ADYX

Adynxx, Inc. ADYX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Perceptive Advisors LLC Delaware 0 0 0 0 0 0 % 14/02/2019
Perceptive Life Sciences Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 14/02/2019
Joseph Edelman United States of America 0 0 0 0 0 0 % 14/02/2019
Joseph Edelman United States of America 0 429108 0 429108 429108 8.6 % 14/02/2018
Perceptive Advisors LLC Delaware 0 429108 0 429108 429108 8.6 % 14/02/2018
Perceptive Life Sciences Master Fund, Ltd. Cayman Islands 0 429108 0 429108 429108 8.6 % 14/02/2018
Tekla Capital Management LLC 165000 3.3 % 12/02/2018
Daniel R. Omstead 165000 3.3 % 12/02/2018
Perceptive Life Sciences Master Fund, Ltd. Cayman Islands 0 1764708 0 1764708 1764708 5.94 % 14/02/2017
Joseph Edelman United States of America 0 1921951 0 1921951 1921951 6.74 % 14/02/2017
Perceptive Advisors LLC Delaware, United States of America 0 1921951 0 1921951 1921951 6.74 % 14/02/2017
James E. Flynn United States 0 0 0 0 0 0 % 14/02/2017
Deerfield International Master Fund, L.P. British Virgin Islands 0 0 0 0 0 0 % 14/02/2017
Deerfield Special Situations Fund, L.P. Delaware 0 0 0 0 0 0 % 14/02/2017
Deerfield Partners, L.P. Delaware 0 0 0 0 0 0 % 14/02/2017
Deerfield Management Company, L.P. Delaware 0 0 0 0 0 0 % 14/02/2017
Deerfield Mgmt, L.P. Delaware 0 0 0 0 0 0 % 14/02/2017
Tekla Capital Management LLC 1650000 5.6 % 13/02/2017
Daniel R. Omstead 1650000 5.6 % 13/02/2017
Hal Mintz USA 0 1100398 0 1100398 1100398 3.71 % 10/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1100398 0 1100398 1100398 3.71 % 10/01/2017
Sabby Management, LLC Delaware USA 0 1100398 0 1100398 1100398 3.71 % 10/01/2017
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1488108 0 1488108 1488108 5.38 % 31/03/2016
Sabby Management, LLC Delaware, USA 0 1488108 0 1488108 1488108 5.38 % 31/03/2016
Hal Mintz USA 0 1488108 0 1488108 1488108 5.38 % 31/03/2016
Perceptive Advisors LLC Delaware, United States of America 0 1921951 0 1921951 6.95 % 16/02/2016
Joseph Edelman United States of America 0 1921951 0 1921951 6.95 % 16/02/2016
James E. Flynn United States 0 1880134 0 1880134 1880134 6.8 % 16/02/2016
Deerfield Special Situations Fund, L.P. Delaware 0 1668729 0 1668729 1668729 6.03 % 16/02/2016
Deerfield International Master Fund, L.P. British Virgin Islands 0 118387 0 118387 118387 0.43 % 16/02/2016
Deerfield Management Company, L.P. Delaware 0 1880134 0 1880134 1880134 6.8 % 16/02/2016
Deerfield Mgmt, L.P. Delaware 0 1880134 0 1880134 1880134 6.8 % 16/02/2016
Deerfield Partners, L.P. Delaware 0 93018 0 93018 93018 0.34 % 16/02/2016
Daniel R. Omstead 1650000 6 % 12/02/2016
Tekla Capital Management LLC 1650000 6 % 12/02/2016
Perceptive Advisors LLC Delaware, United States of America 0 1921951 0 1921951 7.88 % 08/05/2015
Deerfield Partners, L.P. Delaware 0 154000 0 154000 154000 0 % 04/05/2015
James E. Flynn United States 0 1875000 0 1875000 1875000 8.01 % 04/05/2015
Deerfield International Master Fund, L.P. British Virgin Islands 0 196000 0 196000 196000 0 % 04/05/2015
Deerfield Special Situations Fund, L.P. Delaware 0 1525000 0 1525000 1525000 6.52 % 04/05/2015
Deerfield Management Company, L.P. Delaware 0 1875000 0 1875000 1875000 8.01 % 04/05/2015
Deerfield Mgmt, L.P. Delaware 0 1875000 0 1875000 1875000 8.01 % 04/05/2015
Perceptive Advisors LLC Delaware, United States of America 0 1121951 0 1121951 1121951 6.94 % 17/02/2015
Kevin Kotler United States of America 0 696864 0 696864 696864 7.04 % 14/02/2014
Broadfin Capital, LLC Delaware 0 696864 0 696864 696864 7.04 % 14/02/2014
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 696864 0 696864 696864 7.04 % 14/02/2014
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 774393 0 774393 774393 7.83 % 27/11/2013
Broadfin Capital, LLC Delaware 0 774393 0 774393 774393 7.83 % 27/11/2013
Kevin Kotler United States of America 0 774393 0 774393 774393 7.83 % 27/11/2013
Frost Gamma Investments Trust United States of America 11408009 0 11408009 0 11408009 3.7 % 18/11/2013
Frost Gamma Investments Trust Florida 25761618 0 25761618 0 25761618 11.1 % 03/04/2012
Frost Gamma Investments Trust United States of America 15761618 0 15761618 0 15761618 7.54 % 23/06/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District