GBIM

GlobeImmune, Inc. GBIM

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Jeffrey Wm. Bartelt U.S. Citizen 300200 0 300200 0 300200 5.2 % 24/02/2016
Mark N. Lampert United States 0 678400 0 0 678400 11.8 % 05/06/2015
MSI BVF SPV, LLC Delaware 0 96726 0 0 96726 1.7 % 05/06/2015
Biotechnology Value Fund, L.P. Delaware 0 330947 0 0 330947 5.8 % 05/06/2015
Biotechnology Value Fund II, L.P. Delaware 0 190041 0 0 190041 3.3 % 05/06/2015
Investment 10, L.L.C. Illinois 0 60686 0 0 60686 1.1 % 05/06/2015
BVF Partners L.P. Delaware 0 678400 0 0 678400 11.8 % 05/06/2015
BVF Inc. Delaware 0 678400 0 0 678400 11.8 % 05/06/2015
HealthCare Ventures VII, L.P. Delaware 0 593153 0 0 593153 10.3 % 17/07/2014
HealthCare Partners VII, L.P. Delaware 0 593153 0 0 593153 10.3 % 17/07/2014
Christopher Mirabelli, Ph.D. USA 0 593153 0 0 593153 10.3 % 17/07/2014
Augustine Lawlor USA 0 593153 0 0 593153 10.3 % 17/07/2014
Harold R. Werner USA 0 593153 0 0 593153 10.3 % 17/07/2014
John W. Littlechild USA 0 593153 0 0 593153 10.3 % 17/07/2014
James H. Cavanaugh, Ph.D. USA 0 593153 0 0 593153 10.3 % 17/07/2014
S                      James W. Broderick (“Broderick”) United States 0 539347 0 0 539347 9.4 % 11/07/2014
S                      Gary J. Morgenthaler (“Morgenthaler”) United States 0 539347 0 0 539347 9.4 % 11/07/2014
S                      Gary R. Little (“Little”) United States 0 539347 0 0 539347 9.4 % 11/07/2014
S                      John D. Lutsi (“Lutsi”) United States 0 539347 0 0 539347 9.4 % 11/07/2014
S                      Robert D. Pavey (“Pavey”) United States 0 539347 0 0 539347 9.4 % 11/07/2014
S                      Peter G. Taft (“Taft”) United States 0 539347 0 0 539347 9.4 % 11/07/2014
S                      Morgenthaler Partners VII, L.P. (“Morgenthaler VII”) Delaware 539347 539347 539347 0 539347 9.4 % 11/07/2014
S                      Morgenthaler Management Partners VII, LLC (“Morgenthaler VII GP”) Delaware 539347 539347 539347 0 539347 9.4 % 11/07/2014
S                      Robert C. Bellas, Jr. (“Bellas”) United States 0 539347 0 0 539347 9.4 % 11/07/2014

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District