First Trust Specialty Finance and Financial Opportunities Fund FGB
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | California | 0 | 0 | 0 | 1077057 | 1077057 | 7.5 % | 06/11/2024 |
| LPL Financial LLC | California | 0 | 0 | 0 | 784089 | 784089 | 5.5 % | 09/02/2024 |
| LPL Financial LLC | California | 0 | 0 | 0 | 784089 | 784089 | 5.5 % | 09/02/2024 |
| LPL Financial LLC | California | 0 | 0 | 0 | 889331.75 | 889331.75 | 6.2 % | 03/02/2023 |
| LPL Financial LLC | California | 0 | 0 | 0 | 889331.75 | 889331.75 | 6.2 % | 03/02/2023 |
| Nova R Wealth, Inc. | Kansas USA | 0 | 0 | 0 | 0 | 784883 | 5.5 % | 06/02/2018 |
| Nova R Wealth, Inc. | Kansas USA | 0 | 0 | 0 | 0 | 784883 | 5.5 % | 06/02/2018 |
| Fargo & Company | Delaware | 0 | 637001 | 0 | 670675 | 670675 | 4.68 % | 10/04/2017 |
| Fargo & Company | Delaware | 0 | 675705 | 0 | 724479 | 724479 | 5.06 % | 27/01/2017 |
| Old Lane Partners, LP | Delaware | 0 | 834680 | 0 | 834680 | 834680 | 5.9 % | 17/06/2008 |
| Old Lane, LP | Delaware | 0 | 834680 | 0 | 834680 | 834680 | 5.9 % | 17/06/2008 |
| Old Lane Partners GP, LLC | Delaware | 0 | 834680 | 0 | 834680 | 834680 | 5.9 % | 17/06/2008 |
| Old Lane Holdings, LP | Delaware | 0 | 834680 | 0 | 834680 | 834680 | 5.9 % | 17/06/2008 |
| Old Lane Holdings GP, LLC | Delaware | 0 | 834680 | 0 | 834680 | 834680 | 5.7 % | 17/06/2008 |
| Old Lane Hedge Fund GP, LLC | Delaware | 0 | 834680 | 0 | 834680 | 834680 | 5.9 % | 17/06/2008 |