BDSI

BioDelivery Sciences International, Inc. BDSI

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Asset Management Exchange Master ICAV Ireland 0 0 0 0 0 0 % 10/02/2023
Asset Management Exchange Master ICAV Ireland 0 0 0 0 0 0 % 10/02/2023
Asset Management Exchange Master ICAV Ireland 5018146 0 5018146 0 0 5.08 % 24/02/2022
Asset Management Exchange Master ICAV Ireland 5018146 0 5018146 0 0 5.08 % 24/02/2022
Daniel Mack USA 0 0 0 0 0 0 % 14/02/2022
Wilmot B. Harkey USA 0 0 0 0 0 0 % 14/02/2022
Nantahala Capital Management, LLC MA 0 0 0 0 0 0 % 14/02/2022
Deerfield Partners, L.P. Delaware 0 29204 0 29204 29204 0.03 % 11/02/2022
Deerfield Mgmt, L.P. Delaware 0 29204 0 29204 29204 0.03 % 11/02/2022
James E. Flynn United States 0 29204 0 29204 29204 0.03 % 11/02/2022
Deerfield Management Company, L.P. Delaware 0 29204 0 29204 29204 0.03 % 11/02/2022
BlackRock, Inc. Delaware 7051483 0 7305512 0 7305512 7.4 % 02/02/2022
Nantahala Capital Management, LLC MA 0 5123671 0 5123671 5123671 5.1 % 16/02/2021
Daniel Mack USA 0 5123671 0 5123671 5123671 5.1 % 16/02/2021
Wilmot B. Harkey USA 0 5123671 0 5123671 5123671 5.1 % 16/02/2021
Daniel Mack USA 0 5123671 0 5123671 5123671 5.1 % 16/02/2021
Wilmot B. Harkey USA 0 5123671 0 5123671 5123671 5.1 % 16/02/2021
Nantahala Capital Management, LLC MA 0 5123671 0 5123671 5123671 5.1 % 16/02/2021
James E. Flynn United States 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
Deerfield Partners, L.P. Delaware 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
Deerfield Management Company, L.P. Delaware 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
S James E. Flynn United States 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
S Deerfield Management Company, L.P. Delaware 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
S Deerfield Partners, L.P. Delaware 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
S Deerfield Mgmt, L.P. Delaware 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
Deerfield Mgmt, L.P. Delaware 0 9530000 0 9530000 9530000 9.43 % 12/02/2021
BlackRock, Inc. Delaware 8032519 0 8214641 0 8214641 8.1 % 28/01/2021
Deerfield Mgmt, L.P. Delaware 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
Deerfield Management Company, L.P. Delaware 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
Deerfield Partners, L.P. Delaware 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
James E. Flynn United States 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
James E. Flynn United States 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
Deerfield Partners, L.P. Delaware 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
Deerfield Management Company, L.P. Delaware 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
Deerfield Mgmt, L.P. Delaware 0 6545500 0 6545500 6545500 6.79 % 06/04/2020
Nantahala Capital Management, LLC MA 0 4846167 0 4846167 4846167 5.4 % 14/02/2020
Daniel Mack USA 0 4846167 0 4846167 4846167 5.4 % 14/02/2020
Wilmot B. Harkey USA 0 4846167 0 4846167 4846167 5.4 % 14/02/2020
Wilmot B. Harkey USA 0 4846167 0 4846167 4846167 5.4 % 14/02/2020
