ADVM

Adverum Biotechnologies, Inc. ADVM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Abigail P. Johnson Delaware 0 0 234718 0 234718 1.128 % 12/11/2024
FMR LLC Delaware 233571 0 234718 0 234718 1.128 % 12/11/2024
(1) BlackRock, Inc. Delaware 0 0 1473116 0 1490709 7.2 % 08/11/2024
Augustus Stern, MD USA 1116628 0 1116628 0 1116628 5.37 % 30/10/2024
Augustus Stern, MD USA 1116628 0 1116628 0 1116628 5.37 % 30/10/2024
27-1545452 0 0 0 0 1055103 5.07 % 23/10/2024
27-1545452 California, United States of America 13665 0 1055103 0 1055103 5.07 % 23/10/2024
(1) BlackRock, Inc. Delaware 0 0 0 0 1490709 7.2 % 22/10/2024
Logos Global Master Fund LP Delaware 0 10833334 0 0 10833334 11 % 22/02/2024
Logos Global Management GP LLC Delaware 0 15000000 0 0 15000000 11 % 22/02/2024
Logos GP LLC Delaware 0 10833334 0 0 10833334 11 % 22/02/2024
Logos Global Management LP Delaware 0 15000000 0 0 15000000 11 % 22/02/2024
Logos Global Management GP LLC Delaware 0 15000000 0 0 15000000 11 % 22/02/2024
Logos GP LLC Delaware 0 10833334 0 0 10833334 11 % 22/02/2024
Logos Global Master Fund LP Delaware 0 10833334 0 0 10833334 11 % 22/02/2024
Arsani William Delaware 0 15000000 0 0 15000000 11 % 22/02/2024
Logos Global Management LP Delaware 0 15000000 0 0 15000000 11 % 22/02/2024
Arsani William Delaware 0 15000000 0 0 15000000 11 % 22/02/2024
Chen Yu Delaware 0 20763572 0 20763572 20763572 9.9 % 15/02/2024
TCG Crossover GP II, LLC Delaware 0 20763572 0 20763572 20763572 9.9 % 15/02/2024
Chen Yu Delaware 0 20763572 0 20763572 20763572 9.9 % 15/02/2024
TCG Crossover GP II, LLC Delaware 0 20763572 0 20763572 20763572 9.9 % 15/02/2024
TCG Crossover Fund II, L.P. Delaware 0 20763572 0 20763572 20763572 9.9 % 15/02/2024
TCG Crossover Fund II, L.P. Delaware 0 20763572 0 20763572 20763572 9.9 % 15/02/2024
Opportunity Fund Holdings, L.P. Delaware 15000000 0 15000000 0 15000000 7.2 % 14/02/2024
Vivo Opportunity, LLC Delaware 15000000 0 15000000 0 15000000 7.2 % 14/02/2024
Opportunity Fund Holdings, L.P. Delaware 15000000 0 15000000 0 15000000 7.2 % 14/02/2024
Vivo Opportunity, LLC Delaware 15000000 0 15000000 0 15000000 7.2 % 14/02/2024
FHMLSP Overage, L.P. Delaware 0 2395833 0 2395833 2395833 1.2 % 09/02/2024
FHMLSP Overage, L.L.C. Delaware 0 2395833 0 2395833 2395833 1.2 % 09/02/2024
Frazier Life Sciences Public Fund, L.P. Delaware 0 5003125 0 5003125 5003125 2.4 % 09/02/2024
FHMLSP, L.L.C. Delaware 0 5003125 0 5003125 5003125 2.4 % 09/02/2024
Frazier Life Sciences Public Fund, L.P. Delaware 0 5003125 0 5003125 5003125 2.4 % 09/02/2024
Frazier Life Sciences X, L.P. Delaware 0 1017708 0 1017708 1017708 0.5 % 09/02/2024
FHMLSP, L.L.C. Delaware 0 5003125 0 5003125 5003125 2.4 % 09/02/2024
Daniel Estes Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
James Brush Delaware 0 7398958 0 7398958 7398958 3.6 % 09/02/2024
James N. Topper Delaware 0 10416666 0 10416666 10416666 5 % 09/02/2024
FHMLS XI, L.L.C. Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
FHMLS XI, L.P. Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
FHMLS X, L.L.C. Delaware 0 1017708 0 1017708 1017708 0.5 % 09/02/2024
James N. Topper Delaware 0 10416666 0 10416666 10416666 5 % 09/02/2024
Patrick J. Heron Delaware 0 10416666 0 10416666 10416666 5 % 09/02/2024
Frazier Life Sciences XI, L.P. Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
FHMLS X, L.P. Delaware 0 1017708 0 1017708 1017708 0.5 % 09/02/2024
Frazier Life Sciences X, L.P. Delaware 0 1017708 0 1017708 1017708 0.5 % 09/02/2024
