SONN

Sonnet BioTherapeutics Holdings, Inc. SONN

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
John Markey Ohio, United States 198300 0 198300 0 198300 6.5 % 02/01/2024
John Markey Ohio, United States 231115 0 231115 0 231115 7.6 % 17/11/2023
John Markey Ohio, United States 195780 0 195780 0 195780 6.4 % 06/11/2023
John Markey Ohio United States 3700000 0 3700000 0 3700000 11.1 % 17/07/2023
John Markey Ohio United States 3305000 0 3305000 0 3305000 9.9 % 07/07/2023
John Markey Ohio United States 2830000 0 2830000 0 2830000 8.5 % 30/06/2023
Matthew J. Ruck Gairsburg Maryland United States 1700000 0 0 0 1700000 6.18 % 22/06/2023
Matthew J. Ruck Gairsburg Maryland United States 1603006 0 0 0 1603006 5.83 % 14/06/2023
Matthew J. Ruck Gairsburg Maryland United States 1603006 0 0 0 1603006 5.83 % 14/06/2023
John Markey Ohio United States 2720000 0 2720000 0 2720000 9.9 % 12/06/2023
Matthew J. Ruck Maryland United States 1547426 0 1547426 0 1547426 5.6 % 09/06/2023
John Markey Ohio United States 2300000 0 2300000 0 2300000 8.4 % 26/05/2023
John Markey Ohio United States 1880839 0 1880839 0 1880839 6.85 % 17/05/2023
John Markey Ohio United States 1320507 0 1320507 0 1320507 6.5 % 01/05/2023
Sander Gerber United States 0 3400000 0 3400000 3400000 5.34 % 03/02/2022
Hudson Bay Capital Management LP State of Delaware 0 3400000 0 3400000 3400000 5.34 % 03/02/2022
Sander Gerber United States 0 3400000 0 3400000 3400000 5.34 % 03/02/2022
Hudson Bay Capital Management LP State of Delaware 0 3400000 0 3400000 3400000 5.34 % 03/02/2022
Pankaj Mohan USA 0 942959 0 942959 942959 5.5 % 10/03/2021
Westaim Origination Holdings, Inc. Delaware 0 0 0 % 16/02/2021
Arena Investors GP, LLC Delaware 0 0 0 % 16/02/2021
Arena Origination Co., LLC Delaware 0 0 0 % 16/02/2021
Arena Special Opportunities Fund, LP Delaware 0 0 0 % 16/02/2021
Westaim Origination Holdings, Inc. Delaware 0 0 0 % 16/02/2021
Arena Investors, LP Delaware 0 0 0 % 16/02/2021
Arena Investors GP, LLC Delaware 0 0 0 % 16/02/2021
Arena Special Opportunities Fund, LP Delaware 0 0 0 % 16/02/2021
Arena Origination Co., LLC Delaware 0 0 0 % 16/02/2021
Arena Investors, LP Delaware 0 0 0 % 16/02/2021
Arena Special Opportunities Fund (Onshore) GP, LLC Delaware 0 0 0 % 16/02/2021
Arena Special Opportunities Fund (Onshore) GP, LLC Delaware 0 0 0 % 16/02/2021
EIN Delaware, United States of America 5664728 0 5664728 5664728 4.99 % 16/02/2021
EIN Delaware, United States of America 5664728 0 5664728 5664728 4.99 % 16/02/2021
Ryan M. Lane United States 0 5707107 0 5707107 5707107 4.99 % 26/01/2021
Martin D. Hoe United States 0 5707107 0 5707107 5707107 4.99 % 26/01/2021
Empery Asset Management, LP Delaware 0 5707107 0 5707107 5707107 4.99 % 26/01/2021
Ryan M. Lane United States 0 5707107 0 5707107 5707107 4.99 % 26/01/2021
Martin D. Hoe United States 0 5707107 0 5707107 5707107 4.99 % 26/01/2021