Nantahala Capital Management, LLC MA 0 4846167 0 4846167 4846167 5.4 % 14/02/2020
Daniel Mack USA 0 4846167 0 4846167 4846167 5.4 % 14/02/2020
Avoro Capital Advisors LLC Delaware 3000000 0 3000000 0 3000000 3.34 % 14/02/2020
Behzad Aghazadeh United States 3000000 0 3000000 0 3000000 3.34 % 14/02/2020
Timothy P. Lynch U.S.A. 0 0 0 0 0 0 % 13/02/2020
Stonepine Capital Management, LLC California 0 0 0 0 0 0 % 13/02/2020
Stonepine Capital, L.P. Delaware 0 0 0 0 0 0 % 13/02/2020
Timothy P. Lynch U.S.A. 0 0 0 0 0 0 % 13/02/2020
Jon M. Plexico U.S.A. 0 0 0 0 0 0 % 13/02/2020
Jon M. Plexico U.S.A. 0 0 0 0 0 0 % 13/02/2020
Stonepine Capital Management, LLC California 0 0 0 0 0 0 % 13/02/2020
Stonepine Capital, L.P. Delaware 0 0 0 0 0 0 % 13/02/2020
BlackRock, Inc. Delaware 7123056 0 7304342 0 7304342 8.1 % 07/02/2020
Armistice Capital, LLC Delaware 0 0 0 0 0 0 % 14/02/2019
Armistice Capital Master Fund Ltd. Cayman Islands 0 0 0 0 0 0 % 14/02/2019
Steven Boyd United States of America 0 0 0 0 0 0 % 14/02/2019
venBio Select Advisor LLC Delaware 8614588 0 8614588 0 8614588 9.98 % 14/02/2019
Behzad Aghazadeh United States 8614588 0 8614588 0 8614588 9.98 % 14/02/2019
Stonepine Capital Management, LLC California 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Stonepine Capital, L.P. Delaware 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Timothy P. Lynch U.S.A. 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Jon M. Plexico U.S.A. 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Timothy P. Lynch U.S.A. 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Stonepine Capital, L.P. Delaware 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Stonepine Capital Management, LLC California 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Jon M. Plexico U.S.A. 3981867 0 3981867 0 3981867 5.6 % 12/02/2019
Steven Boyd United States of America 0 3692000 0 3692000 3692000 6.2 % 16/08/2018
Armistice Capital, LLC Delaware 0 3692000 0 3692000 3692000 6.2 % 16/08/2018
Armistice Capital Master Fund Ltd. Cayman Islands 0 3692000 0 3692000 3692000 6.2 % 16/08/2018
Armistice Capital Master Fund Ltd. Cayman Islands 0 3692000 0 3692000 3692000 6.2 % 16/08/2018
Armistice Capital, LLC Delaware 0 3692000 0 3692000 3692000 6.2 % 16/08/2018
Steven Boyd United States of America 0 3692000 0 3692000 3692000 6.2 % 16/08/2018
No. Minnesota 0 1307381 0 1307381 1307381 2.34 % 14/02/2018
Stonepine Capital, L.P. Delaware 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Stonepine Capital Management, LLC California 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Jon M. Plexico U.S.A. 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Timothy P. Lynch U.S.A. 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Jon M. Plexico U.S.A. 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Stonepine Capital, L.P. Delaware 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Stonepine Capital Management, LLC California 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Timothy P. Lynch U.S.A. 3645491 0 3645491 0 3645491 6.5 % 13/02/2018
Broadfin Capital, LLC Delaware 0 4634119 0 4634119 4634119 8.29 % 13/02/2018
