ERNA

Ernexa Therapeutics Inc. ERNA

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
John D. Halpern United States 0 550894 0 550894 550894 9.99 % 31/01/2024
John D. Halpern United States 0 550894 0 550894 550894 9.99 % 31/01/2024
Katherine H. Halpern United States 0 550894 0 550894 550894 9.99 % 31/01/2024
Katherine H. Halpern United States 0 550894 0 550894 550894 9.99 % 31/01/2024
Nicholas Jason Singer United States 600480 0 600480 0 600480 9.99 % 19/01/2024
Purchase Capital LLC Delaware 0 600480 0 600480 600480 9.99 % 19/01/2024
IAF, LLC South Carolina 576964 0 576964 0 576964 9.99 % 20/12/2023
Purchase Capital LLC Delaware 121822 0 280422 0 280422 5 % 28/08/2023
Freebird Partners LP Texas 0 1053487 0 1053487 1053487 19.99 % 20/07/2023
Curtis Huff United States 0 1053487 0 1053487 1053487 19.99 % 20/07/2023
Freebird Investments LLC Texas 0 1053487 0 1053487 1053487 19.99 % 20/07/2023
Curtis Huff United States 0 697511 0 697511 697511 12.6 % 04/04/2023
Freebird Investments LLC Texas 0 697511 0 697511 697511 12.6 % 04/04/2023
Freebird Partners LP Texas 0 697511 0 697511 697511 12.6 % 04/04/2023
George P. Denny III United States 204 460209 204 460209 460413 15.6 % 06/03/2023
George P. Denny III United States 204 460209 204 460209 460413 15.6 % 06/03/2023
John D. Halpern United States 0 452283 0 452283 452283 8.8 % 31/01/2023
Katherine H. Halpern United States 0 452283 0 452283 452283 8.8 % 31/01/2023
Katherine H. Halpern United States 0 451166 0 451166 451166 8.8 % 05/12/2022
John D. Halpern United States 205 450961 205 450961 451166 8.8 % 05/12/2022
Freebird Investments LLC Texas 0 272583 0 272583 272583 5.3 % 02/12/2022
Curtis Huff United States 0 272583 0 272583 272583 5.3 % 02/12/2022
Freebird Partners LP Texas 0 272583 0 272583 272583 5.3 % 02/12/2022
Nicholas Jason Singer United States 2095000 0 2095000 0 2095000 4 % 16/02/2022
Factor Bioscience Inc. Delaware 0 4216092 0 4216092 4216092 8.2 % 27/08/2021
Matthew Angel United States 285888 4216092 285888 4216092 4501980 8.7 % 27/08/2021
Christopher Rohde Canada 454888 4216092 454888 4216092 4670980 9 % 27/08/2021
Factor Bioscience LLC Delaware 0 4216092 0 4216092 4216092 8.2 % 27/08/2021
Novellus LLC Delaware 4216092 0 4216092 0 4216092 8.2 % 27/08/2021
W. Allen Custard III United States 171350 1404120 171350 1404120 1575470 3.79 % 26/05/2021
Custard & Pitts Investment Co. LP Texas 1404120 0 1404120 0 1404120 3.38 % 26/05/2021
William A. Custard United States 435401 1404120 435401 1404120 1839521 4.43 % 26/05/2021
W. Allen Custard III United States 171350 1404120 171350 1404120 1575470 3.79 % 26/05/2021
Custard & Pitts Investment Co. LP Texas 1404120 0 1404120 0 1404120 3.38 % 26/05/2021
William A. Custard United States 435401 1404120 435401 1404120 1839521 4.43 % 26/05/2021
Katherine H. Halpern United States 0 4747245 0 4747245 4747245 11.4 % 24/05/2021
Ian H. Halpern United States 2442323 0 2442323 0 2442323 5.9 % 24/05/2021
John D. Halpern United States 4094 4743151 4094 4743151 4747245 11.4 % 24/05/2021
Katherine H. Halpern United States 0 4747245 0 4747245 4747245 11.4 % 24/05/2021
Ian H. Halpern United States 2442323 0 2442323 0 2442323 5.9 % 24/05/2021