FHMLSP Overage, L.P. Delaware 0 2395833 0 2395833 2395833 1.2 % 09/02/2024
Frazier Life Sciences Public Overage Fund, L.P. Delaware 0 2395833 0 2395833 2395833 1.2 % 09/02/2024
FHMLSP, L.P. Delaware 0 5003125 0 5003125 5003125 2.4 % 09/02/2024
FHMLSP, L.P. Delaware 0 5003125 0 5003125 5003125 2.4 % 09/02/2024
Frazier Life Sciences Public Overage Fund, L.P. Delaware 0 2395833 0 2395833 2395833 1.2 % 09/02/2024
FHMLSP Overage, L.L.C. Delaware 0 2395833 0 2395833 2395833 1.2 % 09/02/2024
FHMLS X, L.P. Delaware 0 1017708 0 1017708 1017708 0.5 % 09/02/2024
FHMLS X, L.L.C. Delaware 0 1017708 0 1017708 1017708 0.5 % 09/02/2024
Frazier Life Sciences XI, L.P. Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
FHMLS XI, L.P. Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
FHMLS XI, L.L.C. Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
Patrick J. Heron Delaware 0 10416666 0 10416666 10416666 5 % 09/02/2024
Albert Cha Delaware 0 7398958 0 7398958 7398958 3.6 % 09/02/2024
James Brush Delaware 0 7398958 0 7398958 7398958 3.6 % 09/02/2024
Daniel Estes Delaware 0 2000000 0 2000000 2000000 1 % 09/02/2024
Albert Cha Delaware 0 7398958 0 7398958 7398958 3.6 % 09/02/2024
VHCP Management III, LLC Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
VHCP Co-Investment Holdings III, LLC Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Koh, Bong United States 0 5899489 0 0 5899489 5.9 % 24/07/2023
VHCP Co-Investment Holdings III, LLC Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Venrock Healthcare Capital Partners III, L.P. Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Shah, Nimish United States 0 5899489 0 0 5899489 5.9 % 24/07/2023
VHCP Management III, LLC Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Venrock Healthcare Capital Partners III, L.P. Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Venrock Healthcare Capital Partners EG, L.P. Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
VHCP Management EG, LLC Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Koh, Bong Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Shah, Nimish Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
VHCP Management EG, LLC Delaware 0 5899489 0 0 5899489 5.9 % 24/07/2023
Capital LP USA 0 6158141 0 6158141 6158141 6.1 % 20/04/2023
Capital Master LP Islands 0 6158141 0 6158141 6158141 6.1 % 20/04/2023
Capital Master LP Delaware, USA 0 6158141 0 6158141 6158141 6.1 % 20/04/2023
Capital LP Delaware, USA 0 6158141 0 6158141 6158141 6.1 % 20/04/2023
BANK OF AMERICA CORPORATION56-0906609 Delaware 0 5587896 0 5591896 5591896 5.6 % 14/02/2023
Morgan Stanley Capital Services LLC Delaware. 0 0 0 13 7129709 7.1 % 08/02/2023
Morgan Stanley Delaware. 0 7133802 0 13 7135052 7.2 % 08/02/2023
Levy Cayman Islands 0 4982789 0 4982789 4982789 5 % 02/09/2022
Master Fund, L.P. Cayman Islands 0 4982789 0 4982789 4982789 5 % 02/09/2022
Master Fund, L.P. Delaware 0 4982789 0 4982789 4982789 5 % 02/09/2022
Group, LLC Cayman Islands 0 4982789 0 4982789 4982789 5 % 02/09/2022
LLC Cayman Islands 0 4982789 0 4982789 4982789 5 % 02/09/2022
LLC Delaware 0 4982789 0 4982789 4982789 5 % 02/09/2022
Levy Delaware 0 4982789 0 4982789 4982789 5 % 02/09/2022
Group, LLC Delaware 0 4982789 0 4982789 4982789 5 % 02/09/2022
(1) BlackRock, Inc. Delaware 3246012 0 3323843 0 3323843 3.4 % 08/07/2022
BML Investment Partners, L.P. Delaware 0 4950000 0 4950000 4950000 5 % 10/05/2022
BML Investment Partners, L.P. Delaware 0 4950000 0 4950000 4950000 5 % 10/05/2022