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 4634119 0 4634119 4634119 8.29 % 13/02/2018
Kevin Kotler United States America 0 4634119 0 4634119 4634119 8.29 % 13/02/2018
Abigail P. Johnson United States of America 0 0 250 0 250 0 % 14/02/2017
FMR LLC Delaware 250 0 250 0 250 0 % 14/02/2017
FMR LLC Delaware 250 0 250 0 250 0 % 14/02/2017
Abigail P. Johnson United States of America 0 0 250 0 250 0 % 14/02/2017
Steven Boyd United States of America 0 0 0 0 0 0 % 14/02/2017
Armistice Capital Master Fund, Ltd. Cayman Islands 0 0 0 0 0 0 % 14/02/2017
Armistice Capital, LLC Delaware 0 0 0 0 0 0 % 14/02/2017
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 5398794 0 5398794 5398794 9.98 % 13/02/2017
Broadfin Capital, LLC Delaware 0 5398794 0 5398794 5398794 9.98 % 13/02/2017
Kevin Kotler United States of America 0 5398794 0 5398794 5398794 9.98 % 13/02/2017
No. Minnesota 0 3143317 0 3143737 3143737 5.81 % 10/02/2017
Stonepine Capital, L.P. Delaware 3228493 0 3228493 0 3228493 6 % 13/01/2017
Stonepine Capital Management, LLC California 3228493 0 3228493 0 3228493 6 % 13/01/2017
Stonepine Capital, L.P. Delaware 3228493 0 3228493 0 3228493 6 % 13/01/2017
Stonepine Capital Management, LLC California 3228493 0 3228493 0 3228493 6 % 13/01/2017
BlackRock, Inc. Delaware 1101871 0 1116801 0 1116801 2.1 % 08/07/2016
STATE STREET CORPORATION BOSTON, MASSACHUSETTS 0 682462 0 682462 682462 1.3 % 22/02/2016
EverPoint Asset Management, LLC Delaware 0 435585 0 435585 435585 0.8 % 16/02/2016
Point72 Asset Management, L.P. Delaware 0 0 0 0 0 0 % 16/02/2016
Point72 Capital Advisors, Inc. Delaware 0 0 0 0 0 0 % 16/02/2016
Cubist Systematic Strategies, LLC Delaware 0 0 0 0 0 0 % 16/02/2016
Steven A. Cohen United States 0 435585 0 435585 435585 0.8 % 16/02/2016
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 5188794 0 5188794 5188794 9.85 % 12/02/2016
Broadfin Capital, LLC Delaware 0 5188794 0 5188794 5188794 9.85 % 12/02/2016
Kevin Kotler United States America 0 5188794 0 5188794 5188794 9.85 % 12/02/2016
Voting Shares Irrevocable Trust 2960554 2960554 2960554 5.62 % 11/02/2016
(entities only Federated Investors, Inc. 2960554 2960554 2960554 5.62 % 11/02/2016
J. Christopher Donahue 2960554 2960554 2960554 5.62 % 11/02/2016
Rhodora J. Donahue 2960554 2960554 2960554 5.62 % 11/02/2016
John F. Donahue 2960554 2960554 2960554 5.62 % 11/02/2016
Invesco Ltd. Bermuda 799 0 799 0 799 0 % 29/01/2016
BlackRock, Inc. Delaware 2765591 0 2867492 0 2867492 5.4 % 28/01/2016
Armistice Capital, LLC Delaware 0 3132000 0 3132000 3132000 5.9 % 21/01/2016
Armistice Capital, LLC Delaware 0 3132000 0 3132000 3132000 5.9 % 21/01/2016
Steven Boyd United States of America 0 3132000 0 3132000 3132000 5.9 % 21/01/2016
Armistice Capital Master Fund, Ltd. Cayman Islands 0 3132000 0 3132000 3132000 5.9 % 21/01/2016
Steven Boyd United States of America 0 3132000 0 3132000 3132000 5.9 % 21/01/2016
Armistice Capital Master Fund, Ltd. Cayman Islands 0 3132000 0 3132000 3132000 5.9 % 21/01/2016
Steven A. Cohen United States 0 2886362 0 2886362 2886362 5.5 % 01/07/2015
EverPoint Asset Management, LLC Delaware 0 2850000 0 2850000 2850000 5.4 % 01/07/2015