John D. Halpern United States 4094 4743151 4094 4743151 4747245 11.4 % 24/05/2021
William A. Custard United States 435401 1654120 435401 1654120 2089521 5.03 % 18/05/2021
W. Allen Custard III United States 196350 1654120 196350 1654120 1850470 4.45 % 18/05/2021
Custard & Pitts Investment Co. LP Texas 1654120 0 1654120 0 1654120 3.98 % 18/05/2021
William A. Custard United States 435401 1654120 435401 1654120 2089521 5.03 % 18/05/2021
W. Allen Custard III United States 196350 1654120 196350 1654120 1850470 4.45 % 18/05/2021
Custard & Pitts Investment Co. LP Texas 1654120 0 1654120 0 1654120 3.98 % 18/05/2021
George P. Denny III United States 4094 4903898 4094 4903898 4907992 11.8 % 13/05/2021
George P. Denny III United States 4094 4903898 4094 4903898 4907992 11.8 % 13/05/2021
GENTILE GUY United States 0 0 0 0 0 0 % 04/05/2021
GENTILE GUY United States 0 0 0 0 0 0 % 04/05/2021
Nicholas Jason Singer United States 3791983 0 3791983 0 3791983 9.13 % 30/04/2021
P R Diamonds, Inc. New York (United States) 0 93098 0 93098 93098 3.1 % 30/12/2020
Pincus Reisz U.S. 0 93098 0 93098 93098 3.1 % 30/12/2020
North Star Investment Management Corporation Delaware 18986 18986 0.65 % 02/07/2020
Sean Gordon United States of America 0 0 0 0 0 0 % 05/06/2020
North Star Investment Management Corporation Delaware 143350 143350 90971 234321 8 % 22/05/2020
Sean Gordon United States of America 209600 0 209600 0 209600 7.2 % 18/03/2020
Bard Associates, Inc. Illinois 20000 0 271850 0 271850 9.4 % 11/02/2020
P R Diamonds, Inc. New York, U.S. 0 231241 0 231241 231241 8.04 % 07/03/2019
Pincus Reisz U.S. 0 231241 0 231241 231241 8.04 % 07/03/2019
Bard Associates, Inc. Illinois 20000 0 290850 0 290850 10.1 % 14/02/2019
AWM Investment Company, Inc. Delaware, United States 0 0 0 0 0 0 % 10/01/2019
Bard Associates, Inc. Illinois 20000 0 298900 0 298900 10.4 % 09/07/2018
North Star Investment Management Corporation Delaware 287900 0 287900 11000 298900 11.9 % 08/01/2018
North Star Investment Management Corporation Delaware 257800 0 257800 257800 10.25 % 12/10/2017
Sean Gordon State of New York 217500 0 217500 0 217500 8.8 % 02/05/2017
Manatuck Hill Partners, LLC Delaware 0 37500 0 37500 37500 1.6 % 13/02/2017
AWM Investment Company, Inc. Delaware, United States 332253 0 332253 0 332253 14.7 % 09/12/2016
AWM Investment Company, Inc. Delaware, United States 7823652 0 7823652 0 7823652 8.5 % 10/02/2015
Manatuck Hill Partners, LLC Delaware 5000000 0 5000000 0 5000000 6.79 % 14/02/2014
Stephen J. Clearman United States of America 0 3582616 0 3582616 3582616 5.94 % 05/02/2010
Kinderhook GP, LLC Delaware 0 3582616 0 3582616 3582616 5.94 % 05/02/2010
Kinderhook Partners, LP Delaware 0 3582616 0 3582616 3582616 5.94 % 05/02/2010
Tushar Shah United States of America 0 3582616 0 3582616 3582616 5.94 % 05/02/2010
Tushar Shah United States of America 0 3654471 0 3654471 3654471 6.05 % 07/01/2010
Stephen J. Clearman United States of America 0 3654471 0 3654471 3654471 6.05 % 07/01/2010
Kinderhook Partners, LP Delaware 0 3654471 0 3654471 3654471 6.05 % 07/01/2010
Kinderhook GP, LLC Delaware 0 3654471 0 3654471 3654471 6.05 % 07/01/2010

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District