SONN

Sonnet BioTherapeutics Holdings, Inc. SONN

Bénéficiaire Individuel

Déclarant Citoyenneté ou lieu d'organisation Pouvoir de vote unique Pouvoir de vote partagé Pouvoir de disposition unique Pouvoir de disposition partagé Montant en propriété effective Pourcentage détenu Date d'achat
John Markey Ohio, United States 3700000 0 3700000 0 3700000 11.1 % 17/07/2023
John Markey Ohio, United States 2830000 0 2830000 0 2830000 8.5 % 30/06/2023
John Markey Ohio, United States 2720000 0 2720000 0 2720000 9.9 % 12/06/2023
Matthew J. Ruck Maryland, United States 1547426 0 1547426 0 1547426 11 % 09/06/2023
John Markey Ohio, United States 1320507 0 1320507 0 1320507 6.5 % 01/05/2023
Sander Gerber United States 0 3400000 0 0 3400000 5.34 % 03/02/2022
Hudson Bay Capital Management LP State of Delaware 0 3400000 0 0 3400000 5.34 % 03/02/2022
Pankaj Mohan USA 0 942959 0 0 942959 5.5 % 10/03/2021
Altium Capital Management, LP Delaware, United States of America 0 5664728 0 0 5664728 4.99 % 16/02/2021
Altium Growth Fund, LP Delaware, United States of America 0 5664728 0 0 5664728 4.99 % 16/02/2021
Altium Growth GP, LLC Delaware, United States of America 0 5664728 0 0 5664728 4.99 % 16/02/2021
Martin D. Hoe United States 0 5707107 0 0 5707107 4.99 % 26/01/2021
Ryan M. Lane United States 0 5707107 0 0 5707107 4.99 % 26/01/2021
Empery Asset Management, LP Delaware 0 5707107 0 0 5707107 4.99 % 26/01/2021
Altium Growth GP, LLC Delaware, United States of America 0 403568 0 0 403568 5.8 % 10/04/2020
Altium Capital Management, LP United States of America 0 403568 0 0 403568 5.8 % 10/04/2020
Altium Growth Fund, LP United States of America 0 403568 0 0 403568 5.8 % 10/04/2020
Ezralow USA 435641 120000 435641 0 555641 4.97 % 07/04/2020
Martin D. Hoe United States 0 403568 0 0 403568 5.85 % 07/04/2020
Ryan M. Lane United States 0 403568 0 0 403568 5.85 % 07/04/2020
Empery Debt Opportunity Fund, LP Delaware 0 383389 0 0 383389 5.56 % 07/04/2020
Empery Asset Management, LP Delaware 0 403568 0 0 403568 5.85 % 07/04/2020
Investors, LP Delaware 0 1500 0 1500000 1500 9.99 % 31/03/2020
Origination Holdings, Inc. Delaware 0 905 0 905 905 9.99 % 31/03/2020
Special Opportunities Fund, LP Delaware 0 595 0 595 595 9.99 % 31/03/2020
Origination Co., LLC Delaware 0 905 0 905 905 9.99 % 31/03/2020
Special Opportunities Fund (Onshore) GP, LLC Delaware 0 595 0 595 595 9.99 % 31/03/2020
Arena Investors GP, LLC Delaware 0 1500 0 1500000 1500 9.99 % 31/03/2020
Bryan Ezralow USA 504349 120000 504349 0 624349 5.6 % 02/03/2020
Robert S. Hersch U.S.A. 0 1200000 0 10 1200000 10.64 % 02/12/2019
MV Amanth, LLC Texas 0 1200000 0 10 1200000 10.64 % 02/12/2019
Oz Rey, LLC Texas 0 1200000 0 10 1200000 10.64 % 02/12/2019
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 USA 202749 0 202749 0 202749 6.7 % 13/02/2018
