Apollo Tactical Income Fund Inc. AIF
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Boaz R. Weinstein | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 29/01/2024 |
| Saba Capital Management GP, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 29/01/2024 |
| Boaz R. Weinstein | United States | 0 | 0 | 0 | 0 | 0 | 0 % | 29/01/2024 |
| Saba Capital Management, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 29/01/2024 |
| Saba Capital Management, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 29/01/2024 |
| Saba Capital Management GP, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 29/01/2024 |
| Parametric Portfolio Associates LLC | Delaware. | 83788 | 0 | 804387 | 804387 | 5.6 % | 08/12/2023 | |
| Morgan Stanley | Delaware. | 83788 | 0 | 804387 | 804387 | 5.6 % | 08/12/2023 | |
| Saba Capital Management GP, LLC | Delaware | 0 | 1011108 | 0 | 1011108 | 1011108 | 7 % | 14/02/2023 |
| Boaz R. Weinstein | United States | 0 | 1011108 | 0 | 1011108 | 1011108 | 7 % | 14/02/2023 |
| Saba Capital Management, L.P. | Delaware | 0 | 1011108 | 0 | 1011108 | 1011108 | 7 % | 14/02/2023 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 389434 | 389434 | 2.7 % | 08/02/2023 |
| Morgan Stanley | Delaware. | 0 | 19446 | 0 | 408880 | 408880 | 2.8 % | 08/02/2023 |
| Saba Capital Management GP, LLC | Delaware | 0 | 755578 | 0 | 755578 | 755578 | 5.2 % | 04/08/2022 |
| Saba Capital Management, L.P. | Delaware | 0 | 755578 | 0 | 755578 | 755578 | 5.2 % | 04/08/2022 |
| Boaz R. Weinstein | United States | 0 | 755578 | 0 | 755578 | 755578 | 5.2 % | 04/08/2022 |
| Saba Capital Management GP, LLC | Delaware | 0 | 755578 | 0 | 755578 | 755578 | 5.2 % | 04/08/2022 |
| Saba Capital Management, L.P. | Delaware | 0 | 755578 | 0 | 755578 | 755578 | 5.2 % | 04/08/2022 |
| Boaz R. Weinstein | United States | 0 | 755578 | 0 | 755578 | 755578 | 5.2 % | 04/08/2022 |
| Parametric Portfolio Associates LLC | Delaware. | 0 | 157164 | 0 | 1490089 | 1490089 | 10.3 % | 10/02/2022 |
| Morgan Stanley | Delaware. | 0 | 157164 | 0 | 1490089 | 1490089 | 10.3 % | 10/02/2022 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 793109 | 793109 | 5.5 % | 10/02/2022 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 793109 | 793109 | 5.5 % | 10/02/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1113959 | 1191785 | 8.24 % | 26/01/2022 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1113959 | 1191785 | 8.24 % | 26/01/2022 |
| Saba Capital Management, L.P. | Delaware | 0 | 676351 | 0 | 676351 | 676351 | 4.7 % | 20/12/2021 |
| Boaz R. Weinstein | United States | 0 | 676351 | 0 | 676351 | 676351 | 4.7 % | 20/12/2021 |
| Saba Capital Management GP, LLC | Delaware | 0 | 676351 | 0 | 676351 | 676351 | 4.7 % | 20/12/2021 |
| Saba Capital Management, L.P. | Delaware | 0 | 676351 | 0 | 676351 | 676351 | 4.7 % | 20/12/2021 |
| Boaz R. Weinstein | United States | 0 | 676351 | 0 | 676351 | 676351 | 4.7 % | 20/12/2021 |
| Saba Capital Management GP, LLC | Delaware | 0 | 676351 | 0 | 676351 | 676351 | 4.7 % | 20/12/2021 |
| Morgan Stanley | Delaware. | 0 | 156969 | 0 | 1421093 | 1421093 | 9.8 % | 10/12/2021 |
| Parametric Portfolio Associates LLC | Delaware. | 0 | 156969 | 0 | 1421093 | 1421093 | 9.8 % | 10/12/2021 |
| Eaton Vance Management | United States of America | 240352 | 0 | 1460360 | 0 | 1460360 | 10.1 % | 12/04/2021 |
| Eaton Vance Management | United States of America | 240352 | 0 | 1460360 | 0 | 1460360 | 10.1 % | 12/04/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 890761 | 962503 | 6.65 % | 15/01/2021 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 890761 | 962503 | 6.65 % | 15/01/2021 |
| Saba Capital Management, L.P. | Delaware | 0 | 14505421 | 0 | 1450542 | 1450542 | 10.03 % | 08/12/2020 |
| Boaz R. Weinstein | United States | 0 | 14505422 | 0 | 1450542 | 1450542 | 10.03 % | 08/12/2020 |
| Boaz R. Weinstein | United States | 0 | 14505422 | 0 | 1450542 | 1450542 | 10.03 % | 08/12/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 14505423 | 0 | 1450542 | 1450542 | 10.03 % | 08/12/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 14505423 | 0 | 1450542 | 1450542 | 10.03 % | 08/12/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 14505421 | 0 | 1450542 | 1450542 | 10.03 % | 08/12/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 8472441 | 0 | 847244 | 847244 | 5.9 % | 16/04/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 8472443 | 0 | 847244 | 847244 | 5.9 % | 16/04/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 8472441 | 0 | 847244 | 847244 | 5.9 % | 16/04/2020 |
