ARDC

Ares Dynamic Credit Allocation Fund, Inc. ARDC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Principal Global Investors, LLC Iowa 0 360000 0 0 360000 9 % 20/06/2023
Principal Global Investors, LLC Iowa 0 360000 0 0 360000 9 % 20/06/2023
Principal Life Insurance Company Iowa 0 360000 0 0 360000 9 % 20/06/2023
Principal Life Insurance Company Iowa 0 360000 0 0 360000 9 % 20/06/2023
7.0%* 280000 0 280000 0 280000 7 % 15/02/2022
7.0%* 280000 0 280000 0 280000 7 % 15/02/2022
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
Guggenheim Capital, LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
Guggenheim Partners, LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
GI Holdco II LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
GI Holdco LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
Guggenheim Partners Investment Management Holdings, LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
GI Holdco LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
Guggenheim Partners, LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
GI Holdco II LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
Guggenheim Capital, LLC Delaware 0 1391060 0 0 1391060 6.07 % 14/02/2022
Minnesota Life Insurance Company 223000 0 223000 0 223000 5.6 % 14/02/2022
Minnesota Life Insurance Company 223000 0 223000 0 223000 5.6 % 14/02/2022
Sun Life Assurance Company of Canada 560000 0 560000 0 560000 14 % 14/02/2022
Sun Life Financial Inc. 0 560000 0 560000 560000 14 % 14/02/2022
Sun Life Assurance Company of Canada 560000 0 560000 0 560000 14 % 14/02/2022
Sun Life Financial Inc. 0 560000 0 560000 560000 14 % 14/02/2022
Sun Life Assurance Company of Canada 560000 0 560000 0 560000 14 % 14/02/2022
Sun Life Financial Inc. 0 560000 0 560000 560000 14 % 14/02/2022
Eaton Vance Management 04-3101341 United States of America 1130691 0 1130691 0 1130691 11 % 14/12/2021
Eaton Vance Management 04-3101341 United States of America 1130691 0 1130691 0 1130691 11 % 14/12/2021
Thrivent Financial for Lutherans 760 0 760000 0 760000 19 % 24/09/2021
Thrivent Financial for Lutherans 760 0 760000 0 760000 19 % 24/09/2021
52-1222820 320000 0 320000 0 320000 8 % 22/09/2021
Apollo Life Asset GP, LLC 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Life Asset GP, LLC 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Annuity & Life Assurance Company 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Management Holdings GP, LLC 0 6000000 0 11 6000000 12 % 10/08/2021
Athene USA Corporation 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Life Re Ltd. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Capital Management, L.P. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Capital Management GP, LLC 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Management Holdings, L.P. 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Annuity and Life Company 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Management Holdings, L.P. 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Annuity and Life Company 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Annuity & Life Assurance Company 0 6000000 0 11 6000000 12 % 10/08/2021
Athene USA Corporation 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Life Re Ltd. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Insurance Solutions Group LP 0 6000000 0 11 6000000 12 % 10/08/2021
AISG GP Ltd. 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Holding Ltd. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Life Asset, L.P. 0 6000000 0 11 6000000 12 % 10/08/2021
Athene Holding Ltd. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Insurance Solutions Group LP 0 6000000 0 11 6000000 12 % 10/08/2021
AISG GP Ltd. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Life Asset, L.P. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Capital Management, L.P. 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Capital Management GP, LLC 0 6000000 0 11 6000000 12 % 10/08/2021
Apollo Management Holdings GP, LLC 0 6000000 0 11 6000000 12 % 10/08/2021
Sun Life Financial Inc. 0 240000 0 240000 240000 30 % 02/08/2021
Sun Life Assurance Company of Canada 240000 0 240000 0 240000 30 % 02/08/2021
Sun Life Assurance Company of Canada 240000 0 240000 0 240000 30 % 02/08/2021
Sun Life Financial Inc. 0 240000 0 240000 240000 30 % 02/08/2021
Sun Life Financial Inc. 0 240000 0 240000 240000 30 % 02/08/2021
Sun Life Assurance Company of Canada 240000 0 240000 0 240000 30 % 02/08/2021
52-1222820 120000 0 120000 0 120000 15 % 23/07/2021
Eaton Vance Management 04-3101341 United States of America 1038427 0 1180991 0 1180991 11 % 09/06/2021
Eaton Vance Management 04-3101341 United States of America 1038427 0 1180991 0 1180991 11 % 09/06/2021
Eaton Vance Management 04-3101341 United States of America 16876356 0 16876356 0 16876356 11 % 16/02/2021
Eaton Vance Management 04-3101341 United States of America 16876356 0 16876356 0 16876356 11 % 16/02/2021
Lawrence Siccia Illinois, U.S.A. 0 0 0 1758374 5000000 10.9 % 10/06/2013

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District