Braden M Leonard Delaware 225500 4950000 225500 4950000 5175500 5.2 % 10/05/2022
Braden M Leonard Delaware 225500 4950000 225500 4950000 5175500 5.2 % 10/05/2022
Abigail P. Johnson Delaware 0 0 10873853 0 10873853 11.011 % 11/04/2022
Abigail P. Johnson Delaware 0 0 10873853 0 10873853 11.011 % 11/04/2022
FMR LLC Delaware 10871458 0 10873853 0 10873853 11.011 % 11/04/2022
FMR LLC Delaware 10871458 0 10873853 0 10873853 11.011 % 11/04/2022
RTW Investments, LP Delaware 0 7554817 0 0 7554817 7.7 % 14/02/2022
Roderick Wong United States 0 7554817 0 0 7554817 7.7 % 14/02/2022
OrbiMed Advisors LLC Delaware 0 0 0 0 0 0 % 11/02/2022
OrbiMed Advisors LLC Delaware 0 0 0 0 0 0 % 11/02/2022
OrbiMed Capital LLC Delaware 0 0 0 0 0 0 % 11/02/2022
OrbiMed Capital LLC Delaware 0 0 0 0 0 0 % 11/02/2022
REGENERON PHARMACEUTICALS, INC. 1809098 0 1809098 0 1809098 1.84 % 11/02/2022
Avoro Capital Advisors LLC Delaware 6950000 0 6950000 0 6950000 7.1 % 11/02/2022
Behzad Aghazadeh United States 6950000 0 6950000 0 6950000 7.1 % 11/02/2022
(1) BlackRock, Inc. Delaware 7167657 0 7346822 0 7346822 7.5 % 03/02/2022
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 1884253 0 2047619 2047619 2.09 % 12/10/2021
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 10047490 0 10210856 10210856 10.41 % 10/09/2021
RA Capital Management, L.P. United States of America 0 0 0 0 0 0 % 16/08/2021
RA Capital Management, L.P. United States of America 0 0 0 0 0 0 % 16/08/2021
The Sonic Fund II, L.P. Delaware 0 6052068 0 10 6052068 6.2 % 18/03/2021
Lawrence Kam United States 57984 6073448 57984 10 6131432 6.3 % 18/03/2021
The Sonic Fund II, L.P. 0 6052068 0 11 6052068 6.2 % 18/03/2021
Lawrence Kam 57984 6073448 57984 11 6131432 6.3 % 18/03/2021
RA Capital Management, L.P. Delaware 0 9502383 0 9502383 9502383 9.7 % 16/02/2021
RA Capital Management, L.P. Delaware 0 9502383 0 9502383 9502383 9.7 % 16/02/2021
LAWRENCE KAM DELAWARE 0 0 92984 5123167 5216151 5.4 % 16/02/2021
THE SONIC FUND II, L.P. DELAWARE 0 0 0 5101787 5101787 5.2 % 16/02/2021
THE SONIC FUND II, L.P. DELAWARE 0 0 0 5101787 5101787 5.2 % 16/02/2021
LAWRENCE KAM DELAWARE 0 0 92984 5123167 5216151 5.4 % 16/02/2021
OrbiMed Capital LLC Delaware 4845247 0 4845247 0 4845247 4.97 % 12/02/2021
OrbiMed Advisors LLC Delaware 0 655897 0 0 655897 0.67 % 12/02/2021
RTW Investments, LP OR PLACE OF ORGANIZATION 0 7227364 0 7227364 7227364 7.42 % 12/02/2021
Roderick Wong OR PLACE OF ORGANIZATION 0 7227364 0 7227364 7227364 7.42 % 12/02/2021
RTW Master Fund, Ltd. OR PLACE OF ORGANIZATION 0 5518874 0 5518874 5518874 5.66 % 12/02/2021
Avoro Capital Advisors LLC Delaware 8000000 0 8000000 0 8000000 8.2 % 12/02/2021
(1) BlackRock, Inc. Delaware 6954131 0 7042768 0 7042768 7.2 % 28/01/2021
S 0 6386607 0 0 6386607 9.89 % 14/02/2020
Investments, LP 0 6386607 0 0 6386607 9.89 % 14/02/2020
S 0 5236550 0 0 5236550 8.11 % 14/02/2020
OrbiMed Capital LLC Delaware 0 3944090 0 0 3944090 6.11 % 14/02/2020
Advisors LLC Delaware 0 398100 0 0 398100 0.62 % 14/02/2020
OrbiMed Capital LLC Delaware 0 3944090 0 0 3944090 6.11 % 14/02/2020
Advisors LLC Delaware 0 398100 0 0 398100 0.62 % 14/02/2020
Behzad Aghazadeh 5250000 0 5250000 0 5250000 8.1 % 14/02/2020
Avoro Capital Advisors LLC 5250000 0 5250000 0 5250000 8.1 % 14/02/2020
Behzad Aghazadeh United States 5250000 0 5250000 0 5250000 8.1 % 14/02/2020
Avoro Capital Advisors LLC Delaware 5250000 0 5250000 0 5250000 8.1 % 14/02/2020
13-3127734 Delaware 1455848 0 1455848 0 1455848 2.25 % 13/02/2020
