| David C. Robins |
USA |
1450000 |
0 |
1450000 |
0 |
1450000 |
5.85 % |
04/08/2017 |
| Highbridge Capital Management, LLC |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
14/11/2016 |
| Lazard Asset Management LLC |
Delaware |
0 |
0 |
0 |
10 |
0 |
0 % |
14/11/2016 |
| Roland Ruckstuhl |
Switzerland |
0 |
1133919 |
0 |
0 |
1133919 |
6.09 % |
27/12/2013 |
| Nextech III GP Ltd. |
Switzerland |
1133919 |
0 |
1133919 |
0 |
1133919 |
6.09 % |
27/12/2013 |
| Alfred Scheidegger |
Switzerland |
0 |
1133919 |
0 |
0 |
1133919 |
6.09 % |
27/12/2013 |
| Rudolf Gygax |
Switzerland |
0 |
1133919 |
0 |
0 |
1133919 |
6.09 % |
27/12/2013 |
| Nextech III Oncology, LPCI |
Switzerland |
1133919 |
0 |
1133919 |
0 |
1133919 |
6.09 % |
27/12/2013 |
| Paul Schmitt |
USA |
0 |
1537641 |
0 |
1537641 |
1537641 |
11 % |
27/12/2013 |
| Novitas Capital III GP, LP |
Delaware |
0 |
1537641 |
0 |
1537641 |
1537641 |
11 % |
27/12/2013 |
| Novitas Capital III GP Manager, LLC |
Delaware |
0 |
1537641 |
0 |
1537641 |
1537641 |
11 % |
27/12/2013 |
| Stephen Barnes |
USA |
0 |
1537641 |
0 |
1537641 |
1537641 |
11 % |
27/12/2013 |
| Novitas Capital III, LP |
Delaware |
0 |
1537641 |
0 |
1537641 |
1537641 |
11 % |
27/12/2013 |
| Michael Bolton |
USA |
0 |
1537641 |
0 |
1537641 |
1537641 |
11 % |
27/12/2013 |
| John C. Crumpler |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Douglas Reed |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Hatteras Venture Partners III, L.P. |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Hatteras Venture Advisors III, LLC |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Clay B. Thorp |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Kenneth B. Lee |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Robert A. Ingram |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Hatteras Venture Affiliates III, L.P. |
USA |
0 |
1209742 |
0 |
0 |
1209742 |
5.7 % |
27/12/2013 |
| Michael Steinmetz |
German citizen |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Clarus Ventures II GP, L.P. |
Delaware |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Clarus Ventures II, LLC |
Delaware |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Nicholas Galakatos |
United States citizen |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Clarus Lifesciences II, L.P. |
Delaware |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Robert Liptak |
United States citizen |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Nicholas Simon |
United States citizen |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Dennis Henner |
United States Citizen |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| Kurt Wheeler |
United States citizen |
0 |
4644705 |
0 |
10 |
4644705 |
22 % |
27/12/2013 |
| John W. Littlechild |
USA |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |
| Harold R. Werner |
USA |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |
| James H. Cavanaugh, Ph.D. |
USA |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |
| HealthCare Partners VII, L.P. |
Delaware |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |
| Augustine Lawlor |
USA |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |
| HealthCare Ventures VII, L.P. |
Delaware |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |
| Christopher Mirabelli, Ph.D. |
USA |
0 |
2617099 |
0 |
2617099 |
2617099 |
12.4 % |
26/12/2013 |