Point72 Asset Management, L.P. Delaware 0 16900 0 16900 16900 0.1 % 01/07/2015
Steven A. Cohen United States 0 2886362 0 2886362 2886362 5.5 % 01/07/2015
Cubist Systematic Strategies, LLC Delaware 0 19462 0 19462 19462 0.1 % 01/07/2015
Point72 Capital Advisors, Inc. Delaware 0 16900 0 16900 16900 0.1 % 01/07/2015
Cubist Systematic Strategies, LLC Delaware 0 19462 0 19462 19462 0.1 % 01/07/2015
Point72 Capital Advisors, Inc. Delaware 0 16900 0 16900 16900 0.1 % 01/07/2015
Point72 Asset Management, L.P. Delaware 0 16900 0 16900 16900 0.1 % 01/07/2015
EverPoint Asset Management, LLC Delaware 0 2850000 0 2850000 2850000 5.4 % 01/07/2015
Kevin Kotler United States of America 0 3894060 0 3894060 3894060 7.33 % 20/05/2015
Broadfin Capital, LLC Delaware 0 3894060 0 3894060 3894060 7.33 % 20/05/2015
Kevin Kotler United States of America 0 3894060 0 3894060 3894060 7.33 % 20/05/2015
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 3894060 0 3894060 3894060 7.33 % 20/05/2015
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 3894060 0 3894060 3894060 7.33 % 20/05/2015
Broadfin Capital, LLC Delaware 0 3894060 0 3894060 3894060 7.33 % 20/05/2015
BlackRock, Inc. Delaware 2450678 0 2540241 0 2540241 4.9 % 08/05/2015
(entities only Federated Investors, Inc. 2451694 2451694 2451694 4.69 % 07/05/2015
J. Christopher Donahue 2451694 2451694 2451694 4.69 % 07/05/2015
Rhodora J. Donahue 2451694 2451694 2451694 4.69 % 07/05/2015
John F. Donahue 2451694 2451694 2451694 4.69 % 07/05/2015
Voting Shares Irrevocable Trust 2451694 2451694 2451694 4.69 % 07/05/2015
FRANCIS E. O’DONNELL, JR. UNITED STATES OF AMERICA 2224210 0 2224210 0 2224210 4.72 % 17/02/2015
HOPKINS CAPITAL GROUP II LLC FLORIDA 2000490 0 2000490 0 2000490 3.88 % 17/02/2015
Baker Bros. Advisors LP Delaware 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Baker Bros. Advisors LP Delaware 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Baker Bros. Advisors Delaware 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Baker Bros. Advisors Delaware 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Felix J. Baker United States 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Julian C. Baker United States 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Felix J. Baker United States 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Julian C. Baker United States 2349021 0 2349021 0 2349021 4.4 % 17/02/2015
Adage Capital Partners GP, L.L.C. Delaware 0 800000 0 800000 800000 1.56 % 17/02/2015
Adage Capital Partners, L.P. Delaware 0 800000 0 800000 800000 1.56 % 17/02/2015
Adage Capital Partners GP, L.L.C. Delaware 0 800000 0 800000 800000 1.56 % 17/02/2015
Adage Capital Partners, L.P. Delaware 0 800000 0 800000 800000 1.56 % 17/02/2015
Adage Capital Advisors, L.L.C. Delaware 0 800000 0 800000 800000 1.56 % 17/02/2015
Phillip Gross United States 0 800000 0 800000 800000 1.56 % 17/02/2015
Robert Atchinson United States 0 800000 0 800000 800000 1.56 % 17/02/2015
Adage Capital Advisors, L.L.C. Delaware 0 800000 0 800000 800000 1.56 % 17/02/2015
Robert Atchinson United States 0 800000 0 800000 800000 1.56 % 17/02/2015