26-0385758 Delaware 1455848 0 1455848 0 1455848 2.25 % 13/02/2020
Adage Capital Partners GP, L.L.C. Delaware 0 1000000 0 0 1000000 1.55 % 12/02/2020
Adage Capital Partners, L.P. Delaware 0 1000000 0 0 1000000 1.55 % 12/02/2020
Robert Atchinson United States 0 1000000 0 0 1000000 1.55 % 12/02/2020
Adage Capital Advisors, L.L.C. Delaware 0 1000000 0 0 1000000 1.55 % 12/02/2020
Phillip Gross United States 0 1000000 0 0 1000000 1.55 % 12/02/2020
(1) BlackRock, Inc. Delaware 4411565 0 4518433 0 4518433 7 % 05/02/2020
Phillip Gross United States 0 3500000 0 0 3500000 5.52 % 30/05/2019
Robert Atchinson Delaware 0 3500000 0 0 3500000 5.52 % 30/05/2019
Adage Capital Advisors, L.L.C. Delaware 0 3500000 0 0 3500000 5.52 % 30/05/2019
Adage Capital Partners GP, L.L.C. Delaware 0 3500000 0 0 3500000 5.52 % 30/05/2019
Adage Capital Partners GP, L.L.C. Delaware 0 3500000 0 0 3500000 5.52 % 30/05/2019
Adage Capital Partners, L.P. Delaware 0 350000 0 0 3500000 5.52 % 30/05/2019
Phillip Gross Delaware 0 3500000 0 0 3500000 5.52 % 30/05/2019
Adage Capital Partners, L.P. Delaware 0 350000 0 0 3500000 5.52 % 30/05/2019
Adage Capital Advisors, L.L.C. Delaware 0 3500000 0 0 3500000 5.52 % 30/05/2019
Robert Atchinson United States 0 3500000 0 0 3500000 5.52 % 30/05/2019
Lawrence Kam United States 144304 3651262 144304 10 3795566 6 % 03/05/2019
The Sonic Fund II, L.P. Delaware 0 3648212 0 10 3648212 5.8 % 03/05/2019
The Sonic Fund II, L.P. Delaware 0 3348212 0 10 3348212 5.3 % 21/03/2019
Lawrence Kam United States 144304 3351262 144304 10 3495566 5.5 % 21/03/2019
Adage Capital Partners GP, L.L.C. Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Adage Capital Partners, L.P. Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Robert Atchinson Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Phillip Gross Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Adage Capital Advisors, L.L.C. Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Adage Capital Advisors, L.L.C. Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Robert Atchinson United States 0 3000000 0 0 3000000 4.77 % 13/02/2019
Adage Capital Partners GP, L.L.C. Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
Phillip Gross United States 0 3000000 0 0 3000000 4.77 % 13/02/2019
Adage Capital Partners, L.P. Delaware 0 3000000 0 0 3000000 4.77 % 13/02/2019
13-3127734 Delaware 3653000 0 3662541 55226 3717767 5.91 % 12/02/2019
13-3127734 Delaware 3653000 0 3662541 55226 3717767 5.91 % 12/02/2019
26-0385758 Delaware 3653000 0 3662541 55226 3717767 5.91 % 12/02/2019
26-0385758 Delaware 3653000 0 3662541 55226 3717767 5.91 % 12/02/2019
(1) BlackRock, Inc. Delaware 4352602 0 4443970 0 4443970 7.1 % 07/02/2019
Wong States of America 0 3841226 0 3841226 3841226 6.1 % 16/11/2018
Investments, LP Cayman Islands 0 3841226 0 3841226 3841226 6.1 % 16/11/2018
Wong Cayman Islands 0 3841226 0 3841226 3841226 6.1 % 16/11/2018
Investments, LP United States of America 0 3841226 0 3841226 3841226 6.1 % 16/11/2018
Master Fund, Ltd. Islands 0 3215239 0 3215239 3215239 5.1 % 16/11/2018
Master Fund, Ltd. Cayman Islands 0 3215239 0 3215239 3215239 5.1 % 16/11/2018
MSF International Ltd. State of Delaware 0 2700000 0 0 2700000 5.99 % 14/02/2018
Capital Management, LLC State of Delaware 0 2700000 0 0 2700000 5.99 % 14/02/2018
Capital Management, LLC State of Delaware 0 2700000 0 0 2700000 5.99 % 14/02/2018
MSF International Ltd. State of Delaware 0 2700000 0 0 2700000 5.99 % 14/02/2018
26-0385758 Delaware 1974200 0 2247138 307539 2554677 5.67 % 13/02/2018
