 0 1083686 0 1083686 1083686 4.99 % 10/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1083686 0 1083686 1083686 4.99 % 10/01/2017
Sabby Management, LLC Delaware USA 0 1083686 0 1083686 1083686 4.99 % 10/01/2017
Hal Mintz USA 0 1657490 0 1657490 1657490 9.99 % 24/05/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 346014 0 346014 346014 2.09 % 24/05/2016
Sabby Volatility Warrant Master Fund, Ltd. Cayman Islands 0 1311476 0 1311476 1311476 7.9 % 24/05/2016
Sabby Management, LLC Delaware USA 0 1657490 0 1657490 1657490 9.99 % 24/05/2016

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District