Phillip Gross United States 0 800000 0 800000 800000 1.56 % 17/02/2015
Broadfin Capital, LLC Delaware 0 2396399 0 2396399 2396399 4.7 % 17/02/2015
Kevin Kotler United States of America 0 2396399 0 2396399 2396399 4.7 % 17/02/2015
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 2396399 0 2396399 2396399 4.7 % 17/02/2015
James E. Flynn United States 0 464083 0 464083 464083 0.9 % 17/02/2015
Deerfield Partners, L.P. Delaware 0 206053 0 206053 206053 0.4 % 17/02/2015
Deerfield Mgmt, L.P. Delaware 0 464083 0 464083 464083 0.9 % 17/02/2015
Deerfield Management Company, L.P. Delaware 0 464083 0 464083 464083 0.9 % 17/02/2015
Deerfield Partners, L.P. Delaware 0 206053 0 206053 206053 0.4 % 17/02/2015
Deerfield International Master Fund, L.P. British Virgin Islands 0 258030 0 258030 258030 0.5 % 17/02/2015
James E. Flynn United States 0 464083 0 464083 464083 0.9 % 17/02/2015
Deerfield International Master Fund, L.P. British Virgin Islands 0 258030 0 258030 258030 0.5 % 17/02/2015
Deerfield Mgmt, L.P. Delaware 0 464083 0 464083 464083 0.9 % 17/02/2015
Deerfield Management Company, L.P. Delaware 0 464083 0 464083 464083 0.9 % 17/02/2015
STATE STREET CORPORATION NO. OF THE ABOVE PERSON: BOSTON MASSACHUSETTS 0 2865420 0 2865420 2865420 5.6 % 11/02/2015
BlackRock, Inc. Delaware 2516241 0 2605344 0 2605344 5.1 % 06/02/2015
BlackRock, Inc. Delaware 2255986 0 2314067 0 2314067 4.9 % 07/03/2014
HOPKINS CAPITAL GROUP II LLC FLORIDA 2625490 0 2625490 0 2625490 6.89 % 14/02/2014
FRANCIS E. O’DONNELL, JR. UNITED STATES OF AMERICA 2976751 0 2976751 0 2976751 7.75 % 14/02/2014
James E. Flynn United States 0 2331025 0 2331025 2331025 6.02 % 14/02/2014
Deerfield Management Company, L.P. Delaware 0 2331025 0 2331025 2331025 6.02 % 14/02/2014
Deerfield Mgmt, L.P. Delaware 0 2331025 0 2331025 2331025 6.02 % 14/02/2014
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 1067815 0 1067815 1067815 2.78 % 14/02/2014
Deerfield Special Situations Fund, L.P. Delaware 0 1263210 0 1263210 1263210 3.29 % 14/02/2014
Julian C. Baker United States 2985005 0 2985005 0 2985005 7.4 % 14/02/2014
Felix J. Baker United States 2985005 0 2985005 0 2985005 7.4 % 14/02/2014
Baker Bros. Advisors Delaware 2985005 0 2985005 0 2985005 7.4 % 14/02/2014
Baker Bros. Advisors LP Delaware 2985005 0 2985005 0 2985005 7.4 % 14/02/2014
Broadfin Capital, LLC Delaware 0 2222054 0 2222054 2222054 5.8 % 13/02/2014
Kevin Kotler United States America 0 2222054 0 2222054 2222054 5.8 % 13/02/2014
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 2222054 0 2222054 2222054 5.8 % 13/02/2014
BlackRock, Inc. Delaware 2081030 0 2124949 0 2124949 5.6 % 28/01/2014
Edward C. Johnson 3d United States of America 0 0 2916731 0 2916731 7.671 % 10/01/2014
Edward C. Johnson 3d United States of America 0 0 2916731 0 2916731 7.671 % 10/01/2014
FMR LLC Delaware 1095 0 2916731 0 2916731 7.671 % 10/01/2014
FMR LLC Delaware 1095 0 2916731 0 2916731 7.671 % 10/01/2014
Sophrosyne Capital, LLC Delaware, USA 1595441 1595441 1595441 4.25 % 05/04/2013
Sophrosyne Capital, LLC Delaware, USA 1595441 1595441 1595441 4.25 % 05/04/2013