| Boaz R. Weinstein | United States | 0 | 8472442 | 0 | 847244 | 847244 | 5.9 % | 16/04/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 8472443 | 0 | 847244 | 847244 | 5.9 % | 16/04/2020 |
| Boaz R. Weinstein | United States | 0 | 8472442 | 0 | 847244 | 847244 | 5.9 % | 16/04/2020 |
| Advisors Asset Management, Inc. | Delaware USA | 698730 | 0 | 698730 | 0 | 698730 | 4.831 % | 06/03/2020 |
| Advisors Asset Management, Inc. | Delaware USA | 698730 | 0 | 698730 | 0 | 698730 | 4.831 % | 06/03/2020 |
| Advisors Asset Management, Inc. | Delaware USA | 755513 | 0 | 755513 | 0 | 755513 | 5.223 % | 13/02/2020 |
| Eaton Vance Management | United States of America | 683841 | 0 | 683841 | 0 | 683841 | 4.73 % | 13/02/2020 |
| Eaton Vance Management | United States of America | 683841 | 0 | 683841 | 0 | 683841 | 4.73 % | 13/02/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1336096 | 1417755 | 9.8 % | 03/02/2020 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1336096 | 1417755 | 9.8 % | 03/02/2020 |
| Eaton Vance Management | United States of America | 824756 | 0 | 824756 | 0 | 824756 | 5.7 % | 15/02/2019 |
| Eaton Vance Management | United States of America | 824756 | 0 | 824756 | 0 | 824756 | 5.7 % | 15/02/2019 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 318885 | 318885 | 2.2 % | 12/02/2019 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 318885 | 318885 | 2.2 % | 12/02/2019 |
| Advisors Asset Management, Inc. | Delaware USA | 1013462 | 0 | 1013462 | 0 | 1013462 | 7.007 % | 11/02/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1563482 | 1639282 | 11.33 % | 04/02/2019 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1563482 | 1639282 | 11.33 % | 04/02/2019 |
| Morgan Stanley | Delaware. | 0 | 806105 | 0 | 571380 | 825679 | 5.7 % | 13/02/2018 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 806105 | 0 | 571380 | 825679 | 5.7 % | 13/02/2018 |
| Fargo & Company | Delaware | 2 | 619658 | 2 | 654683 | 654685 | 4.53 % | 12/02/2018 |
| Advisors Asset Management, Inc. | Delaware USA | 982249 | 0 | 982249 | 0 | 982249 | 6.791 % | 01/02/2018 |
| Advisors Asset Management, Inc. | Delaware USA | 982249 | 0 | 982249 | 0 | 982249 | 6.791 % | 01/02/2018 |
| Fargo & Company | Delaware | 2 | 800190 | 2 | 836017 | 836019 | 0 % | 30/01/2018 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2067820 | 2067820 | 14.3 % | 16/01/2018 |
| Advisors Asset Management, Inc. | Delaware USA | 827601 | 0 | 835082 | 0 | 835082 | 5.774 % | 13/02/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2256594 | 2256594 | 15.6 % | 12/01/2017 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2256594 | 2256594 | 15.6 % | 12/01/2017 |
| Advisors Asset Management, Inc. | Delaware USA | 1165526 | 0 | 1165526 | 0 | 1165526 | 8.058 % | 10/02/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2016785 | 2016785 | 13.94 % | 15/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 2016785 | 2016785 | 13.94 % | 15/01/2016 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1515871 | 1515871 | 10.48 % | 10/04/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1515871 | 1515871 | 10.48 % | 10/04/2015 |
| Morgan Stanley Smith Barney LLC | The state of organization is Delaware. | 863102 | 258638 | 0 | 897754 | 1156392 | 8 % | 17/02/2015 |
| Morgan Stanley | The state of organization is Delaware. | 886247 | 258638 | 0 | 920899 | 1179537 | 8.2 % | 17/02/2015 |
| Advisors Asset Management, Inc. | Delaware USA | 1142520 | 0 | 1142520 | 0 | 1142520 | 7.899 % | 11/02/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1199904 | 1199904 | 8.3 % | 27/01/2015 |
| First Trust Advisors L.P. The Charger Corporation | Illinois, U.S.A. | 0 | 0 | 0 | 1199904 | 1199904 | 8.3 % | 27/01/2015 |
| Morgan Stanley Smith Barney LLC #264310844 | organization is Delaware | 533224 | 265614 | 0 | 813939 | 813939 | 5.6 % | 10/02/2014 |
| Morgan Stanley #363145972 | organization is Delaware | 587518 | 265614 | 0 | 868233 | 868233 | 6 % | 10/02/2014 |