Heights Capital Management, Inc. |
|
|
|
|
|
200000 |
3.5 % |
10/02/2020 |
Heights Capital Management, Inc. |
|
|
|
|
|
200000 |
3.5 % |
10/02/2020 |
CVI Investments, Inc. |
|
|
|
|
|
200000 |
3.5 % |
10/02/2020 |
CVI Investments, Inc. |
|
|
|
|
|
200000 |
3.5 % |
10/02/2020 |
Hal Mintz |
USA |
0 |
278555 |
0 |
278555 |
278555 |
4.99 % |
06/01/2020 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
06/01/2020 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
06/01/2020 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
278555 |
0 |
278555 |
278555 |
4.99 % |
06/01/2020 |
Sabby Management, LLC |
Delaware USA |
0 |
278555 |
0 |
278555 |
278555 |
4.99 % |
06/01/2020 |
Hal Mintz |
USA |
0 |
278555 |
0 |
278555 |
278555 |
4.99 % |
06/01/2020 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
278555 |
0 |
278555 |
278555 |
4.99 % |
06/01/2020 |
Sabby Management, LLC |
Delaware USA |
0 |
278555 |
0 |
278555 |
278555 |
4.99 % |
06/01/2020 |
Steven Boyd |
United States of America |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
Armistice Capital, LLC |
Delaware |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
Steven Boyd |
United States of America |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
Armistice Capital Master Fund Ltd. |
Cayman Islands |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
Armistice Capital, LLC |
Delaware |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
Armistice Capital Master Fund Ltd. |
Cayman Islands |
0 |
172631 |
0 |
172631 |
172631 |
4.99 % |
01/11/2019 |
Heights Capital Management, Inc. |
|
|
|
|
|
200000 |
5.8 % |
01/11/2019 |
CVI Investments, Inc. |
|
|
|
|
|
200000 |
5.8 % |
01/11/2019 |
Heights Capital Management, Inc. |
|
|
|
|
|
200000 |
5.8 % |
01/11/2019 |
CVI Investments, Inc. |
|
|
|
|
|
200000 |
5.8 % |
01/11/2019 |
Sabby Management, LLC |
Delaware USA |
0 |
891831 |
0 |
891831 |
891831 |
5.05 % |
27/03/2019 |
Hal Mintz |
USA |
0 |
891831 |
0 |
891831 |
891831 |
5.05 % |
27/03/2019 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
0 |
0 |
0 |
0 |
0 % |
27/03/2019 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
891831 |
0 |
891831 |
891831 |
5.05 % |
27/03/2019 |
Steven Boyd |
United States America |
0 |
454067 |
0 |
454067 |
454067 |
4.99 % |
14/02/2019 |
Armistice Capital, LLC |
Delaware |
0 |
454067 |
0 |
454067 |
454067 |
4.99 % |
14/02/2019 |
Armistice Capital Master Fund Ltd. |
Cayman Islands |
0 |
454067 |
0 |
454067 |
454067 |
4.99 % |
14/02/2019 |
Ryan M. Lane |
United States |
0 |
330770 |
0 |
330770 |
330770 |
3.68 % |
15/01/2019 |
Empery Asset Management, LP |
Delaware |
0 |
330770 |
0 |
330770 |
330770 |
3.68 % |
15/01/2019 |
Martin D. Hoe |
United States |
0 |
330770 |
0 |
330770 |
330770 |
3.68 % |
15/01/2019 |
Hal Mintz |
USA |
0 |
431409 |
0 |
431409 |
431409 |
4.99 % |
03/01/2019 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
431409 |
0 |
431409 |
431409 |
4.99 % |
03/01/2019 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
198688 |
0 |
198688 |
198688 |
2.3 % |
03/01/2019 |
Sabby Management, LLC |
Delaware, USA |
0 |
431409 |
0 |
431409 |
431409 |
4.99 % |
03/01/2019 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
31049 |
0 |
31049 |
31049 |
0.6 % |
16/02/2018 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
236450 |
0 |
236450 |
236450 |
4.57 % |
16/02/2018 |
Hal Mintz |
USA |
0 |
267499 |
0 |
267499 |
267499 |
5.17 % |
16/02/2018 |
Sabby Management, LLC |
Delaware USA |
0 |
267499 |
0 |
267499 |
267499 |
5.17 % |
16/02/2018 |
Steven Boyd |
United States America |
0 |
358505 |
0 |
358505 |
358505 |
6.9 % |
12/02/2018 |
Armistice Capital, LLC |
Delaware |
0 |
358505 |
0 |
358505 |
358505 |
6.9 % |
12/02/2018 |
Armistice Capital Master Fund Ltd. |
Cayman Islands |
0 |
358505 |
0 |
358505 |
358505 |
6.9 % |
12/02/2018 |
Daniel B. Asher |
United States America |
0 |
268194 |
0 |
268194 |
268194 |
4.99 % |
12/02/2018 |
Intracoastal Capital LLC |
United States America |
0 |
268194 |
0 |
268194 |
268194 |
4.99 % |
12/02/2018 |
Mitchell P. Kopin |
United States America |
0 |
268194 |
0 |
268194 |
268194 |
4.99 % |
12/02/2018 |
Empery Asset Management, LP |
Delaware |
0 |
461539 |
0 |
461539 |
461539 |
9.38 % |
08/02/2018 |
Martin D. Hoe |
United States |
0 |
461539 |
0 |
461539 |
461539 |
9.38 % |
08/02/2018 |
Ryan M. Lane |
United States |
0 |
461539 |
0 |
461539 |
461539 |
9.38 % |
08/02/2018 |
Martin D. Hoe |
United States |
0 |
2570000 |
0 |
2570000 |
2570000 |
4.71 % |
16/01/2018 |
Empery Asset Management, LP |
Delaware |
0 |
2570000 |
0 |
2570000 |
2570000 |
4.71 % |
16/01/2018 |
Ryan M. Lane |
United States |
0 |
2570000 |
0 |
2570000 |
2570000 |
4.71 % |
16/01/2018 |
Empery Asset Management, LP |
Delaware |
0 |
2500000 |
0 |
2500000 |
2500000 |
5.49 % |
18/07/2017 |
Ryan M. Lane |
United States |
0 |
2500000 |
0 |
2500000 |
2500000 |
5.49 % |
18/07/2017 |
Martin D. Hoe |
United States |
0 |
2500000 |
0 |
2500000 |
2500000 |
5.49 % |
18/07/2017 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
558540 |
0 |
558540 |
558540 |
2.57 % |
10/01/2017 |
Hal Mintz |
USA |
0 |
1083686 |
0 |
1083686 |
1083686 |
4.99 % |
10/01/2017 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
1083686 |
0 |
1083686 |
1083686 |
4.99 % |
10/01/2017 |
Sabby Management, LLC |
Delaware USA |
0 |
1083686 |
0 |
1083686 |
1083686 |
4.99 % |
10/01/2017 |
Hal Mintz |
USA |
0 |
1657490 |
0 |
1657490 |
1657490 |
9.99 % |
24/05/2016 |
Sabby Healthcare Master Fund, Ltd. |
Cayman Islands |
0 |
346014 |
0 |
346014 |
346014 |
2.09 % |
24/05/2016 |
Sabby Volatility Warrant Master Fund, Ltd. |
Cayman Islands |
0 |
1311476 |
0 |
1311476 |
1311476 |
7.9 % |
24/05/2016 |
Sabby Management, LLC |
Delaware USA |
0 |
1657490 |
0 |
1657490 |
1657490 |
9.99 % |
24/05/2016 |