Bryan Ezralow USA 202749 0 202749 0 202749 6.7 % 13/02/2018
Larry Spitcaufsky : 117054 35238 117054 10 152292 6.04 % 30/08/2017
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 USA 1270963 0 1270963 0 1270963 5.1 % 19/05/2017
Bryan Ezralow USA 1270963 0 1270963 0 1270963 5.1 % 19/05/2017
Martin A. Sumichrast United States 0 501783 0 0 501783 6.8 % 10/03/2015
Siskey Capital Opportunity Fund, LLC Delaware 0 85771 0 0 85771 1.2 % 10/03/2015
Siskey Capital Opportunity Fund II, LLC North Carolina 0 382412 0 0 382412 5.2 % 10/03/2015
Siskey Capital, LLC North Carolina 0 33600 0 0 33600 0.5 % 10/03/2015
Richard C. Siskey United States 0 501783 0 0 501783 6.8 % 10/03/2015
20-3571106 Oregon 0 706675 0 0 706675 11.3 % 10/02/2014
Larry Spitcaufsky United States of America 0 1067216 0 0 1067216 17 % 10/02/2014
4-3407614 Kansas 0 360541 0 0 360541 5.8 % 10/02/2014
Carolina Preferred Investments II, LLC North Carolina 0 296000 0 0 296000 5.8 % 21/10/2013
Siskey Capital, LLC North Carolina 0 120911 0 0 120911 2.4 % 21/10/2013
Todd Beddard U.S. 0 416911 0 0 416911 8.1 % 21/10/2013
SANDOR ADVISORS, LLC TEXAS 0 0 0 381111 381111 9.9 % 06/03/2013
JOHN S. LEMAK TEXAS 0 0 0 0 381111 9.9 % 06/03/2013
SANDOR CAPITAL MASTER FUND LP TEXAS 0 0 0 381111 381111 9.9 % 06/03/2013
ROBERT B. PRAG U.S. 0 0 0 33582 393117 9.9 % 04/03/2013
Millennium International Management GP LLC United States 0 222222 0 222222 222222 6 % 12/07/2012
ICS Opportunities, Ltd. United States 0 222222 0 222222 222222 6 % 12/07/2012
Millennium Management LLC United States 0 222222 0 222222 222222 6 % 12/07/2012
Israel A. Englander United States 0 222222 0 222222 222222 6 % 12/07/2012
Millennium International Management LP United States 0 222222 0 222222 222222 6 % 12/07/2012
ROBERT B. PRAG U.S. 0 0 0 31200 298200 9.9 % 10/11/2011
SANDOR ADVISORS, LLC TEXAS 0 0 0 298200 298200 9.9 % 10/11/2011
JOHN S. LEMAK UNITED STATES 0 0 0 225100 298200 9.9 % 10/11/2011
SANDOR CAPITAL MASTER FUND LP TEXAS 0 0 0 298200 298200 9.9 % 10/11/2011
Corner Market Management Inc. Canada 0 0 0 0 25134 2.5 % 05/01/2011
Alnesh Mohan Canada 0 0 0 0 25134 2.5 % 05/01/2011
Sanjeev Parsad Canada 0 0 0 0 25134 2.5 % 05/01/2011
MPIC Fund I, LP Canada 0 0 0 0 25134 2.5 % 05/01/2011
MPIC Canadian Limited Partnership Canada 0 0 0 0 25134 2.5 % 05/01/2011
Corner Market Capital U.S., Inc. Canada 0 0 0 0 25134 2.5 % 05/01/2011
Corner Market Capital Corporation Canada 0 0 0 0 25134 2.5 % 05/01/2011
LLC TEXAS 0 0 0 77386 77386 6.2 % 15/03/2010
LEMAK TEXAS 0 0 0 77386 77386 6.2 % 15/03/2010
FUND LP TEXAS 0 0 0 77386 77386 6.2 % 15/03/2010
PRAG U.S. 76000 0 0 14000 90000 7.2 % 10/03/2010

Senat trading

Bureau Date de la transaction Date de réception Type Montant Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Montant District