13-3127734 Delaware 1974200 0 2247138 307539 2554677 5.67 % 13/02/2018
Zygmunt Wilf New Jersey 0 1958061 0 1958061 1958061 4.3 % 31/01/2018
Zygtech, LLC New Jersey 0 1958061 0 1958061 1958061 4.3 % 31/01/2018
1992 MSF International Ltd. State of Delaware 0 2500000 0 0 2500000 5.55 % 06/12/2017
1992 MSF International Ltd. State of Delaware 0 2500000 0 0 2500000 5.55 % 06/12/2017
Highbridge Capital Management, LLC State of Delaware 0 2500000 0 0 2500000 5.55 % 06/12/2017
Highbridge Capital Management, LLC State of Delaware 0 2500000 0 0 2500000 5.55 % 06/12/2017
Robert Atchinson United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Robert Atchinson United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Adage Capital Advisors, L.L.C. United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Adage Capital Partners, L.P. United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Adage Capital Partners GP, L.L.C. United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Adage Capital Advisors, L.L.C. United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Phillip Gross United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Phillip Gross United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Adage Capital Partners, L.P. United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Adage Capital Partners GP, L.L.C. United States 0 2500000 0 0 2500000 5.55 % 27/11/2017
Bpifrance Participations S.A. France 0 2640775 0 0 2640775 6.3 % 11/05/2017
Caisse des Dépôts et Consignations France 0 2640775 0 0 2640775 6.3 % 11/05/2017
Bpifrance S.A. France 0 2640775 0 0 2640775 6.3 % 11/05/2017
EPIC Bpifrance France 0 2640775 0 0 2640775 6.3 % 11/05/2017
Fonds Biotechnologies Innovantes et Maladies Rares France 0 2640775 0 0 2640775 6.3 % 11/05/2017
Bpifrance Investissement S.A.S. France 0 2640775 0 0 2640775 6.3 % 11/05/2017
Numeric Investors LLC Delaware 0 1235345 0 0 1235345 2.96 % 09/02/2017
Man Group plc Delaware 0 1235345 0 0 1235345 2.96 % 09/02/2017
Zygmunt Wilf New Jersey 0 2175279 0 0 2175279 5.2 % 23/01/2017
Zygtech, LLC New Jersey 0 2175279 0 0 2175279 5.2 % 23/01/2017
(1) BlackRock, Inc. Delaware 1244586 0 1269714 0 1269714 4.9 % 10/03/2016
Deerfield Partners, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
James E. Flynn Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield Mgmt III, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield Management Company, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield Special Situations Fund, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield Private Design Fund III, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield Special Situations International Master Fund, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield Mgmt, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Deerfield International Master Fund, L.P Delaware 0 0 0 0 0 0 % 16/02/2016
Zygtech, LLC New Jersey 0 2338176 0 0 2338176 9.1 % 05/02/2016
Zygmunt Wilf New Jersey 0 2338176 0 0 2338176 9.1 % 05/02/2016
(1) BlackRock, Inc. Delaware 1296369 0 1323414 0 1323414 5.1 % 28/01/2016
Man Group plc State of Delaware 0 1375602 0 0 1375602 5.34 % 21/01/2016
Numeric Investors LLC State of Delaware 0 1375602 0 0 1375602 5.34 % 21/01/2016
Man Group plc State of Delaware 0 1375602 0 0 1375602 5.34 % 21/01/2016
Numeric Investors LLC State of Delaware 0 1375602 0 0 1375602 5.34 % 21/01/2016
Deerfield Special Situations Fund, L.P. Delaware 0 184594 0 0 184594 0.82 % 17/02/2015
