| Hao (Peter) Liu |
Canada |
357254 |
0 |
357254 |
0 |
357254 |
7.16 % |
18/10/2024 |
| Jiang
Liu |
People’s Republic of China |
497943 |
0 |
497943 |
0 |
497943 |
9.9 % |
12/09/2024 |
| Morgan Stanley |
Delaware. |
0 |
1424 |
0 |
1424 |
1424 |
0 % |
10/03/2022 |
| Morgan Stanley Capital Services LLC |
Delaware. |
0 |
1424 |
0 |
1424 |
1424 |
0 % |
10/03/2022 |
| Morgan Stanley |
Delaware. |
0 |
1298383 |
0 |
13 |
1298383 |
8.1 % |
09/02/2022 |
| Morgan Stanley Capital Services LLC |
Delaware. |
0 |
0 |
0 |
13 |
1298383 |
8.1 % |
09/02/2022 |
| BRC Partners Opportunity Fund, LP |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
03/09/2021 |
| B. Riley Financial, Inc. |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
03/09/2021 |
| Bryant R. Riley |
United States of America |
0 |
0 |
0 |
0 |
0 |
0 % |
03/09/2021 |
| B. Riley Principal Investments, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
03/09/2021 |
| B. Riley Capital Management, LLC |
New York |
0 |
0 |
0 |
0 |
0 |
0 % |
03/09/2021 |
| BRC Partners Management GP, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
03/09/2021 |
| B. Riley Financial, Inc. |
Delaware |
0 |
5772910 |
0 |
5772910 |
5772910 |
6.8 % |
27/08/2021 |
| Bryant R. Riley |
United States of America |
221199 |
5772910 |
221199 |
5772910 |
5772910 |
7 % |
27/08/2021 |
| B. Riley Principal Investments, LLC |
Delaware |
0 |
4699252 |
0 |
4699252 |
4699252 |
5.5 % |
27/08/2021 |
| BRC Partners Management GP, LLC |
Delaware |
0 |
1073658 |
0 |
1073658 |
1073658 |
1.3 % |
27/08/2021 |
| BRC Partners Opportunity Fund, LP |
Delaware |
0 |
1073658 |
0 |
1073658 |
1073658 |
1.3 % |
27/08/2021 |
| B. Riley Capital Management, LLC |
New York |
0 |
1073658 |
0 |
1073658 |
1073658 |
1.3 % |
27/08/2021 |
| 180 Degree Capital Corp. |
New York |
0 |
2945623 |
0 |
2945623 |
2945623 |
4.4 % |
09/07/2021 |
| B. Riley Capital Management, LLC |
New York |
0 |
5740325 |
0 |
5740325 |
5740325 |
8.7 % |
15/03/2021 |
| B. Riley Financial, Inc. |
Delaware |
1139085 |
9300492 |
1139085 |
9300492 |
10439577 |
15.7 % |
15/03/2021 |
| Bryant R. Riley |
United States of America |
271417 |
10439577 |
271417 |
10439577 |
10710994 |
16.2 % |
15/03/2021 |
| BRC Partners Opportunity Fund, LP |
Delaware |
0 |
5740325 |
0 |
5740325 |
5740325 |
8.7 % |
15/03/2021 |
| B. Riley Principal Investments, LLC |
Delaware |
0 |
3560167 |
0 |
3560167 |
3560167 |
5.4 % |
15/03/2021 |
| BRC Partners Management GP, LLC |
Delaware |
0 |
5740325 |
0 |
5740325 |
5740325 |
8.7 % |
15/03/2021 |
| 180 Degree Capital Corp. |
New York |
0 |
9395229 |
0 |
9395229 |
9395229 |
14.2 % |
01/03/2021 |
| GrizzlyRock Capital, LLC |
Delaware |
0 |
1904253 |
0 |
1904253 |
1904253 |
2.88 % |
19/02/2021 |
| Vivaldi
Asset Management, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2021 |
| Vivaldi
Holdings, LLC |
Delaware |
0 |
0 |
0 |
0 |
0 |
0 % |
12/02/2021 |
| 180 Degree Capital Corp. |
|
0 |
9395229 |
0 |
11 |
9395229 |
14.3 % |
08/09/2020 |
| The Phoenix Holdings Ltd. |
Israel |
0 |
2568682 |
0 |
0 |
2568682 |
3.89 % |
03/08/2020 |
| 180 Degree Capital Corp. |
New York |
0 |
9251547 |
0 |
9251547 |
9251547 |
14 % |
06/07/2020 |
| Partners Opportunity Fund, LP |
Delaware |
0 |