Empery Asset Management, LP Delaware 0 5707107 0 5707107 5707107 4.99 % 26/01/2021
EIN Delaware, United States of America 538090 0 538090 538090 5.8 % 10/04/2020
EIN Delaware, United States of America 538090 0 538090 538090 5.8 % 10/04/2020
Bryan Ezralow USA 435641 120000 435641 120000 555641 4.97 % 07/04/2020
Ryan M. Lane United States 0 538090 0 538090 538090 5.85 % 07/04/2020
Martin D. Hoe United States 0 538090 0 538090 538090 5.85 % 07/04/2020
Martin D. Hoe United States 0 538090 0 538090 538090 5.85 % 07/04/2020
Ryan M. Lane United States 0 538090 0 538090 538090 5.85 % 07/04/2020
Empery Asset Management, LP Delaware 0 538090 0 538090 538090 5.85 % 07/04/2020
Empery Debt Opportunity Fund, LP Delaware 0 511185 0 511185 511185 5.56 % 07/04/2020
Empery Debt Opportunity Fund, LP Delaware 0 511185 0 511185 511185 5.56 % 07/04/2020
Empery Asset Management, LP Delaware 0 538090 0 538090 538090 5.85 % 07/04/2020
Westaim Origination Holdings, Inc. Delaware 905 905 9.99 % 31/03/2020
Arena Special Opportunities Fund (Onshore) GP, LLC Delaware 595 595 9.99 % 31/03/2020
Arena Investors GP, LLC Delaware 1500 1500 9.99 % 31/03/2020
Arena Origination Co., LLC Delaware 905 905 9.99 % 31/03/2020
Arena Special Opportunities Fund, LP Delaware 595 595 9.99 % 31/03/2020
Arena Investors, LP Delaware 1500 1500 9.99 % 31/03/2020
Bryan Ezralow USA 504349 120000 504349 120000 624349 5.6 % 02/03/2020
Bryan Ezralow USA 204349 0 204349 0 204349 2.03 % 10/02/2020
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 USA 204349 0 204349 0 204349 2.03 % 10/02/2020
Bryan Ezralow USA 202749 0 202749 0 202749 6.7 % 13/02/2018
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 USA 202749 0 202749 0 202749 6.7 % 13/02/2018
Bryan Ezralow USA 1270963 0 1270963 0 1270963 5.1 % 19/05/2017
Bryan Ezralow 1994 Trust u/t/d December 22, 1994 USA 1270963 0 1270963 0 1270963 5.1 % 19/05/2017
Israel A. Englander 222287 1 % 11/02/2016
Integrated Core Strategies (US) LLC 222222 1 % 11/02/2016
ICS Opportunities, Ltd. 0 0 % 11/02/2016
Integrated Assets II LLC 65 0 % 11/02/2016
Millennium Management LLC 222287 1 % 11/02/2016
Millennium International Management GP LLC 0 0 % 11/02/2016
Millennium International Management LP 0 0 % 11/02/2016
Siskey Capital Opportunity Fund II, LLC North Carolina 0 382412 0 382412 382412 5.2 % 10/03/2015
Siskey Capital, LLC North Carolina 0 33600 0 33600 33600 0.5 % 10/03/2015
Martin A. Sumichrast United States 0 501783 0 501783 501783 6.8 % 10/03/2015
Siskey Capital Opportunity Fund, LLC Delaware 0 85771 0 85771 85771 1.2 % 10/03/2015
Richard C. Siskey United States 0 501783 0 501783 501783 6.8 % 10/03/2015
Sandor Advisors, LLC Texas 0 669466 0 669466 669466 8.4 % 17/02/2015
Sandor Capital Master Fund LP TEXAS 0 669466 0 669466 669466 8.4 % 17/02/2015
John S. Lemak United States 128342 669466 128342 669466 797808 10 % 17/02/2015
