SONM

Sonim Technologies, Inc. SONM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Jiang Liu People’s Republic of China 497943 0 497943 0 497943 9.9 % 12/09/2024
180 Degree Capital Corp. New York 0 2945623 0 2945623 2945623 4.4 % 09/07/2021
GrizzlyRock Capital, LLC Delaware 0 1904253 0 1904253 1904253 2.88 % 19/02/2021
Kyle Mowery United States 0 1904253 0 1904253 1904253 2.88 % 19/02/2021
GrizzlyRock Value Partners, L.P. Delaware 0 1904253 0 1904253 1904253 2.88 % 19/02/2021
GrizzlyRock GP, LLC Delaware 0 1904253 0 1904253 1904253 2.88 % 19/02/2021
Nokomis Capital, L.L.C. Texas 0 640501 0 640501 640501 1 % 12/02/2021
Brett Hendrickson US 0 640501 0 640501 640501 1 % 12/02/2021
Vivaldi Asset Management, LLC Delaware 0 0 0 0 0 0 % 12/02/2021
Vivaldi Holdings, LLC Delaware 0 0 0 0 0 0 % 12/02/2021
Daniel Asher United States 0 1858886 0 1858886 1858886 2.81 % 11/02/2021
AFO Blackberry LLC Delaware 0 239655 0 239655 239655 0.36 % 11/02/2021
AFOB FIP MS, LLC Delaware 0 239655 0 239655 239655 0.36 % 11/02/2021
Equitec Group, LLC Illinois 0 1568529 0 1568529 1568529 2.37 % 11/02/2021
Equitec Proprietary Markets, LLC Illinois 0 1568529 0 1568529 1568529 2.37 % 11/02/2021
Equitec Specialists, LLC Illinois 0 0 0 0 0 0 % 11/02/2021
Oakmont Investments, LLC Illinois 0 50702 0 50702 50702 0.08 % 11/02/2021
Sphinx Trading LP Illinois 0 50702 0 50702 50702 0.08 % 11/02/2021
Investec Bank plc 1409124 1409124 1409124 2.1 % 20/01/2021
Investec Investments (UK) Limited 1409124 1409124 1409124 2.1 % 20/01/2021
The Phoenix Holdings Ltd. Israel 0 2568682 0 2568682 2568682 3.89 % 03/08/2020
180 Degree Capital Corp. 9251547 9251547 9251547 14 % 06/07/2020
The Phoenix Holdings Ltd. Israel 0 4047682 0 4047682 4047682 7.04 % 29/06/2020
Equitec Specialists, LLC Illinois 0 300928 0 300928 300928 1.48 % 24/02/2020
Equitec Group, LLC Illinois 0 422247 0 422247 422247 2.07 % 24/02/2020
AFO Blackberry LLC Delaware 0 239655 0 239.655 239655 1.17 % 24/02/2020
AFOB FIP MS, LLC Delaware 0 239655 0 239655 239655 1.17 % 24/02/2020
Daniel Asher United States 0 1075530 0 1075530 1075530 5.28 % 24/02/2020
Sphinx Trading LP Illinois 0 112700 0 112700 112700 0.55 % 24/02/2020
Oakmont Investments, LLC Illinois 0 112700 0 112700 112700 0.55 % 24/02/2020
Equitec Proprietary Markets, LLC Illinois 0 422247 0 422247 422247 2.07 % 24/02/2020
Nokomis Capital, L.L.C. Texas 0 3692081 0 3692081 3692081 18.1 % 14/02/2020
Brett Hendrickson US 0 3692081 0 3692081 3692081 18.1 % 14/02/2020
Investec Investments (UK) Limited 1409124 1409124 1409124 6.9 % 14/02/2020
Investec Bank plc 1409124 1409124 1409124 6.9 % 14/02/2020
Vivaldi Holdings, LLC Delaware 0 373793 0 373793 373793 1.84 % 13/02/2020
GrizzlyRock Capital, LLC Delaware 0 1379337 0 1379337 1379337 6.78 % 13/02/2020
GrizzlyRock GP, LLC Delaware 0 1379337 0 1379337 1379337 6.78 % 13/02/2020
GrizzlyRock Institutional Value Partners, L.P. Delaware 0 1379337 0 1379337 1379337 6.78 % 13/02/2020
Kyle Mowery United States 0 1753130 0 1753130 1753130 8.61 % 13/02/2020
Vivaldi Asset Management, LLC Delaware 0 373793 0 373793 373793 1.84 % 13/02/2020
Neil S. Subin United States 834002 0 843002 0 834002 4.1 % 11/02/2020
Vivaldi Asset Management, LLC Delaware 0 205259 0 205259 0 1.01 % 07/11/2019
Kyle Mowery United States 0 1066884 0 1066884 0 5.24 % 07/11/2019
Vivaldi Holdings, LLC Delaware 0 205259 0 205259 0 1.01 % 07/11/2019
GrizzlyRock Institutional Value Partners, L.P. Delaware 0 861625 0 861625 0 4.23 % 07/11/2019
GrizzlyRock Capital, LLC Delaware 0 861625 0 861625 0 4.23 % 07/11/2019
GrizzlyRock GP, LLC Delaware 0 861625 0 861625 0 4.23 % 07/11/2019
Alimco Financial Corporation Delaware 239655 0 239655 0 239655 0 % 20/05/2019
Neil S. Subin United States 869701 0 869701 0 869701 0 % 20/05/2019

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District