7120325 |
0 |
10 |
7120325 |
10.8 % |
29/06/2020 |
| Riley Capital Management, LLC |
York |
0 |
7120325 |
0 |
10 |
7120325 |
10.8 % |
29/06/2020 |
| Partners Management GP, LLC |
Delaware |
0 |
7120325 |
0 |
10 |
7120325 |
10.8 % |
29/06/2020 |
| Riley Financial, Inc. |
Delaware |
1139085 |
10680492 |
1139085 |
10 |
11819577 |
17.9 % |
29/06/2020 |
| R. Riley |
States of America |
820000 |
11819577 |
820000 |
10 |
12639577 |
19.2 % |
29/06/2020 |
| Riley Principal Investments, LLC |
Delaware |
0 |
3560167 |
0 |
10 |
3560167 |
5.4 % |
29/06/2020 |
| The Phoenix Holdings Ltd. |
Israel |
0 |
4047682 |
0 |
0 |
4047682 |
7.04 % |
29/06/2020 |
| AFO Blackberry LLC |
: |
0 |
239655 |
0 |
0 |
239655 |
1.17 % |
24/02/2020 |
| AFOB FIP MS, LLC |
: |
0 |
239655 |
0 |
0 |
239655 |
1.17 % |
24/02/2020 |
| Equitec Specialists, LLC |
: |
0 |
300928 |
0 |
0 |
300928 |
1.48 % |
24/02/2020 |
| Sphinx Trading LP |
: |
0 |
112700 |
0 |
0 |
112700 |
0.55 % |
24/02/2020 |
| Oakmont Investments, LLC |
: |
0 |
112700 |
0 |
0 |
112700 |
0.55 % |
24/02/2020 |
| Daniel Asher |
: |
0 |
1075530 |
0 |
0 |
1075530 |
5.28 % |
24/02/2020 |
| Equitec Proprietary Markets, LLC |
: |
0 |
422247 |
0 |
0 |
422247 |
2.07 % |
24/02/2020 |
| Equitec Group, LLC |
: |
0 |
422247 |
0 |
0 |
422247 |
2.07 % |
24/02/2020 |
| Brett Hendrickson |
U.S. Citizen |
0 |
3692081 |
0 |
0 |
3692081 |
18.1 % |
14/02/2020 |
| Nokomis Capital, L.L.C. |
Texas |
0 |
3692081 |
0 |
0 |
3692081 |
18.1 % |
14/02/2020 |
| Investec Investments (UK) Limited |
Citizenship or Place of Organization London, United Kingdom |
0 |
1409124 |
0 |
1409124 |
1409124 |
6.9 % |
14/02/2020 |
| Investec Bank plc |
Citizenship or Place of Organization London, United Kingdom |
0 |
1409124 |
0 |
1409124 |
1409124 |
6.9 % |
14/02/2020 |
| BRC
Partners Opportunity Fund, LP |
OR PLACE OF ORGANIZATION |
0 |
1073658 |
0 |
10 |
1073658 |
5.1 % |
12/11/2019 |
| Bryant
R. Riley |
OR PLACE OF ORGANIZATION |
0 |
2945595 |
0 |
10 |
2945595 |
14 % |
12/11/2019 |
| Kenneth
Young |
OR PLACE OF ORGANIZATION |
0 |
2945595 |
0 |
10 |
2945595 |
14 % |
12/11/2019 |
| B.
Riley Principal Investments, LLC |
OR PLACE OF ORGANIZATION |
0 |
732852 |
0 |
10 |
732852 |
3.5 % |
12/11/2019 |
| BRC
Partners Management GP, LLC |
OR PLACE OF ORGANIZATION |
0 |
1073658 |
0 |
10 |
1073658 |
5.1 % |
12/11/2019 |
| B.
Riley Capital Management, LLC |
OR PLACE OF ORGANIZATION |
0 |
1073658 |
0 |
10 |
1073658 |
5.1 % |
12/11/2019 |
| B.
Riley Financial, Inc. |
OR PLACE OF ORGANIZATION |
1139085 |
1806510 |
1139085 |
10 |
2945595 |
14 % |
12/11/2019 |
| B.
Riley FBR, Inc. |
OR PLACE OF ORGANIZATION |
0 |
0 |
0 |
10 |
0 |
0 % |
12/11/2019 |
| Vivaldi Holdings, LLC |
Delaware |
0 |
205259 |
0 |
0 |
205259 |
1.01 % |
07/11/2019 |
| GrizzlyRock Capital, LLC |
Delaware |
0 |
861625 |
0 |
0 |
861625 |
4.23 % |
07/11/2019 |
| Vivaldi Asset Management, LLC |
Delaware |
0 |
205259 |
0 |
0 |
205259 |
1.01 % |
07/11/2019 |
| Kyle Mowery |
Delaware |
0 |
1066884 |
0 |
0 |
1066884 |
5.24 % |
07/11/2019 |
| GrizzlyRock Institutional Value Partners, L.P. |
Delaware |
0 |
861625 |
0 |
0 |
861625 |
4.23 % |
07/11/2019 |
| GrizzlyRock GP, LLC |
Delaware |
0 |
861625 |
0 |
0 |
861625 |
4.23 % |
07/11/2019 |