Larry Spitcaufsky United States of America 0 1067216 0 1067216 1067216 17 % 10/02/2014
Hooters of Washington, L.L.C. Kansas 0 360541 0 360541 360541 5.8 % 10/02/2014
Hooters of Oregon Partners, L.L.C. Oregon 0 706675 0 706675 706675 11.3 % 10/02/2014
Siskey Capital, LLC North Carolina 0 120911 0 120911 120911 2.4 % 21/10/2013
Todd Beddard U.S. 0 416911 0 416911 416911 8.1 % 21/10/2013
Carolina Preferred Investments II, LLC North Carolina 0 296000 0 296000 296000 5.8 % 21/10/2013
STEPHEN SCHAEFFER U.S.A. 0 253478 0 253478 253478 6.845 % 23/09/2013
3 S 2 LLC Nevada 212878 253478 212878 253478 253478 6.845 % 23/09/2013
3 S 3 LLC Nevada 40600 253478 40600 253478 253478 6.845 % 23/09/2013
SANDOR ADVISORS, LLC TEXAS 381111 381111 381111 9.9 % 06/03/2013
SANDOR CAPITAL MASTER FUND LP TEXAS 381111 381111 381111 9.9 % 06/03/2013
JOHN S. LEMAK TEXAS 52202 328909 52202 328909 381111 9.9 % 06/03/2013
ROBERT B. PRAG U.S. 359535 33582 359535 33582 393117 9.9 % 04/03/2013
ICS Opportunities, Ltd. 444444 11.3 % 16/07/2012
Israel A. Englander 444444 11.3 % 16/07/2012
Millennium Management LLC 444444 11.3 % 16/07/2012
Millennium International Management GP LLC 444444 11.3 % 16/07/2012
Millennium International Management LP 444444 11.3 % 16/07/2012
Israel A. Englander United States 0 222222 0 222222 222222 6 % 12/07/2012
Millennium International Management GP LLC Delaware 0 222222 0 222222 222222 6 % 12/07/2012
Millennium International Management LP Delaware 0 222222 0 222222 222222 6 % 12/07/2012
ICS Opportunities, Ltd. Cayman Islands 0 222222 0 222222 222222 6 % 12/07/2012
Millennium Management LLC Delaware 0 222222 0 222222 222222 6 % 12/07/2012
ROBERT B. PRAG U.S. 267000 31200 267000 31200 298200 9.9 % 10/11/2011
SANDOR ADVISORS, LLC TEXAS 0 298200 0 298200 298200 9.9 % 10/11/2011
JOHN S. LEMAK UNITED STATES 73100 225100 73100 225100 298200 9.9 % 10/11/2011
SANDOR CAPITAL MASTER FUND LP TEXAS 0 298200 0 298200 298200 9.9 % 10/11/2011
Alnesh Mohan Canada 0 25134 0 25134 25134 2.5 % 05/01/2011
MPIC Fund I, LP Delaware 0 25134 0 25134 25134 2.5 % 05/01/2011
Corner Market Capital U.S., Inc. Delaware 0 25134 0 25134 25134 2.5 % 05/01/2011
Corner Market Management Inc. Vancouver, British Columbia, Canada 0 25134 0 25134 25134 2.5 % 05/01/2011
Corner Market Capital Corporation Vancouver, British Columbia, Canada 0 25134 0 25134 25134 2.5 % 05/01/2011
Sanjeev Parsad Canada 0 25134 0 25134 25134 2.5 % 05/01/2011
MPIC Canadian Limited Partnership Vancouver, British Columbia, Canada 0 25134 0 25134 25134 2.5 % 05/01/2011
SANDOR CAPITAL MASTER FUND LP TEXAS 0 77386 0 77386 77386 6.2 % 15/03/2010
JOHN S. LEMAK UNITED STATES 0 77386 0 77386 77386 6.2 % 15/03/2010
SANDOR ADVISORS, LLC TEXAS 0 77386 0 77386 77386 6.2 % 15/03/2010
ROBERT B. PRAG U.S. 76000 14000 76000 14000 90000 7.2 % 10/03/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District