Deerfield Mgmt III, L.P. Delaware 0 654285 0 0 654285 2.91 % 17/02/2015
Deerfield Mgmt, L.P. Delaware 0 960384 0 0 960384 4.27 % 17/02/2015
Deerfield Management Company, L.P. Delaware 0 1614669 0 0 1614669 7.19 % 17/02/2015
Deerfield International Master Fund, L.P. British Virgin Islands 0 347557 0 0 347557 1.55 % 17/02/2015
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 147410 0 0 147410 0.66 % 17/02/2015
Deerfield Partners, L.P. Delaware 0 280823 0 0 280823 1.25 % 17/02/2015
Deerfield Private Design Fund III, L.P. Delaware 0 654285 0 0 654285 2.91 % 17/02/2015
James E. Flynn United States 0 1614669 0 0 1614669 7.19 % 17/02/2015
x3 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
x3 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
x3 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
x3 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
x3 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
6.2%4 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
4.4%4 Delaware 0 9827362 0 9827362 9827362 4.4 % 13/02/2015
x3 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
6.2%4 Delaware 0 13827352 0 13827352 13827352 6.2 % 13/02/2015
4.4%4 Delaware 0 9827362 0 9827362 9827362 4.4 % 13/02/2015
4.4%4 Delaware 0 9827362 0 9827362 9827362 4.4 % 13/02/2015
4.4%4 Delaware 0 9827362 0 9827362 9827362 4.4 % 13/02/2015
Zygtech, LLC New Jersey 0 2563176 0 0 2563176 11.26 % 03/02/2015
Zygmunt Wilf New Jersey 0 2563176 0 0 2563176 11.26 % 03/02/2015
Abigail P. Johnson Delaware 0 0 3370545 0 3370545 15 % 10/12/2014
Abigail P. Johnson Delaware 0 0 3370545 0 3370545 15 % 10/12/2014
FMR LLC Delaware 153704 0 3370545 0 3370545 15 % 10/12/2014
Edward C. Johnson 3d Delaware 0 0 3370545 0 3370545 15 % 10/12/2014
FMR LLC Delaware 153704 0 3370545 0 3370545 15 % 10/12/2014
Edward C. Johnson 3d Delaware 0 0 3370545 0 3370545 15 % 10/12/2014
8.1%* New York 0 0 0 0 1809098 8.1 % 07/08/2014
Deerfield Special Situations Fund, L.P. Delaware 0 227294 0 0 227294 1.02 % 05/08/2014
Deerfield Private Design Fund III, L.P. Delaware 0 654285 0 0 654285 2.94 % 05/08/2014
Deerfield Partners, L.P. Delaware 0 507200 0 0 507200 2.28 % 05/08/2014
James E. Flynn Delaware 0 2197679 0 0 2197679 9.87 % 05/08/2014
Deerfield Mgmt, L.P. Delaware 0 1543394 0 0 1543394 6.93 % 05/08/2014
Deerfield Mgmt III, L.P. Delaware 0 654285 0 0 654285 2.94 % 05/08/2014
Deerfield Private Design Fund III, L.P. Delaware 0 654285 0 0 654285 2.94 % 05/08/2014
Deerfield Partners, L.P. Delaware 0 507200 0 0 507200 2.28 % 05/08/2014
Deerfield Mgmt, L.P. Delaware 0 1543394 0 0 1543394 6.93 % 05/08/2014
James E. Flynn Delaware 0 2197679 0 0 2197679 9.87 % 05/08/2014
Deerfield Special Situations International Master Fund, L.P. Delaware 0 181633 0 0 181633 0.82 % 05/08/2014
Deerfield International Master Fund, L.P. Delaware 0 627267 0 0 627267 2.82 % 05/08/2014
Deerfield Mgmt III, L.P. Delaware 0 654285 0 0 654285 2.94 % 05/08/2014
Deerfield Special Situations Fund, L.P. Delaware 0 227294 0 0 227294 1.02 % 05/08/2014
Deerfield Management Company, L.P. Delaware 0 2197679 0 0 2197679 9.87 % 05/08/2014
Deerfield Management Company, L.P. Delaware 0 2197679 0 0 2197679 9.87 % 05/08/2014
Deerfield International Master Fund, L.P. Delaware 0 627267 0 0 627267 2.82 % 05/08/2014
Deerfield Special Situations International Master Fund, L.P. Delaware 0 181633 0 0 181633 0.82 % 05/08/2014

Senat trading

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Senat Divulgation

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