Kevin Kotler United States of America 0 2017000 0 2017000 2017000 6.6 % 11/03/2013
Broadfin Capital, LLC Delaware 0 2017000 0 2017000 2017000 6.6 % 11/03/2013
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 2017000 0 2017000 2017000 6.6 % 11/03/2013
Broadfin Healthcare Master Fund, Ltd. Cayman Islands 0 2017000 0 2017000 2017000 6.6 % 11/03/2013
Kevin Kotler United States of America 0 2017000 0 2017000 2017000 6.6 % 11/03/2013
Broadfin Capital, LLC Delaware 0 2017000 0 2017000 2017000 6.6 % 11/03/2013
Sophrosyne Capital, LLC . Delaware USA 2259288 0 0 2259288 2259288 6.03 % 13/02/2013
HOPKINS CAPITAL GROUP II LLC MISSOURI 3175490 0 3175490 0 3175490 8.47 % 11/02/2013
FRANCIS E. O’DONNELL, JR. UNITED STATES AMERICA 3623179 0 3623179 0 3623179 9.59 % 11/02/2013
Felix J. Baker United States 3164426 0 3164426 0 3164426 9.98 % 01/02/2013
Felix J. Baker United States 3164426 0 3164426 0 3164426 9.98 % 01/02/2013
Julian C. Baker United States 3164426 0 3164426 0 3164426 9.98 % 01/02/2013
Baker Bros. Advisors, LLC Delaware 3164426 0 3164426 0 3164426 9.98 % 01/02/2013
Julian C. Baker United States 3164426 0 3164426 0 3164426 9.98 % 01/02/2013
Baker Bros. Advisors, LLC Delaware 3164426 0 3164426 0 3164426 9.98 % 01/02/2013
BlackRock, Inc. Delaware 1946697 0 1946697 0 1946697 5.19 % 30/01/2013
James E. Flynn United States 0 2144615 0 2144615 2144615 5.64 % 10/12/2012
Deerfield Management Company, L.P. Delaware 0 2144615 0 2144615 2144615 5.64 % 10/12/2012
Deerfield Mgmt, L.P. Delaware 0 2144615 0 2144615 2144615 5.64 % 10/12/2012
Deerfield Mgmt, L.P. Delaware 0 2144615 0 2144615 2144615 5.64 % 10/12/2012
Deerfield Management Company, L.P. Delaware 0 2144615 0 2144615 2144615 5.64 % 10/12/2012
Deerfield Special Situations Fund, L.P. Delaware 0 986553 0 986553 986553 2.61 % 10/12/2012
Deerfield Special Situations Fund, L.P. Delaware 0 986553 0 986553 986553 2.61 % 10/12/2012
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 1158062 0 1158062 1158062 3.06 % 10/12/2012
James E. Flynn United States 0 2144615 0 2144615 2144615 5.64 % 10/12/2012
Deerfield Special Situations International Master Fund, L.P. British Virgin Islands 0 1158062 0 1158062 1158062 3.06 % 10/12/2012
Robert Atchinson United States 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Adage Capital Partners, L.P. Delaware 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Adage Capital Partners GP, L.L.C. Delaware 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Adage Capital Partners, L.P. Delaware 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Adage Capital Partners GP, L.L.C. Delaware 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Adage Capital Advisors, L.L.C. Delaware 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Robert Atchinson United States 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Phillip Gross United States 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Adage Capital Advisors, L.L.C. Delaware 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Phillip Gross United States 0 2300000 0 2300000 2300000 6.13 % 06/12/2012
