OPGN

OpGen, Inc. OPGN

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
DAVID E. LAZAR Portugal, Israel 2390861 0 2390861 10 2390861 19.9 % 01/04/2024
Curetis N.V. in Liquidation 2028208 0 2028208 0 2028208 13.8 % 13/04/2020
CVI Investments, Inc. Cayman Islands 0 200000 0 200000 200000 3.5 % 10/02/2020
Heights Capital Management, Inc. Delaware 0 200000 0 200000 200000 3.5 % 10/02/2020
Armistice Capital, LLC Delaware 0 172631 0 172631 172631 4.99 % 01/11/2019
Steven Boyd Delaware 0 172631 0 172631 172631 4.99 % 01/11/2019
Armistice Capital Master Fund Ltd. Delaware 0 172631 0 172631 172631 4.99 % 01/11/2019
Heights Capital Management, Inc. Delaware 0 200000 0 200000 200000 5.8 % 01/11/2019
CVI Investments, Inc. Cayman Islands 0 200000 0 200000 200000 5.8 % 01/11/2019
Growth Portfolio Cayman Islands 0 0 0 0 400000 5.6 % 27/03/2019
Steven Boyd Delaware 0 454067 0 454067 454067 4.99 % 14/02/2019
Armistice Capital, LLC Delaware 0 454067 0 454067 454067 4.99 % 14/02/2019
Armistice Capital Master Fund Ltd. Delaware 0 454067 0 454067 454067 4.99 % 14/02/2019
Empery Asset Management, LP Delaware 0 330770 0 0 330770 3.68 % 15/01/2019
Martin D. Hoe United States 0 330770 0 0 330770 3.68 % 15/01/2019
Ryan M. Lane United States 0 330770 0 0 330770 3.68 % 15/01/2019
Steven Boyd Delaware 0 358505 0 358505 358505 6.9 % 12/02/2018
Armistice Capital, LLC Delaware 0 358505 0 358505 358505 6.9 % 12/02/2018
Armistice Capital Master Fund Ltd. Delaware 0 358505 0 358505 358505 6.9 % 12/02/2018
Intracoastal Capital LLC United States of America 0 268194 0 268194 268194 4.99 % 12/02/2018
Daniel B. Asher United States of America 0 268194 0 268194 268194 4.99 % 12/02/2018
Mitchell P. Kopin United States of America 0 268194 0 268194 268194 4.99 % 12/02/2018
Empery Asset Management, LP Delaware 0 331580 0 0 331580 9.38 % 08/02/2018
Ryan M. Lane United States 0 331580 0 0 331580 9.38 % 08/02/2018
Martin D. Hoe United States 0 331580 0 0 331580 9.38 % 08/02/2018
Ryan M. Lane United States 0 2570000 0 0 2570000 4.71 % 16/01/2018
Management, LP Delaware 0 2570000 0 0 2570000 4.71 % 16/01/2018
Hoe United States 0 2570000 0 0 2570000 4.71 % 16/01/2018
Empery Asset Management, LP Delaware 0 2500000 0 0 2500000 5.49 % 18/07/2017
Martin D. Hoe United States 0 2500000 0 0 2500000 5.49 % 18/07/2017
Ryan M. Lane United States 0 2500000 0 0 2500000 5.49 % 18/07/2017
BARCLAYS GLOBAL INVESTORS, NA. Cayman Islands 0 346014 0 346014 645743 2.65 % 24/05/2016
Barbara N. Lubash United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
William J. Link United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Ross A. Jaffe United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Donald B. Milder United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Rebecca B. Roberston United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Robin L. Praeger United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Charles M. Warden United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Versant Side Fund III, L.P. Delaware 17462 0 17462 10 17462 0.16 % 14/05/2015
Brian G. Atwood United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Samuel D. Colella United States 0 2973950 0 10 2973950 26.7 % 14/05/2015
Bradley J. Bolzon Canada 0 2973950 0 10 2973950 26.7 % 14/05/2015
Versant Venture Capital III, L.P. Delaware 2956488 0 2956488 10 2956488 26.5 % 14/05/2015
Versant Ventures III, LLC Delaware 0 2973950 0 10 2973950 26.7 % 14/05/2015
jVen Capital, LLC Delaware 0 3375685 0 10 3375685 30.2 % 14/05/2015
Evan Jones United States 0 3515224 0 10 3515224 31.5 % 14/05/2015
Misti Ushio, PhD. United States 0 1710629 0 10 1710629 15.5 % 14/05/2015
Harris & Harris Group, Inc. New York 0 1710629 0 10 1710629 15.5 % 14/05/2015
Daniel B. Wolfe, PhD. United States 0 1710629 0 10 1710629 15.5 % 14/05/2015
Douglas W. Jamison United States 0 1710629 1710629 10 1710629 15.5 % 14/05/2015
Alexei Andreev, PhD. Russian Federation 0 1710629 0 10 1710629 15.5 % 14/05/2015

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District