Sophrosyne Capital, LLC Delaware 2175476 2175476 2175476 5.8 % 04/12/2012
Sophrosyne Capital, LLC Delaware 2175476 2175476 2175476 5.8 % 04/12/2012
Sophrosyne Capital, LLC Delaware 1477448 0 0 1477448 1477448 4.91 % 01/10/2012
Sophrosyne Capital, LLC Delaware 1477448 0 0 1477448 1477448 4.91 % 01/10/2012
FMR LLC Delaware 0 0 3023500 0 3023500 10.199 % 11/06/2012
Edward C. Johnson 3d United States of America 0 0 3023500 0 3023500 10.199 % 11/06/2012
FMR LLC Delaware 0 0 3023500 0 3023500 10.199 % 11/06/2012
Edward C. Johnson 3d United States of America 0 0 3023500 0 3023500 10.199 % 11/06/2012
Sophrosyne Capital, LLC Delaware 1943000 1943000 1943000 6.57 % 17/04/2012
Sophrosyne Capital, LLC Delaware 1943000 1943000 1943000 6.57 % 17/04/2012
Felix J. Baker United States 0 2595044 0 2595044 2595044 8.8 % 14/02/2012
Julian C. Baker United States 0 2595044 0 2595044 2595044 8.8 % 14/02/2012
Felix J. Baker United States 0 2595044 0 2595044 2595044 8.8 % 14/02/2012
Julian C. Baker United States 0 2595044 0 2595044 2595044 8.8 % 14/02/2012
Dr. Jeffrey R. Jay, M.D. : USA 0 0 0 0 0 0 % 14/02/2012
Dr. Jeffrey R. Jay, M.D. USA 0 0 0 0 0 0 % 14/02/2012
Mr. David Kroin USA 0 0 0 0 0 0 % 14/02/2012
Great Point Partners, LLC USA 0 0 0 0 0 0 % 14/02/2012
Mr. David Kroin : USA 0 0 0 0 0 0 % 14/02/2012
Great Point Partners, LLC : USA 0 0 0 0 0 0 % 14/02/2012
FRANCIS E. O’DONNELL, JR. UNITED STATES AMERICA 3717756 0 3717756 0 3717756 12.46 % 13/02/2012
HOPKINS CAPITAL GROUP II LLC MISSOURI 3275490 0 3275490 0 3275490 11.08 % 13/02/2012
FRANCIS E. O’DONNELL, JR. UNITED STATES AMERICA 3717756 0 3717756 0 3717756 12.46 % 13/02/2012
HOPKINS CAPITAL GROUP II LLC MISSOURI 3275490 0 3275490 0 3275490 11.08 % 13/02/2012
Mr. David Kroin USA 0 19231001 0 19231001 19231001 6.66 % 21/03/2011
Great Point Partners, LLC USA 0 19231001 0 19231001 19231001 6.66 % 21/03/2011
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP USA 0 19231001 0 19231001 19231001 6.66 % 21/03/2011
Dr. Jeffrey R. Jay, M.D. USA 0 19231001 0 19231001 19231001 6.66 % 21/03/2011
Great Point Partners, LLC USA 0 19231001 0 19231001 19231001 6.66 % 21/03/2011
Mr. David Kroin USA 0 19231001 0 19231001 19231001 6.66 % 21/03/2011
Felix J. Baker United States 0 2403848 0 2403848 2403848 8.3 % 21/03/2011
Julian C. Baker United States 0 2403848 0 2403848 2403848 8.3 % 21/03/2011
Julian C. Baker United States 0 2403848 0 2403848 2403848 8.3 % 21/03/2011
Felix J. Baker United States 0 2403848 0 2403848 2403848 8.3 % 21/03/2011
FRANCIS E. O’DONNELL, JR. UNITED STATES OF AMERICA 3459155 0 3459155 0 3459155 18.2 % 16/02/2010
HOPKINS CAPITAL GROUP II LLC MISSOURI 3275490 0 3275490 0 3275490 16.5 % 16/02/2010
David Grin United States and Israel 0 833871 0 833871 833871 3.96 % 16/02/2010
Eugene Grin United States 0 833871 0 833871 833871 3.96 % 16/02/2010
Laurus Capital Management, LLC : Delaware 0 833871 0 833871 833871 3.96 % 16/02/2010
PSource Structured Debt Limited : Guernsey 0 833871 0 833871 833871 3.96 % 16/02/2010
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) USA 0 341442 0 341442 341442 1.8 % 14/02/2008

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District